While the Greek cities-states battered one another in the fratricidal
warfare, a new military power was rising in the north – Macedonia. The
Macedonians still were semi-nomadic Aryan tribes, who followed the Dorians and
Ionians into Europe. To the fourth century BC, the Macedonians multiplied in
such degree that their mountainous territory could not properly support them. In
359 BC, twenty-one-year-old Philip II became the king of Macedonians. He had
spent three years as a hostage in Thebes where he learned the latest military
strategy and tactics, and weaknesses and strength of the Greek city-states. He
reorganized the Macedonian chieftains into an efficient officer corpus and
converted Macedonia into a well-established hierarchical bureaucracy, which
could maintain a well-trained army. His patience and unscrupulousness was
rewarded and, in 338 BC, at Chaeronea, the Macedonian army decisively defeated
the Greek confederates. In this battle, the old Hellenic urban culture has died
and the Hellenistic urban culture was born.
The decline in the civic responsibilities and the inability of the Greeks to
rise above their local interests (which were represented by the city-state
governments) to the level of the national interests and create a federal
government led the Greeks to this rapture. The federal government, as a fair
representative of the newly developed interests, would end the fratricidal
warfare, promote economic well being, and protect the Greeks from hostile
States. However, the Greek democracy could not yet learn how to balance the
interests of the industrial middle-class and the agrarian aristocracy.
The Greeks did not respond to the Macedonians as they had earlier fought with
the Persians because the quality of their citizenship had deteriorated. Pericles’
ideal of citizenship dissipated as the Athenians continued to neglect the common
interests and concentrated their efforts on their private affairs or sought to
gain profit from a public office. After the defeat in the Peloponnesian War, the
middle-class of the Ionian city-states was weakened by the constant scramble
with local aristocracy. Moreover, the Ionian confederation was dissolved and the
new, Pan-Dorian-Ionian confederation was very weak because the agrarian and
industrial interests were too polar that they could be solved peacefully.
It is a well-known fact of the human nature that the individual’s attraction
becomes weaker in proportion to the distance of the attractive object. The same
principle can be applied to a person who is more attached to own family than to
own neighborhood, to own neighborhood than to the entire community. The same
principle can be applied to the people of each city-state, who tend to feel a
strong bias toward their local government and a strong prejudice against the
federal government, unless the latter would provide a greater benefit than the
local government. However, the confederation under the leadership of the
agricultural states could not provide the greater benefit to the industrial
states. This stalemate had resulted in the situation that every local government
asserted its sovereignty and, therefore, the confederate army was a collection
of divisions that could act, as a united force only when there was agreement
among the local governments. It meant that the army spent too much time trying
to coordinate own actions, and thus, was ineffective in the struggle with the
autocratic Macedonian army. The defeat was inevitable. In the aftermath of this
event, the world of the small and self-sufficient city-states ceased to exist
and the Greek urban culture was taking a different shape.
The Greek urban culture passed through three stages: the Hellenic, Hellenistic,
and Greco-Roman Ages. The Hellenic Age began with the foundation of the first
city-states (at the end of the 9th century BC) and endured until the
defeat of their confederation from the Macedonians. The Hellenistic Age endured
from the foundation of the Greco-Macedonian Empire to the defeat of its last
remnant (the Greco-Egyptian Ptolemaic Dynasty) from the Romans in 31 BC. The
Greco-Roman Age endured nearly five centuries until the nomadic Mongolian and
German tribes thwarted the Greco-Roman cultural development in another direction
at the end of the 5th century AD.
At the beginning of the Hellenic Age, the personal relationship between two
individuals and the aristocratic personal bravery and loyalty were
the pivotal center of the social (moral) thought. At the peak of the Hellenic
Age, the citizen’s relationship to the legal city-state and the idea of
the active citizenship (‘daring with deliberation’) had been the center
of cultural and political life. At the end of the Hellenic Age, the upper and
middle classes of the Greek city-states tired from the nearly century long
warfare and numerous riots. The intellectuals of both classes tried to find the
ways to reconcile their classes antagonistic interests and came up with a
synthetic moral ideology that would assist them in this task. Thus, once more,
the social scientists and priests looked back to the East (in their Aryan
heritage) trying to find answers on the critical issue – how could be balanced
the conflicting interests of the upper and middle classes. Thus, they divided
the Hindu teaching about the seasons of life and tried to dig down into them,
and thus, they created the separate doctrines that would correspond to each
separate season of life. Therefore, the principal doctrines of the Hellenistic
Age were – 1) Epicureanism, as corresponding to the student’s season of life; 2)
Stoicism, as corresponding to the householder’s season of life; 3) Skepticism –
the retiree’s season of life; and 4) Cynicism – the complete stranger’s season
of life.
Previously the city-state had given a Greek an identity, and
only in own city he could live a fulfilled and happy life. With the coming
empire, the situation drastically changed. Although cities retained the internal
autonomy, they had lost their army and their sovereignty in the foreign affairs.
They were not any longer the sovereign and self-sufficient communities. Now the
social scientists and priests no longer assumed that the happy and fulfilled
life was tied to the affairs of the city-state. Not the active citizenship and
social responsibilities, but the freedom from emotional stress became the
highway to the fulfilled life.
Epicures, reflecting the Greek’s changing attitude and relationship to the city
and the State, taught the moral of passive intake – as a student does
when he listens his teacher. Solon and Socrates believed that individuals attain
happy and fulfilled life through their own efforts, unaided by the gods.
Therefore, they thought that the active citizenship was a necessary prerequisite
for individual happiness, for social justice and stability. However, to
Epicures, the passivity and withdrawal from the civic duties became the main
virtue. Wise persons, said Epicures, would refrain from engaging in public
affairs, for politics could deprive them of their self-sufficiency, their
freedom to choose and to act accordingly.
On the previous stage of the social development, the starting point of moral was
the citizen’s relationship to the semi-tribal city-state. Now its point of
departure became from the relationship of an individual to the Empire-State and
the entire humanity, because now the individual’s fulfillment and happiness
depended on a larger and more complex world. Now the moralists tried to deal
with the feeling of alienation of the upper and middle classes Greeks from the
city and their attachment to the community-at-large. This Empire-State provided
them with greater material incentives, but with fewer, colder, and more
bureaucratic personal relationships.
To attain the peace of mind in such a competitive and hostile environment,
Epicures advised that the wise individuals would not pursue the social power
-- wealth or fame -- or the sensual pleasure -- love and hate, for the
pursuit would only provoke anxiety. ‘A free life cannot acquire many
possessions, because this is not easy to do without servility to mobs or
monarchs.’ The sensual pleasures have their natural limitations, and therefore,
the unpleasant after-effects (such as hangovers or heart burning) could be
avoided and happiness could be pursued with reason. Epicures advised to live
justly, for one who is unjust, burdens self with troubles. ‘But the greatest
good is prudence, for from prudence are sprung all the other virtues, and it
teaches us that it is not possible to live pleasantly without living prudently
and honorably and justly.’
People could have happy and fulfilled life when their bodies are ‘free from
pain’ and their minds ‘released from worry and fear’.
People could not be happy when they worried about dying. The dread that the gods
could interfere in human life and inflict sufferings even after death, Epicures
considered as the main cause of the individual’s anxiety. ‘Many at one moment
shun death as the greatest of evils in life. However, the wise man neither seeks
to escape life nor fears the cessation of life, for neither does life offend him
nor does the absence of life seem to be any evil.... A man cannot dispel his
fear about the most important matters if he does not know what is the nature of
the universe but suspects the truth of some mythical story. So that without
natural science it is not possible to attain our pleasures unalloyed.’ To
eliminate this main source of the human anxiety, he proposed to displace the
theory of the active gods with the Democritus’ atomic theory, which taught that
all things in the universe consist of the indivisible and colliding atoms. For
if the universe is so ordered, then there is no necessity for a divine
intervention. Therefore, even if the gods exist, they are not active and could
not influence our affairs. However, as we know it now, the atom is infinitely
divisible, and therefore, is infinite and contains a whole universe in itself;
and therefore, is God in itself. Thus, the problem of the dying anxiety persists
to these days.
In general, although Epicures discarded the active part of any adventure (daring),
he embraced the traditional middle-class insistence on prudence and moderation (deliberation).
The Hellenistic Greeks had to examine their place in a more complex and more
threatening world than the city-state was. They had to perceive a larger
community more distant from an individual than the semi-tribal city-state was,
although with greater material opportunities. Therefore, Stoicism became the
main ideology of the Hellenistic Age. Although the Stoics did not perceive
passivity as a virtue, they recognized and struggled with the problem of
alienation of an individual from a community. They tried to buttress the inner
strength of the individual in order that he could endure in the larger,
Empire-State (without the semi-tribal city-state support and security).
Moreover, these moralists wanted the individual to be active and happy, as is
appropriate for middle-aged people. By stressing the inner strength of an
individual in dealing with his misfortunes, the Stoics went deeper than the
Hindus did into the program of the individual happiness in the world with
greater uncertainties. However, this profundity came with the narrow
applicability of their doctrine, because Stoicism can be applied only to
physically active middle-aged people.
The main principle of the Stoicism may be summed up as follows – ‘all
inhabitants of this world should not live differentiated by the laws of their
separate city-states, but they should consider all men to be of one State. The
united people should have a common life and order, as a herd that feeds together
and shares the common field’.
Zeno, the founder of the Stoicism believed that the universe contained Chaos and
Order in itself. This Order he variously called as the Divine Fire, Divine
Reason, Logos, and God – in short, the universal conscious. The Chaos for
him was Nature or the universal body and its subconscious. The universal
conscious that underlies the universe and reality, permeated all things, and
accounted for their orderliness. Zeno reasoned that people were part of the
universe, and as such, they shared in the universal conscious. This universal
conscious was implanted in every human being and enabled all physically active
adults to act consciously (reasonably) and to comprehend the principles of the
universal order. Because the universal reason was common to all people, all
adult individuals were essentially (by the reasoning abilities) equal, and as
such, were brothers and sisters to each other. The individual’s reason (his
conscious) gave him his dignity and enabled him to recognize and respect the
dignity of others. To the Stoics, all people, despite their differences by
race, ethnicity, or social rank, were fellow human beings; and one law, the law
of the universe, should be applied to all of them.
Pericles reminded the Athenians about their civic duties to abide by the laws
and traditions of the city; the Stoics considered people as the citizens of the
world and emphasized the individual’s cosmopolitan duty to understand and obey
the universal laws. Socrates taught a morality of self-mastery based on reason
and knowledge and the Stoics followed him, believing that the main human quality
was the ability to reason. They also believed that the individual’s happiness
came from his conscious disciplining of his unconscious emotions. The Stoics
maintained Socrates’ conclusion that the individual, through moral perfecting
his conscious (reason), could perfect his unconscious character.
The Stoics believed that the wise man should order his life according to the
universal law, the law of Reason, which underlay the universe. Harmony between
the individual reason and the universal reason would give the individual his
inner strength to resist the sufferings (inflicted by own passion or "wrong"
reasoning that would compel other individuals to torment him). Thus, the
individual would remain undisturbed by life’s calamities through self-mastery of
the inner peace and happiness. Even if he lost his external freedom and his body
was subjected to the power of his master, his mind remained independent and
free.
The Stoics taught that, by organizing a single society, the world would be
transformed into the well-ordered commonwealth that would be based on the law of
Reason (the natural law). Plutarch asserted that Alexander was inspired by these
high ideals of the oneness of humanity and human equality before law. Because of
Alexander’s conquests of the lands between Greece and India, thousands of Greek
soldiers, bureaucrats, and merchants settled in the lands of their Indo-European
(Aryan) ancestors. Their encounters with own well-forgotten past and with new
cultures opened their minds to new possibilities and weakened their attachment
to their native cities. Now the individual’s identity was defined not by the
semi-tribal city-state, but by the empire-State. In his Morals, Plutarch
described Alexander as a social scientist in action:
"Plato wrote a book on the One Ideal Constitution, but because of its forbidding character he could not persuade anyone to adopt it. But Alexander established more than seventy cities among savage tribes, sowed all Asia with Grecian [governmental forms, VS], and thus, overcame its uncivilized and brutish manner of living. Although few of us read Plato’s Laws, yet hundreds of thousands have made use of Alexander’s laws... Those who were vanquished by Alexander are happier than those who escaped his hand; for these had no one to put an end to the wretchedness of their existence, while the victor compelled those others to lead a happy life... Thus, Alexander’s new subjects would not have been civilized, had they not been vanquished. Egypt would not have its Alexandria, nor Mesopotamia its Seleucia... nor India its Bucephalia, nor the Caucasus a Greek city... for by the founding of cities in these places savagery was extinguished; and the worse element, gaining familiarity with the better, changed under its influence. If, then, philosophers take the greatest pride in civilizing and rendering adaptable the intractable and untutored elements in the human character, and if Alexander has been shown to have changed the savage natures of countless tribes, it is with good reason that he should be regarded as a very great philosopher."
Alexander believed that all human beings were one people who
subjected to one law of reason and one form of government. He tried to implement
this ideology by taking a Persian bride and arranging the marriages for eighty
of his officers and ten thousand of his soldiers with the Persian women. For
Alexander did not follow Aristotle’s advice to treat the Greeks as if he were a
leader among friends and kindred, and other people as if he were a master among
plants and animals. Despite Aristotle’s promotion of the inductive and deductive
methods of thinking, he himself was more a scholastic-theoretician than a
systematic practitioner. When the practical Alexander encountered the Persians,
he realized that he is among kindred, although more distant than the Greeks
were. He decided that it would be cumbersome to his leadership to follow
Aristotle’s advice, because such behavior would only increase the numbers of his
battles by spawning the numerous seditions. That is why the Persians resisted
him so little that, in several years and with a small army, he could capture the
empire that had been built on blood for centuries.
Alexander believed that he came as a heaven-sent governor and mediator for the
entire world. Those whom he could not persuade to unite with him, he conquered,
thus bringing together all men, uniting and mixing them into one great
melting-pot, where the men with different characters, marriages, and habits
would be equal before law. Alexander bade all people to consider his empire as
their fatherland where they should discern each other not by their
external characteristics (such as color of their clothes, eyes, hair, skin, or
by the shape of their noses or ears, or by their food and marriages), but only
by their internal values-virtues (goodness and wickedness).
After Alexander’s death, his generals divided the vast empire into three
kingdoms, the bureaucracies of which consisted of mercenaries of middle-class
Greeks and the loyal upper class Macedonians. As the trade and travel between
Greece and India expanded, and the Greek merchants and bureaucrats settled in
the lands (where a millennium ago their ancestors used to pasture the sheep and
cattle), they spread the Greek culture. They pushed the world toward the
intermingling of the different (and not so different) cultural traditions. The
Greek traditions and beliefs spread to the East, while the Indian, Persian,
Egyptian, Mesopotamian, Phoenician and other Semitic traditions and beliefs
moved into Europe. A growing cosmopolitanism replaced the localism of the
city-state. Although the majority of the officer corpus of the Macedonian armies
consisted of Greek-mercenaries, the inner-circle of the Macedonian kings
consisted of the loyal Macedonian aristocrats, and thus, the bureaucracies of
these kingdoms were molded by the hierarchical, hereditary aristocracy patterns.
The Macedonian rulers encouraged the practice of worshiping
the king as a god or as his representative on the earth. For instance, the
Egyptian priests conferred on the king of the Greco-Egyptian Dynasty the same
divine powers that were previously conferred by them onto the king of the
Persians and on the kings of all 25 previous dynasties. The Macedonian kings,
following the Alexander’s lead, founded new cities modeled after the Greek
cities. These new cities adopted the political institutions of the Hellenic
Greece, including a popular legislative Assembly and an aristocratic executive
Council. The Macedonian kings usually did not intervene into the internal city
affairs, because the executive council usually consisted of the upper class and
the assembly could not consider the issues of the foreign affairs. Hellenistic
cities, inhabited by diverse racial and ethnic groups were dominated by a
Hellenized upper class, which overcame linguistic and racial distinctions.
Koine had been a Greek dialect that was spoken throughout of the
Mediterranean world.
Hellenistic cities engaged in economic activities
on a larger scale than the Greek city-states. The market economy developed in
the integrated area of Greece and the Near East. Business methods became more
refined. The increased movement of peoples led to the adoption of common
currency standards. International trade became easier through the improvements
in navigation techniques, better port facilities, and a decrease of barter and
an increase in the monetary and banking economy. The wealth of the upper and
middle classes surpassed the wealth of the Periclean Athenians.
The greatest city of the Hellenistic Age was Alexandria, founded by Alexander
the Great in Egypt. Strategically located at the mouth of the Nile, Alexandria
was an unrivaled commercial and cultural center of that time; goods from the
Mediterranean world, east Africa, Arabia, Persia, and India circulated in its
marketplaces. This cosmopolitan center, with its voluminous library, attracted
all kinds of scientists, artists, and poets. Alexandrian physicians advanced
medical skills and improved surgical instruments and techniques of operation. By
dissecting bodies, they added to the anatomical knowledge of the time. Their
advanced knowledge of human anatomy and physiology was not significantly
improved for nearly the two next millennia.
Mathematical and astronomical knowledge was also developing faster than it had
been developing in the Hellenic Athens. Eighteen centuries before Copernicus,
the Alexandrian astronomer Aristarchus asserted that the earth was a planet that
revolved around the sun, and that the stars were situated at great distances
from the earth. The Alexandrian mathematician Euclid creatively deducted
hundreds of geometrical theorems that were proven based on the deductive method
alone and were a profound witness to the power of the human mind. Archimedes, a
Syracusan who studied mathematics and physics at Alexandria and later became
known as an ingenious inventor of the war engines and other mechanical devices,
established a new branch of physics (hydrostatics) that studies the pressure of
liquids at rest. The Alexandrian geographer Eratosthenes sought a scientific
explanation for this enlarged Hellenistic world. He divided the earth into its
climatic zones and asserted that the oceans are joined. He also accurately
measured the circumference of the earth.
The makeup of the Hellenistic armies also reflected this
cosmopolitan spirit. The serving-men came from the lands that stretched from the
banks of the Indus River on the East to the banks of the Guadalquivir River on
the West, from the Danube in the North to the Nile in the South. In the
ex-Phoenician, ex-Egyptian, and ex-Syrian cities, a middle-class emerged, the
members of which spoke fluent Greek, wore and used Greek-style clothes, homes,
and furniture, and adopted the Greek customs. Sculptures and other artifacts of
that era show the influence of many lands and peoples. The historians were
accustomed to writing not only local chronicles, but also first-class world
histories. The Hellenistic social scientists demonstrated a fascination with the
traditions and beliefs of the Hindus, Buddhists, Zoroastrians, Jews,
Babylonians, Egyptians; and they soon translated the Scriptures of these
ideologies into Greek. Actually, the Greeks creatively developed Stoicism from
Hinduism and Buddhism, as they previously developed the Golden Ratio from the
Egyptian Canon of Proportions.
In the representation of the human figure, the Egyptian painters and sculptors
were guided by so-called canons, which changed slightly during two
millennia of the Old and the New Kingdoms. These canons were the rules of
proportions that set out the ideal measurements for depicting human figures and
the ideal relationships between their parts. The Egyptian artists constructed a
grid in which each square measured one half of a unit. For instance, the
distance from the bottom of the hair or wig to the shoulder was a unit, from the
shoulder to the bottom of the tunic – five units, and so forth. The main purpose
of this ideal system was to ease the construction of a generally recognizable
royal image.
On the other hand, the Greeks thought that not only the members of royal
families actively participated in history but also the talented members of the
upper and middle classes (the appointed leaders, orators, scientists, athletes,
actors, etc.). Therefore, the Greeks created own canons, which were based on the
Golden Ratio. The Greeks thought that any form (including the
human figure) is most aesthetically pleasing when it is constructed in accord
with the Golden Ratio.
Through the process of systematizing the Greeks’ spiritual and material values,
we can discern their evolutionary process. This evolution went from the
monarchical city-state through the city-state with the aristocratic republic, in
which the upper class was dominant through the military bureaucracy. The
evolution continued through the city-state with the commoners’ republic, in
which the middle class was dominant through the civil bureaucracy. The evolution
continued through the republican empire to the monarchical empire, with the
following dissolution of the Greek culture in the larger, Greco-Roman culture.
The spiritual and material values of the Greeks
do not come down to us merely by way of a few artifacts of marble or bronze.
They are still alive in us as a synthetic idea – the idea of emotional, yet
systematically rational common man, who should be the measure of all things. The
Greeks’ spiritual and material culture is the actual record of their history.
Through the changes in their material culture (architecture, sculpture,
painting, and other artifacts), we can scan the years that were missing from the
records of their spiritual culture. Thus, we can see the ever-evolving
continuity and duration – the birth of Greek culture from the smaller two, its
flowering, its decline and its rebirth in a larger culture.
The earliest period in which the Greeks made life-size stone sculpture is called
the Archaic Period. It left a rich and vivid record of how the Greeks idealized
the human form. The figures are massive, crude, and excessively abstract. They
are not meant to portrait the common men, but rather, they stand for the idea of
an immortal hero, a semi-god. This figure expresses the highest point of the
inductive reasoning, which arrived at the idea of ever evolving, yet changeless
eternity – Father-God, Mother Nature, or both.
The sculptures retain the rigid and blocky form of the stone from which they
were cut. The use of this technique suggests that the sculptors were under the
impression of the idea of immortal and omnipresent power. The sculptures stand
poised and serene, emanating the feeling of awe and inferiority. For those early
Greek artists moving matter and its space and time meant little, as for their
teachers – the Egyptian artists, because space and time (as the indispensable
characteristics of the spiritual and physical reality) were not a part of their
consciousness. They only felt it on the subconscious level, because the
consciousness includes not only the inductive reasoning, but also the deductive
one and their systematization (synthesis).
The early Greek artists did not think deductively, moreover, systematically,
about themselves, their society, and its environment. Thus, their sculptures
were not a thorough reflection of the contemporary reality with its real forms,
but rather those sculptures (with their clenched fists and the arms pressed
against the side were to stand) were the representation of the upper class
monarchical ideology. The latter was created with the intent to repress and
subjugate the commoners, spiritually and materially. That is why the facial
expression of the early Greek sculptures (the so-called Archaic smile) was
intended to extract from a viewer the feeling of awe, fear, and inferiority. The
sculptures represented the abstract and universal, not the casual and
particular. Individualism was carefully excluded because, for the earliest,
semi-nomadic, semi-tribal Greeks, their gods symbolized the abstract, inductive,
and universal powers.
Centuries passed. The Greeks gradually developed their spiritual and material
culture. They became more sophisticated. The structure of their society, of
their city-state, became more discernible and stabilized. They developed their
agriculture and industry. Their middle class of merchants, farmers, and artisans
developed own ideology and became dominant (through the civil bureaucracy) in
the society.
The Greeks respected the old gods, but now had a
higher regard for the common man and his material and spiritual life. Athletes
and philosophers became more respectable than the war heroes and semi-gods. The
images of the former were captured on vases, in bronze, and in stone. Their
models were now the common men, not the idealized universal powers. That can be
seen in the sculpture of the Charioteer, from the early 5th century
BC. The Charioteer is not as simplified and geometric as the earlier Archaic
figures. However, his robe hangs straight and still. His body is stiff and
erect. We do not see the drama and action of the event. Rather, the sculptor has
given us the idealized symbol of the victor in a game. Although the features of
the face are serene and timeless, yet now there are touches of realism in the
youthful sideburns and the unshaven face. This subtleties and details of the
weekday human life was totally absent in the art of the previous century.
A few decades later, the Disc-thrower would vividly indicate the change that
took place in the Greek’s outlook. Now the arms reach out into space. The tense
body is twisted, crouches slightly, and poised in anticipation of the throw. He
is a man about to be in swift motion; and time and space are indispensable
characteristics of the moving matter. Thus, the Greeks moved from their Archaic
2D world of the eternal and the changeless and entered the 3D world of moving
matter.
Thus, the Greek history shows us the change to an age not
only of supermen, but of the common men also. First, the archaic warrior (with
his virtue of manhood) marches into battle like mechanical robot. The face of
that old hero tells you – ‘keep smiling never matter what’. His body is rigid
and unyielding. Later, by the mid-5th century BC, the past stiff
angularity is no longer discernible. The horsemen from the friezes of the
Parthenon symbolized a new age, relaxed and confident – the Periclean, the
Middle-class Age of Greece, with the new virtue of goodness – daring with
deliberation. Thus, the new hero (who was immortalized through the Parthenon’s
horseman) is soft, fleshy, and reflect the natural movement. However, both
sculptures reflect the humane dignity and self-restraint, so much admired by
both major classes of the Greeks.
The inductive rhythm of the beginning of Greek art was later combined in the
Periclean Age with the human individualistic characteristics, which had been
growing in importance as the Greek culture mellowed. The middle-class systematic
art balanced inductive-deductive geometry of the upper-class cold superman with
the warm, emotional, and moving nature of the common man. It was a brief
historical balance that came between two wars, eighty years apart – the Ionian
Greeks’ victory over the Persians and the Ionian Greeks’ defeat from the Dorian
Greeks.
The systematic rhythm and naturalness of the
Spearbearer and the Parthenon friezes soon slipped into the upper class
pretentious pose, with smooth muscles that flows beneath the soft skin of the 4th
century statue of Hermes, carrying the infant Dionysus. The body of Hermes sways
into a relaxed S-curve. The marble has been polished in such a degree as to
simulate the soft warmth of feminine skin. Thus, the sculptor of the Hermes
exceeded the systematic naturalism and restrained idealism of the previous
generation of artists. By the end of the 4th century, in the
aftermath of the conquests of Alexander the Great, the new and excessively
refined Greek culture moved into the Near East and northern Africa. The days of
the middle class dominated Ionian Greeks were numbered, and the Greco-Macedonian
Monarchical Empire soon replaced the remnants of their Republican Empire.
The difference between the middle class dominated Greeks and the following upper
class dominated Hellenistic Greeks can be demonstrated by a comparison of two
places, which represent the artistic crux of the respective ages. These two
places are – the Acropolis of Athens and the Acropolis of Pergamon, in Asia
Minor. As can be seen in the reconstruction, Pergamon had a magnificent
Acropolis, which was built during the 2nd century BC.
Atop of the Pergamon’s Acropolis was built the Great Altar
to Zeus, which reflected the age of the monarchical empire in the same way as
the Parthenon reflected the age of the middle class dominated society. The
development of Greek culture in broad instead of in deep, extensively instead of
being intensive, had been reflected in a strong sense of widening space. The
Great Altar of Zeus seems invited the worshipper to enter. Its huge staircase
was its central feature, the steps of which was constructed that way with intent
to extract from the worshipper a feeling of expanding universe, by inviting the
worshipper to move upward, further and further. Atop of the staircase stands a
row of columns, which seem from below as the continuation of the steps, which
invite the worshipper to step down into the wide cosmos.
On the other hand, the dominant structural motif of the Parthenon was the rows
of columns, which enclosed one in the cozy temple, where one felt oneself
comfortable, as in own home. The sculptural decoration on the Parthenon was
placed behind and above the Doric columns. The intent was to subordinate the
sculptures to the columns and the latter to the whole structure, thus making the
Parthenon synthetic and comfortable. The Parthenon’s frieze is shallow in
carving, restrained, and its rhythm changes unchanging, like its columns.
In contrast, the Altar of Zeus stresses the
sculptural frieze, which was now at the bottom of the staircase, easy accessible
to a viewer. Moreover, the sculpture of frieze is now deeply carved. The theme
of the sculpture is the War of the Giants and the Gods. Through the theme of the
sculpture and its deep carving, the sculptors tried to instigate energy of the
climbers, who would stumble over the first step. The rhythm of the sculptures is
rugged and not organic. These sculptures convey the feeling of their agitated
and restless motion into a wide cosmos. Serenity and humane dignity of the
Parthenon’s figures no longer appealed to the hearts and minds of the
Hellenistic Greeks, who now prefer the muscular and emotional figures. The love
of harmony and balance, which was in favor in the middle class dominated
society, now was replaced for an extremely emotional outlook, which was
reflected in the hysterical and twisted bodies, whose realism and individuality
was exaggerated for the greater shock appeal.
The Greek culture was dominant in the Mediterranean region from the mid-Hellenic
to the mid-Hellenistic periods. Nevertheless, it was exposed to diverse
languages, customs, and ideologies. Correspondingly, it was enriched by the
cross-fertilization, particularly, by Buddhism.
a. The Points of Connection of the Stoicism and the Knowledgeable One’s
Ideology (Buddhism)
Buddha (c.563-483 BC) was born in Nepal. Siddhartha was his
given name, Gautama – his surname, and Sakyas – the name of his tribe. His
father was a chieftain in a small horticultural confederation. He was brought up
in luxury and had been exceptionally handsome. At sixteen, he married a
neighboring princess, Yasodhara, who bore him a son – Rahula.
Buddha appeared to have everything: wealth, handsome looks, family, and was
destined for the social power. Despite all this worldly success, Buddha yearned
for spirituality. When he was born, his father summoned fortunetellers to find
out what the future held for his heir. The fortunetellers agreed that this was
not a usual child; they also agreed that if he remained with this world – he
would become the greatest conqueror of the world, the India’s unificator and
benefactor, the Universal King. On the other hand, if he would not be the world
conqueror, then he would be the World Redeemer.
Facing with these options, his father bent for the first option and decided to
surround Buddha with all the sensual pleasures, thinking that they would attach
Buddha to this world. He surrounded Buddha with dancing girls and shielded him
from the sick, decrepit, and ugly individuals – even when Buddha rode, the
runners cleared the road before him from such persons. However, one day, Buddha
encountered with a decrepit, broken-toothed, gray-haired man who was crooked and
bent bodily, leaning on a staff, and trembling. Thus, Buddha learned the bitter
fact of the old age. Then he encountered with a sick person, lying by the
roadside; and after that he encountered with a corpse. Then he encountered with
a shaven-head monk, in the ochre robe, with a bowl, and learned about the people
who withdrew from this world. Thus, he concluded that the body is temporal and
subject to destruction. He became anxious about death and asked himself a
question – if life transfers into death, and then, is there somewhere the realm
of life in which there is neither age nor death?
This anxiety of dying became his mania-nervosa until he found the source of it
and became Buddha, because Buddha, from Sanskrit, means ‘to wake up’ and ‘to
know’; thus, he became the ‘Awakened One’ or ‘Knowledgeable One’. The
Knowledgeable One becomes such from a moment when a person shakes off the
doze of ordinary awareness from himself and wakes up for the happy life that is
without the anxiety of dying.
Once the Knowledgeable One-to-be had perceived the inevitability of the bodily
pain and its decay, the sensual pleasures lost their charm. The singsong of the
dancing girls, the rhythmic tune of flutes and cymbals, the sumptuous feasts and
processions only mocked his infected mind. He was determined to quit the
destructive snare of his home and to follow the way of a truth-seeker. He said
goodbye to his wife and son and went to a forest. When he reached the edge, he
changed his clothes, shaved his head, and plunged into the forest in search of
the knowledge.
During the following six years, he concentrated toward this goal and his search
was not easy. His search moved through three distinctive stages. The first
stage was to seek out two of the most prominent Hindu-masters of the day and
pick their wisdom of this vast tradition. He learned a great deal about the
psychosomatic discipline (raja yoga) and the Hindu ideology. In fact,
the Hindus claim that the Knowledgeable One was one of their own; they hold that
he was a dissenter in order to reform Hinduism, and that his agreements were
more important than his dissent. However it could be, in due time, he decided
that he had learned all that Hinduism could teach him.
The second stage came when the Knowledgeable One-to-be joined a band of
ascetics, in order to try their way. He thought that his sensual body powerfully
interfered in the work of his mind. Therefore, he should subdue it with
austerity. Sometimes he grew so weak that he fainted; and if his companions had
not been feeding him some warm rice, he could easily be dead. Thus, he learned
the futility of asceticism. This experience did not bring him the knowledge, but
the negative results could also teach something. Thus, he realized his first
principle – the Middle Way between the two extremes of asceticism and
indulgence. He embraced the idea of the rationed life – the body is given what
it needs for functioning properly, but no more.
In the final stage of his quest, the Knowledgeable
One-to-be devoted himself to a combination of rigorous thought and mystic
concentration along the lines of the psychosomatic discipline. One evening he
felt that a breakthrough was near and he sat under a tree and vowed not to arise
until he gets the knowledge. On the first night of the to-be Knowledgeable One’s
temptations, the Evil One rushed to this tree trying to disrupt his
concentration by torturing him through his desires – parading three voluptuous
women with their retinues. When the Knowledgeable One-to-be did not switch his
concentration, the Evil One masked under the Death and tempted him with
hurricanes, torrential rains, and showers of flaming rocks. However, the
Knowledgeable One-to-be had so emptied himself of his selfishness that the
Devil’s weapons found no target to strike and turned into the flower petals. The
desperate Devil tried his last weapon – he challenged the Knowledgeable
One-to-be on the ground of his right to know life and death. However, the
Knowledgeable One-to-be touched the earth with his right fingertip and it
responded with an earthquake and the Devil’s army fled in rout. Then his
meditation deepened and his mind pierced at last the bubble of the universe and
he found the Gate of the Infinite Bliss. Thus, the Knowledgeable One-to-be had
transformed into the Knowledgeable One. The bliss of this experience kept him
seated under the tree for seven days; then another wave of bliss kept him
riveted to this spot for forty-two more days.
Then the Devil tempted him the last time, appealing to his reason. The Devil did
not argue the burden of re-entering into this world with its banalities; he dug
deeper. Who could be expected to understand the truth as profound as that which
the Knowledgeable One had seized and held? How could the speech-defying
revelation be translated into words, or the visions, which scatter definitions,
be caged into a language? How one can show himself that what will only be found
by him, or how one can teach self about what will only be learned by him? Why
bother yourself to play the idiot before an ignorant audience? Why not wash
one’s hands, say goodbye to own body, and slip at once into the Nirvana?
The Knowledgeable One contemplated these questions for nearly a day and then
answered, "There will be some, which will understand", and the Devil vanished
from his sight forever.
Then, for nearly a half of a century, the Knowledgeable One trampled the dusty
roads of India until his hair became white and step infirm, preaching the
ego-scattering, life-redeeming message. He founded an order of monks, challenged
the staled Hindu priests, and accepted their bewilderment and resentment. In
addition to training monks and supervising the affairs of his order, he
maintained the public preaching and private counseling, encouraging the
faithful, and comforting the distressed. The Knowledgeable One withdrew from
society for six years, and then returned into it for forty-five more years.
Following this pattern and trying to maintain his busy schedule, the
Knowledgeable One devoted nine months of a year to this world and, for the rainy
three months, he retreated to contemplate with his monks. His daily pattern was
molded in the same manner – three times a day he withdrew from the public for
meditation.
At the age of 80 and after 45 years of an arduous ministry, the Knowledgeable
One died from dysentery after eating a meal of the dried pork in the home of a
smith. While dying, he informed the smith that of all the meals he had eaten
during his long life, only two he had blessed. One of those meals gave him the
strength to reach the knowledge under his tree and the other was opening to him
the final Gate of the Infinite Bliss (Nirvana) right now.
The most striking characteristics of his personality were a combination of a
cool head and a warm heart, which shielded him from sentimentality and
indifference. His every problem, he dissected into its components, thus that
they could be reassembled in logical order, according to their meaning and
assumptions. He was a master of dialogue and dialectic. His character was
balanced with tenderness and infinite compassion. The hollow distinctions of
class and caste meant so little to him that he often appeared not to even have
noticed them. He respected all persons with whom he encountered; this attitude
stemmed from the fact that all of them were fellow human beings. He refuted all
attempts of his disciples, during his lifetime, to turn him into a god. At one
annual assembly, he asked his disciples whether in word or in deed they had
found any fault in him. When a flatterer exclaimed, "Such faith have I, Lord,
that methinks there never was nor will be nor is now any other greater or wiser
than the Blessed One", and the Knowledgeable One admonished him:
"Of course, Sariputta, you have known all
the Knowledgeable Ones of the past. No, Lord. Well then, you know those of the
future? No, Lord. Then at least you know me and can penetrate my mind
thoroughly? Not even that, Lord. Then why, Sariputta, are your words so grand
and bold?"
He did not conceal his temptations and weaknesses – he showed how difficult it
was to him to attain the knowledge and how he remains fallible. He confessed
that if he had had another so powerful drive as the sexual one, he would never
have achieved the knowledge. He admitted that the months, when he was first
alone in the forest, had brought him to the brink of mortal terror. "As I
tarried there, a deer came by, a bird caused a twig to fall, and the wind set
all the leaves whispering; and I thought, ‘Now it is coming – that fear and
terror of death’."
The entire life of the Knowledgeable One was saturated with the conviction that
he had to perform a cosmic mission. Immediately after he had had the knowledge
of life and death, his soul felt the rusty and dimmed souls of humanity that
were crashed and desperately in need of help and guidance. He had no choice but
to agree with his followers that he had been born into the world for the
advantage, the good, and the happiness of the many.
Moving from the Knowledgeable One to the religious ideology of Knowledge
(Buddhism), we must remember that it had grown from Hinduism. Unlike Hinduism,
which slowly developed from the ancient Aryan tradition through minutest
cultural accretion, the ideology of Knowledge appeared, so to speak, overnight,
and it appeared fully formed. In general, it was an ideology of reaction against
the perversions of the Hindu priests – the Indian version of Protestantism. To
understand the teachings of the Knowledgeable One, first we must understand the
general development of any ideology, either religious or political.
Six features of any ideology appear so regularly as if their seeds are in human
nature. The first one of these is authority. If we lay aside the
divine authority and approach scientifically the matter at hand, then we will
see that any ideology represents the interests of the social classes or factions
(special interest groups). An ideology is based on reasoning, and therefore, the
talented individuals, who could represent the particular interests and capture
the attention of the majority of the people, would capture the brunt of the
social prestige. They would influence governmental decisions and their advice
would be sought and generally followed. If the ideology of such talented
individuals would be institutionalized (organized as a bureaucratic body), then
these individuals would represent either political or religious authority.
The second feature of any ideology is the
ritualistic one. As the anthropologists tell us, the ancient people first
devised body language and danced out their ideology before they thought
it out. Any ideology arises out of the collective expression of joy or grief.
When I would lose a friend or when I would win millions of dollars, I would wish
not only to be with people but also to interact with them and interact in such a
way that would relieve me from my isolation. Many animal species act in such a
manner. A bumblebee would dance before her partners, showing them the way to a
rich supply of food. The families of gibbons would welcome the rising sun by
singing in unison.
An ideology usually begins from a ritual, but soon the explanations are
required; thus, the third feature of any ideology – the reason and
speculation or social conscious – appears on the stage. What is
the life, what is the death, and where do we go? People wish-to-know their
limitations.
The fourth feature of any ideology is its tradition. In a society,
it is rather a tradition than reason and speculation that preserves what past
generations have learned and transferred to the present as the pattern of an
action. Therefore, a tradition is a social instinct or
subconscious.
The fifth feature of any ideology is its mystic area, where it
tries to measure immeasurable. An ideology is a theory that is based on a system
of the axioms or beliefs. These axioms or beliefs are taken as
obvious and are very difficult to prove or disprove and usually a tradition
sustains them (like the tradition that had supported the axiom of the sun, which
revolves around the earth). An ideology must have something unknown because an
ideology always tries to explain something total (like the Universe, Nature,
God, or Communism) through the point of view of its parts (the human beings are
parts of the Universe...). The whole is greater than its part; and therefore,
the part will always have some vague knowledge about some other parts of
the whole. Therefore, any ideology would have some unknown and mystic
area, which can accommodate the imagination of its believers. However, it
should wake up the believers’ curiosity, not hinder or suppress it. This
vague knowledge must be constantly scrutinized, and the reason should not be
hiding behind the supernatural things.
The sixth feature of any ideology is faith or hope – for
what is faith if not hope, since it is the belief that the Nature, God, Power,
Justice, or Truth will eventually be on our side.
Each of these features – the authority, rituals (or body language), reason (or
social conscious), tradition (or social subconscious), vague knowledge (or
mysticism), and faith (or hope) – contributes in some degree to an ideology.
However, these features can also impede the work of an ideology. Thus, the
Knowledgeable One saw all six features impeding Hinduism.
The Hindu authority (its priests) had become hereditary and
exploitative, because they were hiding the religious secrets from the lower
classes, and because they charged excessively for their ministry to the lower
classes. The Hindu rituals, its body language, had become the mechanical devices
for evoking miracles (like the Babylonian abracadabra). The Hindu reasoning (its
social conscious) had lost its experiential base (its inductive method), and
made a stress on the deductive method of thinking, thus degenerating into the
scholastic and meaningless hair-splitting. The Hindu tradition (its social
subconscious) had turned stale, because the priests insisted on the
implementation of Sanskrit (an ancient Aryan language), which was no longer used
by the masses (like, later, Latin was used in Luther’s Germany). The Hindu
priests have considered the vague knowledge (the Hindu mysticism), as the
fantastic tricks that were necessary to maintain their social power; therefore,
the priests took all precautions that this vague knowledge would not be
clarified.
Thus, the priests, who at the beginning of the Hinduism were developing this
ideology and were the progressive leaders, now had the decelerating impact on
Hinduism and became retrogrades and a selfish caste.
Finally, the Hindu priests mistreated the faith (hope), because
they undercut the individual’s responsibilities for own deeds by substituting
the active faith (hope) with the passive faith (fatalism).
When the Knowledgeable One came onto this corrupt and degenerated Hinduism, he
determined to clear and clarify it, and to inhale a new life into it.
Thereafter, the Knowledgeable One preached an ideology that: shuns the
authority, rituals, traditions, and mysticism; and promoted the reason
and hope.
1. He preached an ideology that shuns of the authority, because, on the
one hand, he wanted-to-break the priests’ monopoly on the Hindu ideology and to
make it accessible to the masses. On the other hand, he wanted-to-challenge each
individual of the lower classes not rely passively on the priests, but search
actively own ideology. "If the teachings, when followed out and put in practice,
conduce to loss and suffering – then reject them." E. A. Burtt, The Teachings
of the Compassionate Buddha, 32.
2. He preached an ideology that shuns the rites and rituals. He
considered the Hindu rites as irrelevant to the labor of the ego-reduction. He
argued that they were worse than irrelevant because they chained the human soul.
Therefore, he resisted instituting own rituals.
3. He preached an ideology that shuns of the tradition. "Do not accept
what you hear by report, do not accept tradition, do not accept a statement
because it is found in our books, nor because it is in accord with your belief,
nor because it is the saying of your teacher. Be lamps onto yourselves. Those
who, either now or after I am dead, shall rely upon themselves only and not look
for assistance to anyone beside themselves, it is they who shall reach the
topmost height." Ibid.49.
4. He preached an ideology that shuns the supernatural things, such as
miracles and fortune telling. He condemned all kinds of mystification as low
arts. "By this you shall know that a man is not my disciple – that he tries to
work a miracle." He considered all appeals to the supernatural as the attempt to
cheat making shortcuts and simplistic solutions that divert an individual from
the hard labor of the very self-advance.
5. He preached an ideology that promoted reason and speculation. "It is
not on the view that the world is eternal, that it is final, that body and soul
are distinct, or that the Knowledgeable One exists after death, that a spiritual
life depends. Whether these views or their opposites are held, there is still
rebirth, there is old age, there is death, and grief, lamentation, suffering,
sorrow, and despair.... I have not spoken to these views because they do not
conduce to absence of passion, or to tranquillity and the Infinite Bliss
(Nirvana). And what have I explained? Misbalance have I explained, the cause of
misbalance, the destruction of misbalance, and the way that leads to the
destruction of misbalance have I explained. For this is useful." E. J. Thomas,
The Early Buddhist Scriptures, 64.
6. He preached an ideology that promoted intense self-searching, because many
people had accepted the circle of birth and rebirth as inevitable and fatal. He
considered it as the self-conviction to a nightmare of eternal hard labor. He
considered ridiculous the notion that only the priests could attain the
knowledge of life and death. He told his followers, that ‘whatever their caste
is, they can achieve the Bliss Infinity in this very lifetime’. "The
Knowledgeable One only point the way. Work out your salvation with diligence."
C. Humphreys, Buddhism, 120.
1)The Four Truths of Life
The first formal discourse of the Knowledgeable One, after his six-year quest
and awakening, was a declaration of his main discoveries, his four convictions
about life, which are the axioms of his system.
The First Truth is that life is misbalance
(dukkha). The word ‘dukkha’ was used in Pali to refer to the axle of a wheel
that was off-center or to the bone that had slipped from its socket. The exact
meaning of the First Truth is – Life is the result of a dislocation. Something
has gone wrong in the universe or in a body and it is out of joint. If its pivot
is not adjusted, is not true, and its movement is not free, then friction or
interpersonal conflict is excessive and its movement is impede, and it hurts.
The Knowledgeable One pinpointed six moments when the life’s misbalance becomes
apparent. Despite their physical, mental, or social differences, all human
beings experience six fears. These fears are – the trauma of birth, the fear of
sickness, the fear of aging, the fear of death, the fear of living among the
hateful things and persons, and the fear of living without the loved ones. He
concluded that when our life components mal-adjacent (the body and mind,
motor-perceptions and sensations, feelings and thoughts), they are painful.
Somehow our life has become maladjusted to our reality and this misbalance
obstructs our real happiness until it is overcome.
In order to heal the rupture, we need to know the cause of it.
The Second Truth identifies that the cause of the life’s misbalance is
desire (tanha). However, to shut down all desires in our
present state would be to die, and to die would not mean to solve life’s
problems. The Knowledgeable One explicitly admitted that such a desire as
liberation is necessary for the happiness of others. Therefore, only those
desires are bad that are directed for our private fulfillment. When we act to
benefit others, when we have altruistic desires, then we are free. However, that
is precisely where the difficulty is hidden – how to maintain that free state of
ours, because our selfish desire pulls us back from our freedom. Our egoistic
desire consists of all those inclinations, which "tend to continue or increase
separateness, the separate existence of the subject of desire; in fact, all
forms of selfishness, the essence of which is desire for self at the expense, if
necessary, of all other forms of life.... All that tends to separate one aspect
[of an organic unity, VS] from another must cause misbalance and suffering to
the unit... Our duty to our fellows is to understand them as extensions, other
aspects, of ourselves – fellow facets of the same Reality." Ibid. 91.
I could understand this as if I would hurt, for instance, my neighbor’s dog,
thus hurting my neighbor. The latter is a member of my community, which is a
unit of my society. Therefore, I would hurt my society and the society would
feel the pain, but I would not. Why? Because I would be the cause of misbalance,
but I would not be the effect of it and therefore would not suffer; the others
would suffer because of me. Buzz! Wrong thinking, would say the Knowledgeable
One. Where is the man who concerns in the same degree that the standard of
living for the whole world should be raised, as he concerns that his own salary
should be raised? Where is the woman who is as concerned that no one is hungry
as that she concerns about her own children? Here, said the Knowledgeable One,
is where the trouble begins; this is why we all suffer. Because if you, and he,
and she, and others would think like I just did, then not others but me, but all
of us, including me, would suffer. The difference would be that we would suffer,
but suffer not in the same time, not by the same cause, and not with the same
intensity. Instead of linking our hope and love to the whole unity, we persist
in attaching them to the tiny burros of our separate selves. Coddling our
individual identities, we lock our souls inside our egos and seek fulfillment
through their intensification and expansion. Then we suppose that this
imprisonment can bring our release and freedom. However, our ego is like a
hernia – the more it swells, the more it shuts off the free-flowing circulation
(on which our health depends), and the more our pain increases.
If the cause of the life’s misbalance and suffering is our selfish desire, then,
as the Third Truth states, our cure is in our overcoming of such
selfishness. If we could be released from the narrow borders of
our self-interests into the vast universe, we would be relieved from our
torments.
The Fourth Truth follows as – the overcoming of the selfish desire (the way out
of our captivity) is through the Nine-Lane Highway
2) The Nine-Lane Highway
The Knowledgeable One approached the problems of life like a physician, starting
from a careful examination of the symptoms that provoked the patient’s concern.
If everything would go smoothly and freely, then the patient-to-be would not
worry about his life’s process as he would not usually worry about his digestive
process, and there would be no necessity for the Knowledgeable One’s advice and
diagnosis. However, this is usually not the case. The patient usually comes with
more pain, more conflict, and less freedom than he should have. Therefore, his
life is out of joint – misbalance.
Then the Knowledgeable One asked, what is causing these abnormal symptoms? Where
is the nidus of the infection? What is always present when the suffering occurs;
is it absent when the suffering is absent? When the particular selfish desire,
which caused misbalance, is determined; then, it can be overcome. How it
should be overcome – by riding through the Nine-Lane Highway, a course of
treatment. However, it is not an external treatment (such as rituals, pills, or
operations, which can be passively accepted by the patient), but it is an
active, internal treatment – through self-training.
The Knowledgeable One distinguished two modes of living: the first is an
unreflective, unreasonable, subconscious mode; and the second is a reflective,
reasonable, conscious mode. In the subconscious mode, the individual is
"wandering about". He is pushed and pulled by the internal impulse and the
external circumstance like a puppy, which is left alone in an open space on a
stormy night. In the conscious mode, the individual releases self from
ignorance, from unwitting impulse, from selfish desire. Through prolonged and
patient discipline, an individual riding on the Nine-Lane Highway becomes a
different human being – becomes the one who is cured of crippling disabilities.
The Knowledgeable One liked to say, "He who seeks may win happiness if he
practice [self-discipline, VS]".
First Lane – Right Association. When you enter on a highway, you enter it
through the entrance-lane; your life-adjustments also begin from a preliminary
step – right association. We are the social animals, and our every action
accompanies with our associations and associates, whose values and attitudes
affect our associations and actions. Asked how an individual begins his
life-adjustments, the Knowledgeable One replied, "An inspirer of an active faith
[hope] appears in the world, and the individual subconsciously associates self
with such a role model". When a wild horse is to be tamed, a good trainer
usually begins by yoking it to one that has already been through the process.
Through contact and association, the wild horse perceives that its future
conditions are not so bad and not so incompatible with being just a horse. What
the trainer expects of the wild horse does not entirely contradict the nature of
the latter, though temporarily, the new condition can frighten it. The
contagious example of its yoked-fellow can teach the horse as effectively as
nothing else. Training for the spiritual life or for the life-adjustments of an
individual is not different from the training of a wild animal.
The Knowledgeable One thought that health is as contagious as disease and virtue
as contagious as vice. Human beings cannot make progress on this Highway unless
they are supported by role models, who generate a field of confidence (a field
of active faith). Therefore, he proposed that we should try to associate
ourselves with the right role models, converse with them, observe their actions,
and try to comprehend their teachings. Then we could proceed into the next,
faster lane.
Second Lane – Right Views. Being social animals (subconsciously
associating and using the inductive method of thinking), human beings are also
rational animals, which use conscious associations and the deductive method of
thinking. The Knowledgeable One acknowledged that we need some map, some
blueprint, that our reason can trust, in case that we have will-power to direct
our energy toward the good ends. We will not have our synergy (the combined
energy of our subconscious and conscious) until our reason is satisfied; and
this satisfaction is usually based on our deductive method of thinking. The Four
Truths of Life correspond to our reason and usually provide it with orientation.
If suffering is present, it is accompanied by a selfish desire, which can be
cured, and the method of curing it lies in the Nine-Lane Highway.
Third Lane – Right Intent. On the previous lane, the individual has found
out what his basic life-problem is. Now he must make up his mind and determine
what the will power he really has. He cannot sit on a fence for long. People,
who achieved greatness, usually accumulated their energy entirely into one goal.
The great man can do a hundred things each day, but most of them, directly or
indirectly, tighten with one goal, which he considers as supreme. When such a
man, with single-mindedness, seeks liberation, he may expect that his efforts
will not be in vain.
Fourth Lane – Right Speech. To attain our goal we must choose the
appropriate means; and one of the means is our speech, which reveals our
character. If we would start from an extreme resolution – to speak truth and
nothing but the truth, then we would be likely to fail because we have started
from the finish. However, if we would start from a resolution to notice how many
times a day we deviate from the truth, and follow up through this process by
asking ourselves why we did so, then we probably would achieve our goal.
Similarly, we should proceed with our right (good and kind to others) speech. It
would be better if we began not from an extreme decision – not to speak unkind
word, but from watching our mouths and becoming aware of our motives, which
prompted our unkind speech. After we would master our awareness about how we do
talk, the need for change will appear.
Firstly, this change will direct toward veracity. The Knowledgeable One
approached to the truth rather practically than theoretically – he considered a
deceit rather foolish than evil, because it reduces one’s soul and increases his
ego, thus lessening one’s chances to achieve happiness. For why does one
deceive? Behind all rational excuses, there is always present the fear of
revealing to others or to self who one really is.
Secondly, this change will direct toward kindness. Idle chat, gossiping,
slandering, false witnessing, and other verbal abuses should be avoided, not
only in their obvious forms but also in their covert forms (subtle belittling or
"accidental" tactlessness). The latter are usually more vicious because they are
intended to prolong the abuser’s malevolence.
Fifth Lane – Right Conduct. Another mean to achieve our goal is a
thorough and more objective evaluation of our behavior before trying to improve
it. The trainee should reflect on own actions, trying to find the deepest
motives that prompted them. After he would master his awareness about own
motives, he should proceed toward selflessness and kindness. The Knowledgeable
One detailed these general directives in the Five Precepts: do not lie, do not
kill, do not steal, do not be unchaste, and do not intoxicate self.
Sixth Lane – Right Livelihood. One more mean to achieve our goal is our
occupation. The word ‘occupation’ usually means both our work and our job; both
require most of our attention. The Knowledgeable One considered that an
individual’s spiritual progress to be impossible if he has only job for hands
and no work for mind: "The hand of the dyer is subdued by the dye in which it
works". For those who are bent on giving their minds the full load of work, the
right livelihood means joining the monastic order and subduing selves to its
discipline. For the layperson, it means engaging in occupation that promotes
conscious and reasoning.
Seventh Lane – Right Effort. The Knowledgeable One stressed our will
power, because reaching the goal requires tremendous efforts. We should develop
own virtues and curb own passions. "‘He robbed me, he beat me, he abused me’ –
in the minds of those who think like this, hatred will never cease." To get rid
off these obstructing thoughts, the Knowledgeable One recommended to remember,
that "passion and sin are more than the filthy mire, and that you can escape
misery only by earnestly and steadily thinking of the Way". To curb your
passions, your passive wish (the low level of your volition) will do you no
good, unless it is accompanied by effort. You should act, and act steadily
(methodically) in accordance with the Nine-Lane Highway precepts for obtaining
peace of mind. You should not try to leap from the first lane into the fifth in
a matter of seconds, for you would risk not only own life, but other lives as
well. A mature man has more confidence in the steady pace than in the quickie
spurt.
Eighth lane – Right Mindfulness. The Knowledgeable One acknowledged a
tremendous influence that our mind has over our lives. A Buddhist text (the
Dhammapada) begins with the thought – "All we are is the result of what we have
thought.... All things can be mastered by mindfulness". It is probably from here
that Plato developed his Theory of Ideas. However, he had not followed precisely
the more practical Knowledgeable One, who thought that our ideas had existed in
us and realized gradually and slowly. Plato, like a youngster, tried to leap
from the second lane into the eighth by stating that our ideas have their
independent existence from us, and thus are independent from our efforts and
actions. Therefore, the logical consequence of the Plato’s Theory of Ideas is
fatalism, and the logical consequence of the Knowledgeable One’s Theory of Life
is hope.
The Knowledgeable One thought that our sins are the results of our ignorance,
not our innate evilness. More specifically, he considered that though our sins
are our faults, they are prompted by our ignorance of own true nature. To
overcome gradually our ignorance, he recommended prolonged and continuous
self-examination, because he believed that our liberation (from own subconscious
and animal-like existence) might be achieved only through self-awareness. We
should deeply understand ourselves, seeking our every minutest motive. If we
maintain our focus on our motives and interests, then we would perceive that our
thoughts and feelings are flowing in and out and have no permanent existence in
us. Our reason should witness all of our perceptions and thoughts without either
condemning some or preferring others. The disciple should keep his mind in
control of his senses and impulses, rather than being driven by them. The
disciple should meditate upon own fearful and disgusting sights until he would
no longer experience aversion toward them, because he should pervade the whole
universe with his loving thoughts.
The conscious of a commoner is usually in the semi-alert state, therefore, the
Knowledgeable One recommends that the disciple should seek the steady awareness
of each own action and every own thought and feeling in own stream of
consciousness. Then the disciple becomes aware of the minutest moment when his
conscious submerges into a sleep and even if he breathes in or out. Therefore,
the disciple should thus make up his schedule as to have time for intro- and
retrospection. Through his practicing, the disciple would arrive at some
insights, such as:
1. He would discern that all his emotions, images, or thoughts are accompanied
by his body sensations and vice versa.
2. He would discern the patterns of own obsessive thoughts and feelings and
would discern how these obsessions develop into his misbalance and sufferings.
Practicing, the disciple develops his ability to cope with the stiffening grip
of these obsessions and helps himself to release from them.
3. He would discern that each of his mental and physical states is a part of a
continuous flow, which is discreet at the same time. The flow is continuous and
discreet because the ‘discerning’ means a disruption of an apparently continuous
flow of his consciousness into ideas, ideas into thoughts, thoughts into words,
words into sounds, etc.
4. He would realize how little control he has over own thoughts and sensations
and how little awareness he usually has of his reactions.
5. He would realize that behind his thoughts and perceptions there is nobody who
would orchestrate them but him alone. When his attention to his minutest motives
would be properly refined, then he would realize that his conscious is not
continuous and constant. As if the waves of light alternate with the waves of
dark so rapidly that, we see only steady light; so with our consciousness, which
seems to be steady, though actually it is not. Having these insights, the
disciple begins to dissolve his belief in his separate self-existence.
Ninth lane – Right Concentration. This technique is much the same as the
Hindu psychosomatic discipline (raja yoga) and essentially it has the same goal.
When the mind has been properly focused and adjustments have been made, then the
three poisons (delusion, craving, and hostility) would be exterminated and the
mind would rest in its true condition – the direct perception of the Infinite
Bliss (Nirvana).
The Knowledgeable One used the word Nirvana as a synonym for the life’s goal.
From Sanskrit, Nirvana means ‘to extinguish’, as a fire (deprived of fuel –
selfish desires) ceases to draw. Negatively defined, Nirvana is the state of
mind in which all selfish desires have been completely dissolved and the
restrictive Gate (through which the individual soul connects with the Infinite
Life) is wide open. Positively defined, Nirvana is that Infinite Life itself.
The Knowledgeable One thus positively characterized it – "Bliss, yes bliss, my
friends, is Nirvana".
Hinduism conceived the individual soul as a spiritual substance that retains its
separate identity forever. The Knowledgeable One denied the soul as a
homunculus, a ghostly specter within the body that animates and outlasts it. To
explain his notion of soul, the Knowledgeable One used the image of a flame
being passed from candle to candle. Is the flame on the final candle the
original flame? Although the original flame influences all others through the
chain reaction, it influences without transferring the substance of the candle.
The Knowledgeable One believed that we are freed from the pain (that derived
from our craving for permanence and continuity) only if we whole-heartedly
accept the concept of the constant change of matter.
The Knowledgeable One accepted the gist of the Hindu transmigration concept. His
notion of destiny or fate. Fate (karma) can be summarized as
follow:
1. A chain of causes chains an individual life to other individual lives that
have preceded it up to now and to those lives that will follow. The present
conditions of the individual life are determined by the way the previous
individual lives were lived. The Knowledgeable One was a determinist, but
not a fatalist.
The desires comprise our interests – what we pay attention to and what
influences the content of our mind as attractive love and repulsive hate. Our
interests (that will later be realized through our active wants-to-give, our
passive wishes-to-receive, and our balanced wills-to-take what is lawful and
just) have appeared not by accident but by definite lineage and have formed our
attitudes (mental habits and obsessions). Acting only through our wills, we form
our mental habits; however, the excessive acting through our want-to-give can
lead us to be the victims of our own kindness. Having only our wishes, we form
our obsessions. The latter include cravings of all sorts – pride, envy,
arrogance, pompousness, etc. Having the excessive amount of our
wishes-to-receive can lead us to be the patients of a mental institution.
Therefore, the best way is to act on such amount of wants as you have wishes.
The qualitative balance of your wills-to-take what is just, you can define
through the careful analyses of the quality and quantity of your friends and
foes.
2. The individual’s will power remained free throughout the whole causal chain
of lives until the individual dissolves his selfishness and completely submerges
into the Infinite Bliss. The present state of an individual is the product of
his own and his predecessors’ prior acts; nevertheless, within the present, the
individual can be influenced through his mind but cannot be controlled.
Therefore, people remain free to choose and shape their destiny or fate.
Although our attitudes tend to become fixed, we are not bound by our personal
histories. We can have new ideas; and by implementing these ideas through our
will power, we can change our mental habits and obsessions; thus changing
ourselves. The ultimate destiny of the human soul is a condition in which all
identification with the historical experience of the finite Self (of a
knowledgeable one-to-be) will be dissolved in the Infinite Bliss. Because the
Infinite Bliss has no time or rather has time as integrated at once, in all its
three dimensions – past, present, and future, the historical experience of a
knowledgeable one not only remains but also increases immensely.
3. Admitting the causal sequence of life is not the same as admitting that a
substance of life has been also transmitted (remember the example about the
flame and the candle). It is through our ideas and perceptions (these are all
that our mind has) that our mind (soul) shows itself.
Neither the determinism nor the freedom of will (that were affirmed in
the two previous points) requires that our thoughts and perceptions be
considered as material things (substances) that are transmitted from mind to
mind. My acquisition of a concern for Justice from my parents and a concept of
Justice from Plato do not mean that some substance has leaped from their minds
into mine.
b. Splitting of the ideology of Knowledge
Every ideology is invariably split. Christianity was split into the Eastern and
Western Churches, each of them was split again into Orthodox (Catholicism) and
Protestantism, and each of them was again split by national and factional
reasons. Splitting happened because each society was split into social classes
and each class was trying to accommodate this ideology for protection of the
particular class interests. The same happened with the ideology of Knowledge.
Because India, China, and other countries of the Far East (which embraced this
ideology at that time) were essentially agricultural countries and had tiny
middle-classes, the ideology of Knowledge was split into the Big and Little
Ferries as reflections of the interests of the upper and lower classes.
Any ideology is split when people begin to question it based on their essential
interests. Two such questions are always present when a schism (split) occurs:
The first question concerns how human beings relate to each other, whether they
are independent or interdependent. A few people are acutely aware of their
particular interests and they need their freedom to pursue those interests
actively. For them, their initiative is more important than their bonding. Such
people see others as making their own ways through life; they reason that what
each individual achieves, he achieves it only because he was actively pursuing
his goals (interests). ‘Look at Frank Sinatra; he was born in the slums of
Hoboken, New Jersey; his father was an alcoholic; all his siblings went to the
dogs. So, tell me no more about the influence of heredity or environment. He got
his fame and money all by himself!’ This is the attitude of the pioneers,
inventors, and founders of the upper class.
On the other side of the social fence are the majority of people whose interests
lie in the area of interdependence. Such people see their separateness as
unsubstantial and hard to sustain. Each of them grew up in a family, supported
by the extended family, community, and society; thus, they came to the
conclusion that although our bodies are separate, we are all parts of one big
family on a deeper level. That is what patriotism is all about. When the upper
class of a country seems palpably to threaten the interests of the upper class
of another country, then the latter would stir up patriotism and nationalistic
chauvinism of the lower class to help it win a war. However, for a peaceful time
it would be better for the smooth ruling to put patriotism to smolder under the
ashes.
The second question concerns the relationship between the parts of a human being
– what is better, his head or his heart. What would you choose, to be respected
or to be loved? Classic ideologists and the majority of the upper class prefer
ideas above feelings because they seek wisdom. Romantic ideologists and the
majority of the lower class prefer feelings above ideas because they need
compassion.
The Knowledgeable One bequeathed – "Be lamps unto yourselves; work out your
salvation with diligence". The classic group of his followers had
considered that whatever progress a member of this group would make, it would be
his own insight (gained through his own meditation) into his own
misbalance and suffering. The romantic group of his followers argued that
compassion is the more important feature of the ideology of Knowledge
because seeking knowledge of oneself for the sake of oneself is a contradiction
in terms. For them, a human being is human because he is social; otherwise, he
would be an individualistic animal. Therefore, love and compassion are the
greatest things in the world. The classic faction insisted that the ideology of
Knowledge was a full-time work and those, who devoted selves to it, should give
up the world and become monks. The romantic faction held that this ideology was
applicable and relevant in the world (for laypersons) as well as in the
monastery (for professionals).
Both factions claimed that they are ferries (yanas) that serve to carry people
across the sea of life to the shores of knowledge of life and death. However,
the romantic faction asserted that because it serves the majority of a
population, it should have the larger of the two vehicles. Therefore, romantics
claimed for themselves the name the Big Ferry (Maha-yana) and tried to label the
opposite faction as the Little Ferry (Hina-yana). Later, this name-calling party
tactic was successfully used by the Russian ‘greater-eans’ (bolshe-viks) to
excommunicate and belittle their political opponents in the eyes of the lower
class people.
Naturally, classics have preferred to call themselves as the people who taught
the doctrine of the Elders (thera – ‘elders’, wada – ‘doctrine’). By taking this
name, the upper class faction regained the initiative and claimed that their
party taught the original teaching of the Knowledgeable One as it was recorded
in the earliest texts, the Pali Canon. These texts were written by the disciples
of the Knowledgeable One and they were written after his death. Although the
memory of people at that time seemed to be impeccable, it still left room for
suspicion of tampering. Besides, as the lower class faction counterclaims, the
Knowledgeable One taught more profoundly than eloquently by his own life. He did
not remain in the Infinite Bliss after he gained the knowledge of life and
death, but returned to this world to devote self to others.
However it may be, the upper class faction held, that "By ourselves is evil
done, by ourselves we pain endure, by ourselves we cease from wrong, by
ourselves become we pure, no one saves us but ourselves... we ourselves must
open the Gate, the Knowledgeable One only show the Way."
The lower class faction held that the fate of the individual is linked to all
forms of life, and they are ultimately undivided – "There is a knowledgeable one
in every grain of sand".
For the upper class faction, the main goal of life is to acquire wisdom – the
profound insights into reality, which clarify to us the causes of our
misbalance, anxieties, and sufferings. From these realizations follow
automatically our four virtues – even-mindedness (equanimity), compassion,
loving-kindness, and joy in happiness of others.
For the lower class faction, compassion cannot follow automatically because
one’s meditation yields his personal power that can be destructive for others if
one has not deliberately cultivated compassionate concern for others as the main
motive for practicing this discipline. Therefore, compassion must be prioritized
over wisdom. "A guard I would be to them who have no protection, a guide to the
voyager... a bridge for the seeker of the other shore."
For the upper class faction, the main mean in acquiring wisdom is own faction
(party, monastic order), which is compounded in the bureaucratically ruled
monasteries.
For the lower class faction, the service to the common people is the primary
concern and its priests usually marry and are under the supervision of the
commoners.
For the upper class faction, the ideal knowledgeable one is one who wanders like
a hermit and who alone (with prodigious concentration) unhesitatingly strikes
out for the Infinite Bliss.
For the lower class faction, the ideal knowledgeable one is one who (having
reached the brink of the Infinite Bliss) voluntarily gives up his prize and
returns to the world to show the way to the Infinite Bliss to others.
You decide which one of the two is less selfish or closer to you.
Finally, the upper class faction remains conservative – with fundamentalist
adherence to the letter of the early Pali texts. Whereas, the lower class
faction is more democratic (less restrictive in the interpretation of the
disciplinary roles) and generally has a higher opinion about the abilities of
the commoners. The latter faction, being a small Indian sect, converted the king
Asoka (c.272-232 BC) who strove to extend the ideology of Knowledge to over
three continents and made it a world religion. He extended this ideology into
Tibet, China, Korea, and Japan. Sri Lanka, Burma, Thailand, and Cambodia
embraced the upper class faction approach, which envisioned the entire society
organized into a three-layer system (a monarch with his soldiers at the top, the
monastic community in the middle, and at the bottom – the rest of the people).
Thus, the people’s interests progress full circle. The ideology that began as a
revolt against authority, rituals, traditions, and mysticism, returns with all
of them.
Further splitting
After the ideology of Knowledge was split between the upper and lower class
factions, the ideology of the upper class continued as a unified tradition,
whereas the ideology of the lower class divided into several schools. We will
look at two of them – Chan in Chinese or Zen in Japanese and the Tibetan version
of the ideology of Knowledge. We will look at them because the Zen version
deepens our knowledge about our reasoning (conscious) and because the Tibetan
version deepens our knowledge about our feelings (subconscious).
The Zen masters draw their inspiration half from the common sense and practical
orientation of Chinese and half from the otherworldly Hindu; thus balancing the
two and refusing to permit the mind to retreat completely into the Infinite
Bliss. Therefore, we should first look carefully at Chinese classics.
The Skillful Master (Confucius or Kung Fu-tze; from Chinese,
kung means ‘art’ or ‘skill’ and tze means ‘master’; c.551-479 BC) was born in an
impoverished family, in the principality of Lu, in what is now the Shantung
province of China. In his boyhood, Confucius did well in archery, hunting, and
fishing. In his adolescence, Confucius bent his mind on learning language,
history, and mathematics. In his twenties, Confucius held several insignificant
governmental positions, had married, and established himself as a tutor. The
fame of his personal qualities and practical wisdom spread rapidly, attracting a
group of ardent disciples.
His goal was to reorder the ill society through using the public office as the
main mean. He hoped to receive the commanding governmental position from the
upper class peacefully, as appreciation of his abilities. However, the
contemporary rulers were much too afraid of his candor and integrity to appoint
him to any significant position. Once the feudal lord of the Lu province (who
had gained his supremacy through usurpation) asked the Skillful Master for
advice on how he could rule better. The Skillful Master replied that he had
better learn to govern himself before trying to govern others. The ruler neither
killed him on the spot nor appointed the Skillful Master as his Prime Minister.
Instead, he tossed the Skillful Master a governmental post with a sounded title
but no authority, hoping to keep him quiet. When the Skillful Master realized
the ruler’s motive, he resigned in disgust. The Skillful Master was invited to a
governmental post again only at the end of his life, but he was too old for
office and he spent his last years teaching and editing the Chinese classics.
The Skillful Master’s failure as a politician was the indispensable consequence
of his deviation from own Golden Mean Rule. He had not acted on his
wills-to-take what was just, but had acted on his extreme wants-to-give and
wishes-to-receive; or most probably, he came up with this Rule when it was too
late to follow through it. He thus described himself:
"There are four things in the Way of the
profound person, none of which I have been able to do. To serve my father as I
would expect my son to serve me. To serve my ruler as I would expect my
ministers to serve me. To serve my elder brother as I would expect my younger
brothers to serve me. To be the first to treat friends as I would expect them to
treat me. These I have not been able to do." Confucius, The Doctrine of the
Mean, ch.13.
He failed as a political practitioner, so what? Later, Plato finished his
political career in the same manner. But then again, his doctrine, his method of
teaching, and his encyclopedic knowledge in history, poetry, government,
mathematics, music, divination, and sport let him be one of the world’s greatest
teachers.
The Skillful Master lived at a time when the cohesion of the Chinese society had
deteriorated to the same level as European societies a millennium later during
the 2nd European Dark Age. Nearly two centuries before the Skillful
Master was born, the ordering power of the Chou Dynasty had collapsed, and rival
barons were waging continuous wars. Whole populations, which were unlucky enough
to be captured, were beheaded (including women, children, and the aged). The
social glue (common interests, as expressed through culture) was no longer
sticky. The Skillful Master saw it and concluded that what sticks the pack (or
herd) together is instinct.
According to the Skillful Master, it is instinct, not the reasonable
calculations of the common interests, that produces the cooperation among ants
and bees, as well as throughout the sub-human world. There is plenty of violence
in nature, but in general, it is between species, not within them. The Skillful
Master probably did not observe the war between the red and black ants or
between the African killer bees and common bees. On the other hand, if he had
observed them, then he might have concluded that these kinds of wars were not
"general". However, he did conclude, that within the species, there is the
herd-instinct, which sticks the individuals into a viable cooperation, preserves
and keeps life stable. However, this automatic source of social cohesion
disappears with the emergence of the human species; men are the animals without
instincts, without in-built mechanism that can preserve and stabilize their
life. So, what can hold anarchy at bay?
In the tribal society the answer was the spontaneous culture (tradition
that is based on moral). Through generations of trial and error, certain
behavioral ways prove to contribute to the tribe’s prosperity. The tribal
council does not sit down to decide what the majority of the tribe wishes in the
long-run and what would be the better behavioral patterns that would secure
those wishes. The tribal council usually decides based on the short run
interests of the majority. Therefore, the behavioral patterns take shape
gradually over centuries. During those centuries, generations selected customs,
keeping the satisfying ones and discarding the destructive ones. Becoming
established, the viable customs are transmitted through generations
instinctively (subconsciously, with the mother’s milk); and those tribes that
fail to evolve the viable customs cease to exist, for none have remained for
studying.
Nowadays, when we have moved so far from the tribal traditional life toward the
reason-bound society, it is difficult for us to realize how completely the
tribal customs were in control of everyday life. However, we can also see the
remnants of such customs (in the corporate dress code, for instance), which
continue to dictate our social behavior on subconscious level. As you can
imagine, the tribal customs were very grave; however, they served two very
surviving social functions – keeping asocial acts in check and continuing the
subconscious process of socialization through generations. Group expectations in
the tribal societies were so strong and uncompromising that the youth adopted
them without deliberations and sometimes even without questions.
Under the Chou Dynasty, the agricultural China had accommodated too many tribes
with too many contradictory customs and it could not adopt these tribes
organically. Moreover, the development of city life had led to the development
of the small middle-class, the individuals of which stressed reason, not
customs. These individuals had ceased to consider themselves as tribal men.
Self-conscious rather than group-conscious, reason rather than instinct, law
rather than custom, self-interest rather than group-expectation had become the
mainstream feature of spiritual life that eventually dethroned the Chou Dynasty
and threw China into its Dark Age of feudal wars.
The first individualists were probably the hyperactive people, who raised
strange questions, could not find their place, and could not identify themselves
completely with the group, thus feeling boredom. Once such people appear, the
individualistic epidemic spreads like a wildfire; and then, the society needs
such ruthless dictators as Stalin or Poll Pot to extinguish or put it to smolder
under the ashes. However, the monarchs of the Chou Dynasty were either not so
ruthless to the Chinese or did not have so a powerful (intellectually and
technologically) bureaucracy as Mao Ze Dong had.
However it may be, during the Skillful Master’s time, China only began to come
out of its Dark Age, and this social unrest put on him its lasting impression.
How to stop the violence and social anarchy became the main problem of his life.
First, the Skillful Master tried to get answers from the ancient Chinese
classics, which were fairly divided among the proponents of the upper and lower
classes. The upper-class ideologists (who called themselves the Realists) thus
put the question forward:
What would you do when people would not behave? Would you hit them? What people
understand best is force. When the middle-class individualists would emerge,
they would start to stir reasoning. The pull and push of their passions and
self-interests would be so strong that only the grave threat of total
extermination would keep them in line. Chat as you please of the reason and
morality of commoners, in the final analysis it is the brute force that saves
the day. The only way to avoid universal violence among self-seeking
individualists is to maintain an effective army that stands ready to beat the
hell out of those who transgress the laws. Social order is based on the system
of "penalties and rewards". Those who would do what the ruler would command
should be rewarded; those who would not do should be punished. Therefore, there
must be clear laws with severe penalties for their violation. Obviously, the
list of laws should be detailed because self-seeking individualists would be
bias in their interpretations. Making his law, a knowledgeable ruler should
foresee every possible implementation of this law and should provide it with the
greater number of details.
"If a law is too concise, the common people
dispute its intentions." Therefore, the requirements of the law and penalties
for its infractions should be clearly specified and heavy. "Idealists [the
proponents of the lower class, VS] are always telling us that punishments should
be light. This is the way to bring about confusion and ruin [of the power of the
upper class, VS]. The object of rewards is to encourage, that of punishments --
to prevent. If rewards are high, then what the ruler wants will be quickly
effected; if punishments are heavy, what he does not want will be swiftly
prevented." Arthur Waley, Three Ways of Thought in Ancient China, 199.
The upper-class ideologists assumed that people are generally lustful, greedy,
and jealous; commoners are lazy, shirk hard jobs, and delight in idleness. Many
of the commoners would pretend to be moralists if they think it would help them
to get ahead, thus promoting sham morality and fake altruism in society. Because
commoners are shortsighted, rulers must have long-range vision. The masses wish
security, but they hate the means with which security is produced. If there
would be nobody to check upon the commoners’ drive for immediate gratification,
then they would soon be victims of the pains they most fear. However, if
commoners would accept some currently disliked things, they would have the
wished pleasures overall. Of course, there may be a few honest people; but would
those few enough to keep order among millions of dishonest ones? Therefore, for
the majority of the people, audits are indispensable. Life is tough, and we may
wish that it was not, but wishing could not change reality.
In short, the upper-class ideologists’ answer to the problem of social anarchy
was – there must be the draconian laws and their forceful and steadfast
implementation.
The lower-class ideologists proposed as the solution to the problem of social
anarchy not brutal force but universal love. Their recommendations to the rulers
sounded like those that follow:
"The ruler should feel toward all people
under heaven exactly as he feels toward own people, and regard other States
exactly as he regards own State.... Mutual attacks among States, mutual seizures
among chieftains, mutual injuries among individuals – these are major calamities
in this world.... These calamities arise out of want of mutual love. At present,
rulers have learned only to love own States and not those of others. Therefore,
they do not hesitate to attack other States. The chieftains have learned only to
love own province and not those of others. Therefore, they do not hesitate to
seize other provinces. And individuals have learned only to love selves and not
others. Therefore, they do not hesitate to injure others. Therefore, all
calamities in the world – strives, complaints, and hatred – have arisen out of
want of mutual love.... [This calamitous state] can be altered by the way of
universal love and mutual aid.
But what is the way of universal love and mutual aid? It is to regard the State
of others as own, the province of others as own, and other persons as self. When
all the people in the world love one another, then the strong will not overpower
the weak, the many will not oppress the few, the wealthy will not mock the poor,
the honored will not disdain the humble, and the cunning will not deceive the
simple. And it is all due to mutual love." Yi-pao Mei, Motse, the Neglected
Rival of Confucius, 80.
The upper-class ideologists brushed away the proposition of the mutual love as
sentimental and impractical to the problem of social cohesion. The lower-class
ideologists insisted that love is good, and what is good – cannot be useless and
impractical.
Neither the proposition to use the brutal force and the draconian laws nor the
proposition of the mutual love and aid impressed the Skillful Master. He
rejected the upper-class ideologists’ reliance on the army and laws that serve
only to the upper-class interests because it is excessively external. The army
(regulated by laws) can limit the people’s initiative and business, but it is
too cruel to inspire commoners in their mutual weekday relationships. Laws can
stipulate conditions of marriage and divorce, but they cannot provide love and
compassion. Therefore, the government (the ruler) needs something that it (he)
cannot provide by itself (himself) – purpose and motivation. The Skillful Master
also rejected the lower-class ideologists’ reliance on mutual love and aid
because it is excessively internal. Relying exclusively on love meant to him –
to preach ends without means.
So, the love is not only pitying others (which is compassion or feeling)
but is also reasoning and understanding the real needs (long-range interests) of
others. So, what is the deal? What is the middle ground? When asked, "Should one
love own enemy?" The Skillful Master replied: "By no means. Answer hatred with
justice and love with benevolence". Thus, his middle ground is – be just to your
foes and benevolent to your friends. Marvelous! He defined his goal – to be just
and benevolent.
Nevertheless, how could this goal be implemented? What are
the means for being just and benevolent?
Being just and benevolent means that the individual must use his reason
(conscious) to calculate and ponder his every relationship to find out who his
enemies are and who his friends are, and to treat them appropriately. To find
out what is appropriate benevolence or justice in a particular relationship the
individual must be individualistic, he must develop his reason.
The Greeks followed unhesitatingly through this logical step, which meant to
them that in building their just and benevolent State, first, they should
destroy own ignorance, if not of all people then at least of the majority.
However, to the Skillful Master, this logical step meant not the Cultural
Revolution, but the gradual and steady transition. It meant to him not quickie
spurts and unexpected jumps, but the gradual transition should take place
between the past spontaneous culture and the new cultivated culture.
Culture has to be transmitted from the old to the young, and the habits and the
ideas must be maintained as a seamless web of memory among the bearers of the
tradition, generation after generation. If the continuity of a tradition of a
peaceful cooperation in a society is ruptured, then the society is going down
and soon will disintegrate. Unless the rupture is repaired, the society will
break down into the bitter factional wars. For when the continuity is
interrupted, the cultural heritage is not being transmitted. The new generation
is faced with the task of rediscovering, reinventing, and relearning by trial
and error most of what it needs to know. No one generation can do this.
However, full allegiance to the society can be given only by a man’s second
nature, ruling over his first and primitive nature, and treating it as not quite
himself. Then the disciplines, necessities, and constraints of a civilized life
have ceased to be alien to him, and imposed from without. They have become his
inner imperatives.
When the country is in a transitional period, a proposed innovation must be
continuous with the past, for it should be compatible with what people have
known and are already accustomed to. Only then, the majority of population would
accept this innovation as effective. The past spontaneous tradition that emerged
without conscious intent and its alternative (the deliberately cultivated
tradition-to-be) should not be one discarded and another accepted in the
lifetime of one generation, because a tradition-to-be can become a tradition
only when at least two generations had accepted it.
The transition from spontaneous to cultivated culture requires that
intellectuals (the social conscious) have been keeping the old traditions
intact, and at the same time, defining for what goals the new traditions-to-be
shall henceforth serve. That is why the study of the correct attitudes (mental
habits) becomes the principal task of the government. When the new goals and
corresponding traditions-to-be would be defined, then every formal and informal
device of education should be employed that the majority of the population would
adopt the new values. Moral ideas should be driven into the people by every
possible means (in temples with proverbs, in schools with history, in theaters
with stories, and in homes with toys) until they become mental habits and the
people act on them unconsciously in their daily affairs. Then the ruler will not
need a considerable part of his army to keep own people in line. You could call
this process "brainwashing", but the essence of the matter would not be changed
by such name-calling. The only viable question is this – who would define which
interests are and will be important for the collective well being and how would
they go about such a task? Which of those interests should be either perpetuated
or suppressed in laws and cultivated culture?
In organizing their gangs, teenagers act on their common subconscious interest
in exploring the new social opportunities for their other interests, and their
leaders are the embodiments of such opportunities or they consciously promote
such opportunities. Corporations, monastic orders, and complex societies are
built on the same principle. Therefore, it is the task of the leaders and
intellectuals to determine which laws and customs are outgrowing and incoming.
"What the Great Learning teaches, is
to illustrate illustrious virtue; to renovate the people; and to rest in the
highest excellence. The point where to rest being known, the object of pursuit
is then determined; and, that being determined, a calm unperturbedness may be
attained to. To that calmness, there will succeed a tranquil repose. In that
repose there may be careful deliberation, and that deliberation will be followed
by the attainment of the desired end. Things have their root and their branches.
Affairs have their end and their beginning. To know what is first and what is
last will lead near to what is taught in the Great Learning.
The ancients, who wished to illustrate illustrious virtue throughout the
kingdom, first ordered well their own States. Wishing to order well their
States, they first regulated their families. Wishing to regulate their families,
they first cultivated their persons. Wishing to cultivate their persons, they
first rectified their hearts. Wishing to rectify their hearts, they first sought
to be sincere in their thoughts. Wishing to be sincere in their thoughts, they
first extended to the utmost their knowledge. Such extension of knowledge lay in
the investigation of things.
Things being investigated, knowledge became complete. Their knowledge being
complete, their thoughts were sincere. Their thoughts being sincere, their
hearts were then rectified. Their hearts being rectified, their persons were
cultivated. Their persons being sincere, their hearts were then rectified. Their
hearts being rectified, their persons were cultivated. Their persons being
cultivated, their families were regulated. Their families being regulated, their
States were rightly governed. Their States being rightly governed, the whole
Empire was made tranquil and happy. From the Son of Heaven down to the mass of
the people, all must consider the cultivation of the person the root of
everything besides.
It cannot be, when the root is neglected, that what should spring from it will
be well ordered. It never has been the case that what was of great importance
has been slightly cared for, and, at the same time, that what was of slight
importance has been greatly cared for." Confucius, The Great Learning.
Cultivated culture differs from spontaneous culture in requiring constant
attention of the state and corporate bureaucracies. By its form, cultivated
culture requires bureaucratic attention to maintain the power of State or
corporation intact in spite of the increased individualism that threatens to
erode this power. This is the formal responsibility of education. However, its
essential responsibly is to shape the character of the stable social life, which
education is supposed to beget. Therefore, the brunt of governmental attention
should be directed toward the content of that education. The Skillful Master
outlined five individual and social characteristics (humanism, maturity,
decency, moral prestige, and social harmony), on the development of which
education should be directed.
1. Humanism (Jen - two humans). This concept describes the ideal
relationship that should exist between human beings – goodness, benevolence,
love, human-heartedness, or human-kindness. The Skillful Master conceived
humanism as the virtue of virtues – a sublime perfection that he had never seen
fully embodied. To the noble men humanism may dictate even sacrificing their
lives to preserve others. The humanist feels respect for self and others
simultaneously – the sense of the dignity of human life. Such attitudes as
magnanimity, good faith, and charity, follow necessarily. In public life,
humanism prompts indefatigable diligence. In private life, humanism begets
altruism, courtesy, and the ability to feel the feelings of others as own
(empathy). In short, humanism requires – "Do not do unto others what you would
not want others to do onto you." Confucius, The Analects, XII: 2.
2. Maturity (Chun tzu - the best or superior). This concept describes a
fully developed and adequate individual, who is not petty, mean, or
low-spirited. This individual has self-respect and respect for others. When he
approaches another individual, he thinks not, "What he can do for me?" but "What
can I do for him?" In any circumstances, this individual has no fear or
irritation toward others. He is not turned into either a snob by success or an
inferior by failure. The Skillful Master thought that only on such individuals
the civilized society could be founded.
3. Decency (Li - appropriateness or balance and ritual). This concept
means propriety – the way something should be done. The Skillful Master thought
that most people needed the best role models – to memorize the deeds of these
heroes in their particular situations with a view to duplicate their deeds. The
Skillful Master wished that people cultivated in themselves such characters that
would automatically do what is appropriate in the particular situation. People
should sharpen their manners because manners make the man in daily life.
Cultivating manners should start from cultivating speech-patterns, because:
If a word is not in accord with an idea, if
an idea is not in accord with language, "if language is not in accordance with
the truth of things, affairs cannot be carried out to success.... Therefore, a
mature man considers it necessary that the names he uses be spoken
appropriately."
Most of our communication proceeds through speech, not body language. Therefore,
most of our communication, as the precursor of our deeds, proceeds through
receiving waving sounds, combining them into words and thoughts, and expressing
own reaction in own speech. If a sound (or its visual representation – a letter)
would be misused, then the domino effect would take place and the whole process
of communicating would be inappropriate and inadequate in the real situation.
Therefore, people should devise the normative language (semantics), in which the
essential words would carry the meanings they should carry if life is to be well
ordered.
Secondly, cultivating manners should proceed through the Mean of the
words and thoughts. The Mean (Chun yung) means literary ‘middle’ and
‘constant’, i.e., to be constantly in the middle of the disruptive extremes. The
individual, who accommodates the concept of the Mean into his character,
balances his temper between indulgence and abstinence, and checks own overdose
and depravity in their embryonic stage. The Skillful Master, in his Book of
Decency, advises, that
"Pride should not be indulged. The will
should not be gratified to the full [where it becomes either the wish-to-receive
or want-to-give, VS]. Pleasure should not be carried in excess."
Later, Aristotle also recognized that people are not always rational and their
passionate characteristics can never be eradicated, and therefore, ignored.
Aristotle considered surrendering oneself completely to own desire as descending
into the animal stage of one’s development. However, completely depriving
oneself of the gratification of own desire and living as a hermit would be a
foolish and unreasonable rejection of human nature. Aristotle stated that by
proper training people could learn to curb their desires and achieve moral well
being (virtue) when they rationally avoided the extremes of behavior. "Nothing
in excess" was his motto.
However, in contrast with the Skillful Master, Aristotle was inconsistent and
did not stress the constant feature of his Golden Mean Rule. There is nothing
wrong with the want-to-give and wish-to-receive in a short-run situation, but
they become extremes in the long-run period. One who submitted self to their
constant influence in the end may become either a beggar or a nut, as I pointed
out earlier. However, the constant respect for the Mean Rule brings the
individual into the state of internal and external harmony, balance, and
will-to-compromise. There is nothing wrong with an individual who has
wished-to-be a hero (to-receive respect from the society) and, when opportunity
occurred, jumped into a flaming house and saved a child. However, when his
wish-to-be a hero becomes his constant obsession to be in the public eye, then,
his passive wish-to-receive may transform into active want-to-give (extremes
converge often into each other). Thereafter, he may start artificially setting
other houses on fire in order to give his "helping" hand to save their
residents. Thus, his extreme and constant obsession of being a hero would play a
dirty joke on him (making him a criminal instead of a hero) and would jeopardize
the lives and property of others.
Thirdly, cultivating manners should proceed through its realization in
the Five Constant Relationships that constitute the foundation of social life.
Those five constant relationships, the Skillful Master considered as the frame,
within which one might achieve the maximum fulfillment. The five relationships
are between parent and child, husband and wife, elder and junior siblings, elder
and junior friends, and ruler and subject. In each of these relationships,
different responses are appropriate or decent: parents should love, children
should revere; elder siblings should be gentle, younger siblings should be
venerable; husbands – good, wives – "listening"; elder friends – tactful,
younger friends – respectful; rulers – benevolent, subjects – loyal. Three of
the five relationships relate to the family, which the Skillful Master
considered as the basic unit of society. Within the family, it is the children’s
reverence for parents and veneration for elders that creates the atmosphere of
peace, mutual support, and general happiness. The Skillful Master held, that
"The duty of children to their parents is the foundation from which all other
virtues spring". However, when the meanings of the parents become no longer
meaningful to their children, then the society goes toward own destruction. The
young should honor and serve the old not simply because the young would soon
enough be self the old and would need to draw on own past investments, but also
because years and experience bring a ripening of wisdom and mellowing of
character.
In his Rectification of Names, Doctrine of the Mean, Five Great Relationships,
and Regard for Age and the Family, the Skillful Master described the first
meaning of decency – appropriateness and balance. However, the second meaning of
decency is ritual, which fuses what is appropriate and what is right to do (an
idea and the action that is based on that idea) – into rite. When right behavior
is constant, then, the individual’s life becomes a well-choreographed, sacred
dance, in which there is a pattern for every action.
4. Moral prestige (Te - social respect). This concept means public
respect for the individual and his ability to influence governmental decisions.
The Skillful Master thought that no government could keep all its subjects under
its watchful eye all the time. Therefore, the government must rely on the
appreciable confidence of the public in what it is doing to protect the public
interests. He considered the public trust and popular support of governmental
actions as the foundation of the prosperous economy and the militarily powerful
government, for "if the people have no confidence in their government, it cannot
stand". The popular support for governmental actions arises only when people
perceive their leaders as mentally and physically able to govern, sincerely
devoted to the common welfare, and as having attractive personalities (character
that compels charm and respect). Real prestige is the power of moral example.
Virtue of goodness becomes embodied in society not through laws or military
power, but through the moral individuals, we most admire. Therefore, all eyes
are directed toward the ruler. If he is deceitful or "challenged" mentally,
there is no hope for prosperous and dignified life in the society. However, if
the ruler is a real leader (whose actions spring from his moral subconscious),
then he will attract such allies into his government, who cannot be purchased
for money but can only be attracted by the moral prestige. Complete devotion of
such governmental officials to the public welfare will soon be adopted by the
local governments and, then, by the commoners.
5. Social harmony (Wen - the peaceful art). This concept is the contrast
to the art of war, and it refers to music, literature and science, and the
visual art (painting, sculpturing, architecture, and the theatrical art). The
Skillful Master considered that the peaceful art has a catalytic ability to
transform an individual into the virtuous state of mind and make it easy for him
to regard other people. He held that, in the end, the victory goes not to the
State that has more battalions, but to the State that has the finest art and
science and which is the embodiment of the moral character of the nation.
Humanism, maturity, and decency are the main characteristics of the civilized
individual, and the society helps him to develop these characteristics with the
help of its own characteristics – moral prestige and social harmony. Therefore,
cultivated culture is the ever-evolving process of self-cultivation toward
becoming more humane. Such a progressive individual (one who is bent on
self-cultivation) positions self into the ever-evolving crosscurrents of human
relationships. The human relationships cannot be fulfilled if the individuals
are in isolation from each other. The hermitic saintliness had no meaning for
the Skillful Master, for apart from the human relationships, the individual self
cannot exist as a human self. The humanness of self is a center of human
relationships; it develops through interactions with other individual selves, is
defined by them, and depends on them. The Skillful Master saw the human self as
a node in the social net. If such a node would be destroyed, the entire net may
become useless.
The Skillful Master’s answer to the upper and lower class ideologists’ question
what is better mind or heart (force or love) was – the mind-heart unity in a
fully realized human being through ever-expanding his sympathy and empathy. The
internal expansion of the progressive individual deepens, becoming more
satisfying and refined as his humanism and maturity grow and the possibilities
of his decency are increasingly realized. The external expansion of this
progressive individual begins with self and spreads successively unto his
family, community, nation, and the entire humanity. In shifting the center of
his emphatic concern from himself to his family, he overcomes own egoism. Moving
from his family to his community, he transcends own nepotism. Moving from his
community to his nation, he overcomes own localism, and moving toward the entire
humanity, he overcomes own chauvinistic nationalism.
Finally, the Skillful Master did not concern himself with the question of how it
would be possible to protect the public (lower classes) from the ineffective
hereditary bureaucracy. Rather he considered that while the bureaucrats remain
humane, mature, and decent, there is no need to create the laws (and other
bureaucrats for their implementation) to protect the public from the
bureaucrats’ hereditary greediness and mediocrity.
Before the teaching of the Knowledgeable One became cultivated in China, the
Chinese had combined the earthly Confucianism with the romantic Taoism.
Taoism pronounced as Dowism and originated with Lao Tzu, who was born about 604
BC. Tao means ‘way or flow’, Lao means ‘old’, and Tzu means ‘guy, fellow, or
master’. Nothing certain is known about his life; therefore, I will talk only
about his teaching.
The Old Master advocated to cultivate the natural virtue and goodness, and to
seek greater privacy for the aged. He wrote his testament (The Way and Its
Power), which can be read in an hour and which remains the basic text of
Taoism.
The Way is an inductive way to the realization of the ultimate reality. This Way
or Flow cannot be clearly perceived, for it is too vast and deep for human
conscious to measure it. Around the Flow is the Womb from which all life springs
and to which it returns. Though the Way is ultimately transcendent, it is also
constant. It is the norm, rhythm, driving power of nature, and ordering
principle of the universe. The Way is based rather on spirit than on matter,
because the former cannot be exhausted. The more people draw upon the Way, the
more it follows, for the Way is "the fountain that is ever on". Later, a
Neo-Platonic, Plotinus said that the Way is also his way. The Way or Flow is the
spirit of life; and although it is inevitable (for when autumn comes "no leaf is
spared because of its beauty"), it is benign (flowing rather than discreet,
graceful rather than jerky, and infinitely generous). Giving life to all things,
the Flow may be called "the Mother of the World". However, because all things
are dying in this Flow, it may also be called "the Grave of the World". The Way
resembles Plato’s Ideas – the eternal laws that structure the universe. Rather
it may better be conceived as the Christian integrating principle of the whole –
the Spirit, as the glue that sticks together the Father and the Son. Because the
basic text of Taoism has been translated as The Way and Its Power (Tao Te
Ching), I will rather refer to the Way as the Flow of the power of life and
death that unites the light (the life energy-to-push) and the dark (the
death force-to-pull).
This teaching was later divided between two viewpoints – theoretical and
practical. Theoreticians consider our power from the viewpoint of
conservationists, who try to conserve their power by expending it more
efficiently. The practitioners consider our power from the viewpoint of
those who rely on the infinitely increasing supply of this power.
Knowing different aspects of reality, we can repair a machine or even a living
being. The theoreticians held that knowing our power and conserving it (by not
expending it in useless, draining ways the main of which are friction and
conflict) means to live effectively (wisely) and to die in good time. To avoid
life’s conflicts and frictions means to reduce them to the minimum – to the
state of inertia or pure effectiveness.
The practitioners, who asserted the necessity of training programs, were eager
to go beyond the simple conservation of our power. They were willing-to-take
more power than the present situation had been allowing them. (Sic! They
transcend the energy constancy law in a system!) Referring to the power of life
and death (chi), the practitioners experience it as flowing through them. If
there is no flow, then power is blocked. In the latter case, their main
objective would be to repair the flow of power because to be alive is good, but
to be constantly alive is even better and is the ultimate bliss. To accomplish
their goal of maximizing power, the practitioners would work first on their own
minds and then, using own minds as instruments, they would work with internal
and external objects.
The work on own mind goes through meditations, which are the same as the Hindu
psychosomatic discipline (raja yoga). Concerned more about the society than
about the individual, the Chinese tried to improve the part of the meditation
technique that improves concentration. By psychically channeling the individual
power that the disciple of the psychosomatic discipline accumulated through
meditation into the society, the practitioners were trying to increase and
harmonize the social vitality and welfare. The practitioners, adopting
Confucianism, were trying to influence directly and indirectly the social power.
Directly, they were trying first to draw power into own mind-hearts and then to
beam it to others, thus influencing that part of the social power that was
responsible for the moral prestige and ritualized etiquette. Indirectly, they
influenced that part of the social power that was responsible for wealth. The
practitioners should be socially unnoticed. Only thus, their lifetime enterprise
would give maximum effect for the community.
The practitioners were fascinated with the psychosomatic discipline that allowed
them to separate their inner from their outer selves and to advance their
self-consciousness. Awakened consciousness would let the individual see not just
the perceived objects but also own mind with which he perceived them. However,
this new and exciting world of the inner self contained a problem. Successive
deposits of anxieties littered the soul and it should be cleaned. To succeed in
this inward work, the individual must reverse all selfishness and cultivate
cleanliness of own thoughts and body. The soul can be known only in a life that
is harmonized and beautified. The external uncleanness and perturbing emotions
must be repaired; otherwise, they will prevent introspection from seeing what is
behind them. When all uncleanness, anxieties, and selfishness would be
dispelled, then, as the apogee of the meditation, would come a condition of
alert waiting with a blank mind. With this condition of the mind would come joy,
truth, and power. The harmony of the practitioner’s mind would be the same as
the harmony of the cosmic mind and they could communicate in unison (in the same
tone).
The social utility of this condition of the mind lay in the extraordinary
internal and external power that it provides to the individual, who can now
"shift Heaven and Earth". A ruler, who is clean, desireless, and has the psychic
power (electrifying magnetism and intellect), can transform it into the moral
prestige and automatically turn his subjects from their unruly desires.
Acquiring the internal power, the practitioners tried to maximize the social
power by working on the external objects (including other people). They invented
diets – to see if the social power could be increased nutritionally.
Experimenting in this area, the practitioners have developed a remarkable herbal
medicine. Experimenting with the bodily senses, they developed acupuncture;
however, their real goal has not been to cure the individuals but to increase
the social power. Therefore, sexual experiments were also conducted. One of such
experiments was based on the premise that men would not only retain their male
lightness (yang – the life energy-to-push) but also acquire some of the female
darkness (yin – the death force-to-pull) if they would retain their semen after
intercourse by squeezing the base of the penis at the moment of ejaculation. (It
is a pity that Mr. Clinton did not do his experiments based on this hypothesis;
otherwise, he would not care about his "DNA" stains by now.) Thus, the
experimenters would probably absorb some of the female force-to-pull. These
efforts to extract the power of life and death (chi) from the external objects
(in their gaseous, liquid, and solid forms) resulted in the programs of the
bodily movements, such as the tai chi chuan. These programs try to combine
gymnastics, dance, martial art, meditation, and the concept of the male-female
power organically in order to channel the cosmic power into the society, where
it should eliminate the blockages of its internal flow.
Reflection and experimentation require time, free from searching the means of
subsistence, and in the agricultural China, such time was available only to the
upper-class individuals. There were pestilence and droughts, floods and wars
(all kinds of natural and social disasters), which should be constantly
monitored and, as the situations required, be induced or stopped. The upper
class responded to such problems by institutionalizing the practitioners’
approach and taking from the teachings of the Old Master, the Skillful Master,
the Hindus, and the Knowledgeable One what was appropriate for protection of
their class long-run interests. From this institutionalization derived the
Chinese sacred texts and the line of "papal" succession in the Way of the Old
Master church that has been continuing down to the present patriarch, who
resides on the island of Taiwan.
We have to keep in mind that we have only some knowledge about how to increase
the power of life and death in the system by channeling the power of its
subsystem into it (we can harness the molecular or atomic power into our earthly
system). However, we know nearly nothing about how to increase the power of the
system by channeling the power of its super-system into it (for instance, how to
increase the power of the solar system by channeling the power of our galaxy
into it). Likewise, we have some knowledge about healing through faith in
oneself or others. Placebos and pep rallies, hypnotists and magnetic persons can
generate power, the hidden reservoirs of which we do not know yet.
The priests of the Way of the Old Master church have been
promising to make such cosmic power available for the Chinese public. Thus, they
have developed the magical rituals that proceed on the assumption that higher
power exist (that power rules matter, consciousness rules power, and
sub-consciousness rules consciousness) and can be made available for the public.
Traditionally, the upper class understood magic as the means by which higher
(occult) power can be tapped for use in our earthly world. The development of
these means led necessarily to their duality – if the life energy could heal,
then the death force could be invoked as the mean of the demonic power directed
for malevolent purposes.
The theoreticians-conservationists (whose theory was not institutionalized
because it was not applicable in the interests of the upper class) have the same
concern as the upper-class practitioners – how to improve the Way (Flow) to
maximize the animating power of life and death. Their specific concerns felt on
deepening their research of the first question of a continuum, which begins with
the question how life’s normal portion of the life and death power (chi) can be
deployed to best possible effect. The next question is how the normal quotient
can be increased. The final question is if cosmic power can be focused (like
with the help of a burning glass), how it can be deployed for the welfare of the
people. However, the object of the theoreticians is to use effectively the
presently available (qualitatively and quantitatively) power of life and death.
The basic way to do this, is to perfect the appropriate redistribution streams
in the flow of the life and death power. The best redistribution is the
individual’s inertia or his effectiveness and creative quietude, which should
not be mixed up with idleness or abstention.
The individual’s effectiveness combines seemingly incompatible conditions –
supreme activity and supreme relaxation. These supremes should not be taken as
the extremes because these seeming incompatibles can coexist in those human
beings that are not selfish, self-enclosed entities. Such individuals ride the
unbounded flow (Tao) of power (Te) of life and death (chi) that sustain them
through their subconscious minds. One way to be effective is to redistribute the
life and death power following the calculated directives of the conscious mind
(reason). However, the results of reasoning are rarely impressive because the
conscious redistribution of the life and death power tends to be the mechanical
rearrangement of it rather than be the organic inspiration of it. It is easier
to the conscious mind to follow the patterns of "wires" with which our brain is
constructed. However, the genuine effectiveness or creativity, as every real
artist or pregnant woman knows, comes when the more abundant resources of the
subconscious mind are somehow channeled.
Women are usually sexually aroused in the presence of the excited men. It does
not matter what those men are doing (killing each other, working manually or
mentally) but, as long as they excited, the women transfer subconsciously their
passive wishes-to-receive into their active wants-to-give selves to those men.
Thus, they channel the male life energy into themselves and create a new life.
That this creativity could happen, certain dissociation from the conscious mind
should occur – the individual should relax his (her) conscious and let it flow.
Therefore, the individual’s effectiveness (or quiet creativity) is his supreme
activity and relaxation, which are his mind’s simplicity, flexibility, and
freedom from reasoning that flows through him when his ego and conscious efforts
yield to a power not his own. The theoreticians’ approach to the problem of
creating a perfect man and a perfect society was a direct opposite to the
Skillful Master’s approach. The Skillful Master taught to deploy every effort of
the society and individual to mold the "second nature" (reason) of the
individual, the pattern of his ideal responses, which he might consciously
deploy. The theoreticians, on the contrary, taught that the "first nature" of
the individual was more important than the "second nature". In their view, the
individual should first attune himself with the cosmic Flow of power and let own
behavior flow spontaneously (subconsciously), in unison with the cosmic Flow.
The individual, whose subconscious mind directly connected with the cosmic Flow
of power and nurtured by it, possesses an abundant vitality that has no need for
violence or jerkiness. He simply lets the Flow of the life and death power to
flow in and out, until life and death become dancing partners, which are in
perfect balance with each other. He is not indifferent or inactive; on the
contrary, his actions are simple and flexible, and thus, effective, because no
motion is wasted for useless embellishing or scrambling. Effectiveness or real
creativity requires a delicate skill – to be unselfish. When an individual is
unselfish, he is like a thread of that fisherman, who managed to land a huge
fish because his thread although thin but had no flaws in it. The secret of
being unselfish lies in the Flow of power itself, which, like water, seeks out
the low places to fill them up. The Chinese hieroglyphs for a swimmer mean "one
who knows the nature of water". Likewise, the individual, who understands the
Flow of the life and death power, knows that it will sustain him if he stops
useless flapping around and trusts himself to its support.
"Do you have the patience to wait till the
mud settles down and the water becomes clear? Can you remain inactive until your
right action arises by itself? ... Nothing in the world is as soft and yielding
as water. Yet, for dissolving the hard and flexible, nothing can surpass it. The
soft overcomes the hard; the gentle overcomes the rigid. Everyone knows this is
true, but few can put it into practice." The Way and Its Power (Tao Te
Ching), ch.15, 78.
Such characteristics of water, as its infinite flexibility and powerfulness, are
nearly the same as those of the Flow of the life and death power. The
individual, who complies with those characteristics of water and the Flow of
power and becomes unselfish, "works without working". He thinks and acts without
strain – his eloquence is without embellishments and he persuades without
arguing.
"Those selfish people who would try to take
over the earth and shape it in accord with their wills, I notice, never succeed.
They will be unsuccessful because the earth is so delicate that the mere
approach of a selfish man would mar it, and when such a man would reach out his
fingers to grab it, the earth is gone.... The best leader is that, whose
existence is hardly noticeable for people. For a good leader is that, who talks
little, but when his work is done and the goal is fulfilled, then people will
say, ‘We did it by ourselves’." Ibid. ch. 29, 17.
The romantic approach of the theoreticians was also combined with their tendency
for naturalness. Their preference for simplicity and naturalness would soon lead
the theoreticians to the extremes of their wants-to-give, because they did not
discern yet the two extremes of the middle will-to-take. They became skeptical
to the contemporary urban culture; they ridiculed it and idealized the primitive
horticultural past State. They neglected the form, preferring the content. They
considered the Skillful Masters’ attempt to arrange the social life in accord
with reason as pointless. "Back to nature" became their motto.
Their rebellion against the upper-class bureaucratic
practitioners turned out to be a fruitful experience, which conceived the notion
of the relativity of all human values and the identity of opposites. The
traditional Chinese representation of the Flow of the life and death power as
the symbol of the active, life-sustaining, energy-pushing, male principle (yang)
that permeated the passive, life-giving, force-pulling, female principle (yin)
summarizes all of life’s essential polarities. Among those polarities are --
life and death, male and female, attractive and repulsive, push and pull, active
and passive, good and evil, right and wrong, want-to-give and wish-to-receive,
freedom and slavery, dependence and independence, light and dark, energy and
force, acceleration and deceleration, positive and negative, space and time,
full and empty, past and future, north and south, left and right, up and down,
summer and winter, big and small, finite and infinite, mind and matter, God and
Nature. Although the polar halves of the universe or a family are in tension,
they are not in the simplistic disagreement but complement and balance each
other. Permeating each other private domains to their deepest places and moving
through them in time, at the final analysis, both find themselves resolved by
the circle of the Flow of power that surrounds them as their eternal unity,
wholeness. In their totality, the opposites appear as moving stages in a
constantly circulating process, in which the polarities turn consequently into
the past places of each other. Where once there was the North Pole, will someday
come the South Pole and vice versa. Where once was life, there once will be
death and vice versa. No matter or idea can be considered as absolute in this
relative world.
The Chinese literature is prolific with dialogues between the proponents of the
Skillful Master and the Old Master on the themes of relativity. Once two of them
were strolling along a river and an Old Master’s disciple told to a disciple of
the Skillful Master: "Look how the minnows dart hither and thither at will. Such
is the pleasure fish enjoy". The latter was amazed and asked: "You are not a
fish. How do you know what gives pleasure to fish?" The former responded: "You
are not I. How do you know I do not know what gives pleasure to fish?" The
latter did not find the effective counter-argument because the knowledge of
different species was not there. However, now we can provide the effective
answer to that sarcastic disciple of the Old Master. ‘I know that you do not
know what gives pleasure to fish because both of us are from the same species
and our senses are working in the same manner. However, the fish is a different
species, and different species have different senses. For instance, the retina
of a human eye contains about 95 percent of rods that are responsible for our
black and white vision and about 5 percent of cones that are responsible for our
color vision. However, nearly all kinds of birds have diametrically opposite
percentage of rods and cones in the retinas of their eyes. Therefore, an eagle
can see its prey from 3 kilometers above at the noon, but can hardly see
anything at the dusk. Because the differences of the sensory systems, the
different species feel differently. Therefore, I know that you do not know what
gives pleasure to fish.’ If you can find an effective counter-argument to my
argument, I will appreciate if you send me it at my e-mail address:
[email protected].
However, for now, we should look carefully at other lovers of the riddles about
relativity.
Observing a practicing group of Zen masters who converse with each other, you
would be puzzled at their dialogues and statements. They would set traps, trying
to trick each other to assert something that might imply its opposite. Are they
serious in this double talk (dialectics)? It is very difficult to believe that
they are serious, but they are. They are serious exactly because they are
acutely aware of the limitations of their words. The words occupy an ambiguous
place in our lives. They are indispensable to us, for we would be on the same
level of intellectual development with the bees. We would probably spend a half
of a day trying, with body language, to explain to the minor members of our
family where we put the box with their favorite cereal; and more probably, we
would not have the cereal at all, having the only body language. Words are the
parts of our communicating code and can mislead us, fabricating a virtual
reality – when we imagine that something that stands for something actually
exists. A husband could be fooled by his infidel wife and coming home would cry
– "Honey, I am home". However, there is no ‘honey’, as well as there is no
‘home’ any more – the woman and the house are still there, but the 'wife' and
‘home’ have gone.
The words have three limitations:
1. Words construct an artificial world, in which our actual feelings are
camouflaged and multi-faceted things and persons are reduced to few facets; it
is called stereotyping or profiling.
2. Even when our descriptions (by using words) are accurate, these descriptions
are not the described actual things – a menu is not the meal itself.
3. Our highest experiences (in meditating or sex) avoid words almost entirely.
Any ideology recognizes to some extent that our words and reason fall short of
reality even if they do not actually distort it. The rationalist usually tries
to avoid this fact as paradoxical and giving too much to chew upon to mystics.
Zen mystics acknowledge that their meditation transforms them with its striking
darkness and they see the uniqueness of their school in that it makes breaking
the language barrier its pivotal point in the pursuit of knowledge of life and
death.
According to the Zen tradition, it was the Knowledgeable One, who first made
this point in his Flower Sermon, by refusing to equate his actual experience
with any verbal substitute. While standing on a mountain with his disciples, the
Knowledgeable One held aloft a golden lotus in silence. No one understood the
meaning of this eloquent body language but one disciple, whose quiet smile had
indicated to the Knowledgeable One that he had gotten the point. Thereafter, the
Knowledgeable One designated this disciple as his successor. Zen mystics
continued in this tradition by defining their treasure as "a special
transmission" over the Scriptures. The Zen denomination also has its texts, but
they are not like other ideological Scriptures. Almost entirely they are devoted
to stressing the point that Zen, as a specific way to knowledge of life and
death, cannot be equated with any verbal formula. Indeed, a multitude of
disciples had interrogated their masters about the Zen discipline and only
received a menacing ‘Huh!’ for an answer. The masters saw that through such
questions, the disciples were trying to fill their life’s gap with words and
ideas instead of realizations of these words and ideas. Words are not bullets;
they cannot kill.
Contrasting with most ideologies that usually circle around a creed of faith of
some sort, the Zen discipline refuses to lock itself into a verbal dungeon. Life
is too rich and colorful to be confined into the pigeonholes of words. The
elders of other ideologies usually regard the slightest disrespect to God’s word
as the deadliest sin, but Zen masters may order their disciples to shred their
Scriptures and to avoid such words as the Knowledgeable One or the Infinite
Bliss. Zen masters are not interested in theories about knowledge of life and
death, they want-to-know the real life and death. They want their disciples’
minds to spring from their verbal bonds into a new mode of apprehending.
Every point can be expressed in its extremity, and we should not infer that Zen
masters refrain entirely from reasoning in words. Although our minds are not the
ideal mirrors of reality, when working in special way, our reason can actually
help our awareness toward our goal – to know life and death. If our way of
reasoning seems at times like using a thorn to remove a thorn, then our reason
can also play an interpretive role in connecting a newly discovered world to the
world of common sense. In the appropriate circumstances, Zen masters would try
to explain any personal experience. However, they see the duality of our words,
and therefore, consider, firstly, that Zen logic and description makes
sense only from a point of view of a particular experience (and later the
existentialists, like Sartre, went through this way). Secondly, a Zen
master is determined that his disciples attain a particular experience
themselves, not allowing them to talk about it.
In the tricky matter of succession, the elders of other ideologies went through
the way of institutionalizing their wills (as the papal succession through the
cardinals’ voting). Zen masters trusted the future of their ideology to a
specific state of their own and their disciples’ minds. In this state of the two
minds, the teacher’s and student’s conscious and subconscious are working in
unison and the knowledge of the teacher is transmitted subconsciously to the
student like flame that is passed from candle to candle. It is this transmission
of the old Knowledgeable One to the young Knowledgeable One constitutes the
essence of the Zen discipline.
For several centuries this subconscious transmission was symbolized by the
handing down of the Knowledgeable One’s robe and bowl from patriarch to
patriarch, until the Sixth Patriarch concluded that even this simple body
language was a step toward the confusion of the form with its content. Since
then, the Zen tradition circles around the succession of teachers, each of who
has received his state of mind from his predecessor. The training, by which the
disciples are prepared to receive and take the Knowledgeable One’s mind, can be
approached through consideration of the three main terms: seated meditation (zazen),
riddle-problem (koan), and consultation concerning meditation (sanzen).
The seated meditation is generally the same as in the psychosomatic
discipline (raja yoga). A disciple sits in the lotus position and
his half-closed eyes retire on the straw mat he is sitting on.
The riddle-problem that the Zen masters devise for their disciples would
look like the riddle. For instance – "What did your face look like before your
parents were born?" The disciple must not dismiss the puzzle, but must direct
all attention of his mind toward the problem, sometimes using logic, sometimes
being illogical, waiting until an acceptable answer erupts. During this time,
his mind is working in a very special way, for the Zen discipline considers the
reason (conscious) if not the anchor of the mind, then at least a ladder too
short to reach the heaven. Therefore, the disciple’s conscious must be
surpassed, and solving the puzzling problem is designed to assist in such
surpassing. The mind should be upset, unbalanced, and should eventually revolt
against the usual reason that imprisons it. By forcing the mind to scramble with
what, from its usual and stale point of view, is absolutely absurd, the Zen
master tries to drive the mind of his disciple into a state of extreme agitation
in which its subconscious turns against its conscious. This internal struggle of
the mind eventually exhausts it until it sees that thinking is no more than
thinking about something real or feeling something real is more than feeling for
it. Having baffled its own conscious, the mind counts on a flash of sudden
insight to bridge the gap between the secondhand, reflective, conscious life and
the firsthand subconscious life. Struggling with the riddle-problem, the
disciple must not have books or the advice of his fellow-disciples because they
could produce the secondhand reflective answer. However, twice a day, the
disciple meets his master for the private consultation, which concerns his
meditation.
This consulting is invariably brief. The disciple states his
riddle-problem and follows through it with his updated answer. The right answer
usually comes with the self-validating force. However, if it does not come.
Then, the master makes a close examination of the disciple, to arouse him from
his immaturity, to beat down his false ideas and prejudices, just as the smelter
removes the lead and quicksilver from the gold in the smelting-pot. The master’s
other service to his disciple is to keep him energized and determined during the
long training years.
The first important discovery in this training is an intuitive
experience. The training may take years, but the actual experience of knowing
life and death comes in a flash of light. Wherever this intuitive experience
appears, it brings joy and a sense of reality that challenges the ordinary
language. Other ideologies tend to relate such intuitive experiences to the
apogee of the spiritual quest, but Zen school considers them as the moment of
departure. It considers that the real training begins from arriving to an
intuitive experience, for there must follow other intuitive experiences as the
disciple learns to move freely in them.
The Zen discipline tries to improve the less than ideal state of the world and
at the same time it does not allow to its disciple to withdraw from the world.
Zen fuses the temporal with the eternal, to widen the perceptions of the
disciple so that his wonder of the intuitive experience can flood the everyday
world. Being amazed with the first experience of the Infinite Bliss, the newly
born Knowledgeable One recognizes relativism of all phenomena and his wonder
spreads to usual objects, like a tree or a boulder. He can perform his daily
routine with the understanding that each of the usual objects is equally a
manifestation of the Infinite Bliss. This understanding bears with itself the
feeling of the internal and external beauty and harmony. With this sense of
life’s harmony comes an objective outlook on the relation of the newly born
Knowledgeable One to others – their welfare becomes so important as if it were
his own. He now feels gratitude to the past and responsibly to the present and
future state of things. He now value unity that is simultaneously empty (because
it erases old borders) and full (because it creates new connections). With
relativism comes the willingness-to-compromise. The duality of self and other,
finite and infinite, attraction and repulsion are transcended, and even the
duality of life and death disappears.
The Tibetan version of the ideology of Knowledge has another name –
Vajra-yana (the Thunderbolt Ferry). Originally, Vajra was the
thunderbolt of Indra, the Hindu thunder God who was often mentioned in the early
Pali Canons. However, when the lower-class ideologists transformed the teachings
of the Knowledgeable One into the Big Ferry, they transformed the Knowledgeable
One into a cosmic figure. The Tibetans also transformed Indra’s thunderbolt into
the Knowledgeable One’s diamond scepter, thus changing the connotations of
power, by adding the hardness and lucidity of a diamond to the power of the
thunderbolt.
The essence of the Tibetan improvements of the ideology of Knowledge lies in
their Tantras – 'extensions', which are the secret texts that were added to the
Hindu corpus. In these texts, the Tibetans focused their attention on the
inter-relatedness and relativity of things. These texts also promised the
proponents of this discipline that, by practicing it, one could definitely reach
the Infinite Bliss in a single lifetime. The Tibetans claim that the
acceleration of this process is possible by using all the latent powers of the
individual’s body and mind; and the most important latent power is sexual power.
After all, sexual power keeps the circle of life and death in progress, and
thus, it must be linked directly with the Infinite Bliss. Sexual power is the
divine power of Hesiod’s Eros; it is divine when a male joins a female in
passionate love. When both lovers want-to-give each other more than
wish-to-receive from each other, then, at the moment of their mutual
ecstasy, there is no possibility to discern whether their experience is more
physical (somatic) or spiritual (psychic) and whether they perceive themselves
as one or two.
From Greek, ecstasy means ‘to stand outside’, ex – ‘out’, and
stasis – ‘to stand’. It means that at the ecstatic moment, each lover steps
out of self, becomes unselfish, thus opening the Gate of the Infinite Bliss.
What distinguishes the Tibetans’ version of the ideology of Knowledge from
others is their willingness-to-take the sexual power as an ally in the work that
aims to achieve the Infinite Bliss. Through their art, active fantasies, and
overt sexual engagement, the Tibetans keep the physical and spiritual components
of the sexual power in constant unity. Their art shows couples in coital embrace
and helps them to activate their fantasies, which should be constantly
cultivated. The Tibetan sexual practice is pursued not as the law-breaking
rebels, but under the strict supervision of a teacher (guru), and as the
culminating festival of a long spiritual discipline. The spiritual emotions, for
which the individual works, are his ecstatic and altruistic realizations of his
transcendent identity. The individual learns how to depart from self freely, to
be unselfish first on the family level; then, he can proceed on other levels
(community, nation, or humankind).
The ideology of the Old Master was diametrically opposite to the Skillful
Master’s rigid and formalistic ideology, but their blending together with
Hinduism and the different versions of the Knowledgeable One’s ideology yielded
nearly effective understanding of reality. This rich blending of ideologies gave
the spiritual food to chew upon for the Greek minds, and not only for the
Stoics, but also for the Skeptics and Cynics.
The Epicureans and their predecessors, the followers of the Old Master, tried to
attain personal happiness by withdrawing from the evils of social life and thus
reducing pain and anxiety. Like the inexperienced students, the Epicureans tried
to switch from one extreme to another (from the complete immersion into the
political affairs of the State to the complete withdrawal from civic life).
Being mostly the members of the Greek upper class, they wish to withdraw
from society and wish to grow their gardens, thus looking for the peace
of mind. However, they did not explained who would be protecting them and
"their" gardens from robbers and murderers.
The Stoics and their predecessors, the followers of the Knowledgeable One and
the Skillful Master, also tried to attain personal happiness and peace of mind
by harmonizing the individual’s reason with the universal reason (the Universal
Order, Infinite Bliss, or God, which underlies Nature or chaotic matter).
However, in differ from the Epicureans, the Stoics tried to achieve their goal
by being socially active. Like the full-fledged husbands, the Stoics learn how
to depart freely from self and be unselfish in the midst of civic life. As the
real representatives of the middle-class, the Stoics believed that by nature we
are all members of one family, that each individual is unique and significant,
and that distinctions of social ranks or genetics are insignificant. Therefore,
all human beings should be equal before the laws of the society, which, in their
turn, should not contradict the natural laws – the laws of the Universal Reason.
Only by submitting self to these laws, the individual can be harmonious and
happy.
The Skeptics, the Greek school of the upper-class ideology, disbelieved the
Stoics and Epicureans that there is a definite way to achieve harmony and
happiness. The Skeptics held that the individual could achieve inner and outer
harmony (the peace of his mind or the comfort of his soul) simply by recognizing
that none of the people’s beliefs were true. Thus, the individual would believe
that the people’s beliefs could not bring them into the state of harmony and
happiness, except this one – that nothing is true. The Skeptics avoided the
argument why their principle would lead to harmony and happiness, but the
principles of others – would not. Consequently, they taught indifference to all
other theories, except own, and urged people to conform with accepted views and
customs (which, of course, were the upper-class views and customs) whether they
were true or not.
The Skeptics argued that the gods or the forces of nature might not exist or be
animated and reasonable, but, by refusing to worship them, the individuals would
only inflict trouble onto selves and society. Therefore, the individual should
follow the crowd and be in the very midst of it. By realizing own inability to
understand the sheer fabric of the society and universe, the individual should
suspend own judgment and not commit self to a particular system of beliefs, thus
achieving harmony and happiness. The intellectual exercises did not bring truth,
harmony, and happiness; therefore, why one should care about them. Clever
reasoning about the essence of things (metaphysical speculation) would bring
neither surety nor security, and therefore, neither harmony nor happiness.
Therefore, instead of submitting self to a particular discipline or a system of
beliefs, the individual should go through "own" way (which is the same as the
way of the crowd, which itself is on the leash of the Skeptics) and should "ever
smile and never laugh". This was the position of the staunch conservatives who
were suspicious to the new-riches and hostile to the new ideas that could damage
their short-run interests or even ruin their social dominance.
However, the more liberal Skeptics took a more positive and cunning approach to
the new ideas and theories. These liberals tried to refute the novelties and to
pinpoint their limitations. They did not reject reasoning from the start, but
tried to find defects in reasoning itself. Thus, Carneades, following the lead
of the Old Master in the question of relativity, came up with an idea that all
ideas (including mathematical theorems or proves) should be regarded as
hypothesis that were based on the unproven assumptions. Then, nothing should be
considered as absolute. If our universe appears as ordered, he argued, it should
not be assumed that the Universal Reason (God) created it. Therefore, there
should be no certainty in anything; and where is no certainty (spiritual surety
or physical security), there is no harmony and happiness. So, why should one
care about anything?
The Cynics were the extremists-skeptics, who tried to implement practically the
principle of Skepticism -- that there is nothing true in the world.
Consequently, the Cynics scorned the established values and customs, considering
them barriers, with which society limits individuals who follow own nature.
Therefore, they regarded the family, community, society, public opinion, and
laws as unnecessary obstacles to their personal freedom. Consequently, they
rejected all kinds of property and corresponding to it loyalty to family,
community, and nation. They cultivated social apathy – indifference to friends
and foes, to close relatives and distanced relatives, to acquaint people and to
complete strangers. Thereafter, they ridiculed all kinds of doctrines and
ideologies, except own, of course.
A cynic, Diogenes once said,
"Look at me... I am belonging to no family
or State... I have no property and nobody possesses me. Neither I have to rule
my wife and children nor my nation; I have no home or ruler’s palace, but only
earth, sky, and a rough cloak. Yet, what do I lack? Am I not free from pain and
fear, am I not free?" Epictetus, The Discourses, II: 147.
A cynic learned in the hard-way to be self-sufficient and secure, as before him
a Hindu hermit did. The latter learned the art of keeping ego dispersed lest it
overcome his mind and close the Gate of the Infinite Bliss when he returned from
a forest into society to become a homeless mendicant in his final stage of life.
However, going around a marketplace with their begging bowls, they were both
(the cynic and the Hindu- stranger) still depending on the society, which they
so much scorned. Their needs might become minimal, but they were still human
beings and, as such, were depending on other human beings. They did not realize
that their "freedom" and "independence" fell down under their own all dissolving
relativism.
The Hellenistic Age started from the formation of the Macedonian Empire. The
members of the upper and middle classes of this empire, sharing the common Greek
culture and language, began to look upon themselves as the members of the world
society. However, with the death of Alexander, the Empire was broken down into
several kingdoms, which constantly scramble with each other for territories and
slaves, thus preventing the embodiment of the universalistic tendencies of this
era. Nevertheless, the spread of the Greek civility from Spain to India gave the
common cultural denominator to the Hellenistic world. However, the Greek
civility was limited almost entirely to the upper and middle classes, and in
many cities, it was often skin-deep. For instance, in Alexandria, conflicting
customs of the elite and the lower class people often led to riots masked under
nationalistic slogans, because the countryside retained traditional religious
views, local languages, and family customs. The lower classes are always
suspicious toward changes in the common or institutional (law) language because
such development impedes their abilities to compete with the upper class in the
distribution of the national surplus.
Regarding the city-state as the best mean for a happy life, the Hellenic Greeks
had not wished the expansion of their territory or population, for they had no
means to control them. They struggled to expand the lower class by acquiring
more slaves, but they rarely granted citizenship (the abilities to pay taxes and
actively participate in the affairs of the State) to foreigners. The abundance
of cheap manual labor and the lack of free immigration of the intellectuals and
inventors led to stagnation of the Hellenic economy, and their reckless
political decisions led them under the Macedonian yoke. However, their idea of a
State as a community from citizens, through citizens, and for citizens, is the
keystone of the contemporary Legal State – the government that based its actions
not on brutal military force, but on laws devised, debated, altered, executed,
and obeyed by the free citizens. This idea was passed unto the Hellenistic
Greeks of the Macedonian Empire and its remnants, who, in their turn, passed it
onto the Romans, who united the entire Mediterranean world and made possible the
worldly federalism, with its laws and bureaucracy.
The Hellenistic Greeks conceived the concept of the world-state, but they had a
too weak middle-class and not enough means to embody this concept. Only in the
Greco-Roman Age, which started from the formation of the Roman Republican
Empire, people could find these means by developing an empire-wide system of law
and citizenship, and embodying this system into a federation of States that
unified the different nations (class societies) of the Mediterranean world.
Roman history is divided into four periods – monarchical city-state, republican
city-state, republican empire, and monarchical empire. The Roman Republican
city-state started from overthrowing the Etruscan-Roman monarchical dynasty in
509 BC. The Republican Empire started from the victory over the Carthaginians
and Macedonians in 146 BC. The Monarchical Empire started from the victory of
Octavian Augustus’ army over the army of his rival – Antony and the latter’s
ally – the last Ptolemaic queen Cleopatra, at Actium, in 31 BC. However, before
we proceed with the Etruscans and Romans, we should have the background of the
Mediterranean world and other empire builders.
Some scholars understand ‘civilization’ as the level of development at which
people live together peacefully in communities. However, if you compare the
present-day communistic China with the United States based on this vague
concept, then you will be lost in this scholasticism and will not understand
which of them is more "civilized." In China, the bureaucrats kill the dissidents
and criminals at once so that the rest of the urban population could live less
"peacefully" but in less anxiety, for a while. Thus, the Chinese have had
sporadic civil wars. In the United States, the bureaucrats wage a constant war
with the criminals and dissidents. Thus, the Americans have the permanent civil
war on their streets; they live more "peacefully" but in greater anxiety than
the Chinese. Roughly speaking, one Tiananmen Square can be equated with ten
Wacoes and McVeys. Who is more "civilized" under this terminology, I do not
know. Therefore, I understand ‘civilization’ as the level of the urban
development, as the level of urban culture and technological progress. I refer
to the ancient urbanism specifically as to the first stable human settlements
that became the basis for later agricultural city-states, nations (class
societies), and empires.
The study of ancient urbanism is concerned with the earliest segments of the
much broader subject called ancient history. The span of ancient history began
with the invention of writing in about 33rd century BC and lasted for
nearly 40 centuries. Humankind existed long before its written word, but writing
made the keeping of its historical records possible.
The first ancient urban societies arose in the river valleys of Euphrates,
Tigris, and Nile (of modern Iraq, Syria and Egypt), in the river valleys of
Indus and Ganges (of modern Pakistan and India), and in the valleys of Huang He
and Yang Tze (Yellow and Fellow-Man rivers) of China, on the island of Crete in
the Aegean Sea, and in Central America. All of these urban societies had certain
features in common. They were horticulturists (gardeners) who built the
defensive walls around their settlements against pastoralists’ invasions. These
settlements gradually became cities. The citizens (the inhabitants of those
cities) invented forms of writing, learned to make pottery and use metals, and
created the complex urban and social infrastructures (with their canals and
roads, buildings and utilities, and their class systems).
Apart from written records and carved inscriptions, knowledge about the ancient
peoples is derived from the work of archaeologists, whose most significant
findings have been made in the past two centuries.
The decisive factor that made it possible for humankind to settle in permanent
communities was horticulturalism (gardening – the domestication of plants).
After gardening was developed in the major river valleys, such as Mesopotamia
(from Greek, the term means ‘between rivers’ of Euphrates and Tigris) in about 9th
millennium BC, people living in tribes or family units did not have to be on the
move continually searching for food. Once people could reliably control own
food-supply (its annual production and distribution), their lives changed
entirely. People began to found permanent settlements in fertile river valleys.
Settlers learned to use the water supply to irrigate the land. The small gardens
provided them with vegetation for food, fabrics, and fodder for small number of
domesticated animals.
Gardening not only made settlements possible (and ultimately the building of
cities) but it also made available a reliable food supply. With more food
available, more people could be fed and populations were increasing. The growing
number of people allowed for a greater division of labor and made them available
for more kinds of work, which led them to the development of more complex urban
and social structures. With a food surplus, a settlement could support a variety
of workers who were not only gardeners.
Gardening needs and always depends upon the water supply. For the earliest
societies, this meant rivers and streams or regular rainfall. The first urban
life grew up along rivers. Later communities were able to develop by taking
advantage of the rainy seasons. All of the ancient urbanism probably developed
in much the same way, in spite of regional and climatic differences. As villages
grew, the accumulation of more numerous and substantial goods became possible.
Heavier pottery replaced animal-skin gourds as containers for food and liquids.
Cloth could be woven from flax and linen instead of wool. Permanent structures
made of wood, brick, and stone could be erected. By trading their tools,
clothing, vegetable food and drinks with the pastoral (nomadic) people for
cattle, they excited the interest and yearnings of the latter toward own wealth.
Thus, they had provoked invasions and necessitated selves to build the defensive
walls around own settlements.
Mathematics and astronomy were an early outgrowth of agricultural production and
exchange. People studied the movements of the heavenly bodies to calculate
seasons. By doing so, they created the first calendars. With a calendar, it
became possible for them to calculate the arrival of each growing season.
Measuring the land areas, they promoted the social justice by dividing their
property accurately, in order to tax effectively. Measuring grains and fruits,
they promoted the peaceful family life and housekeeping. Later came measures of
value, as commodity and money exchange became common practices.
At the beginning, a settlement was based on one
horticultural tribe society. However, in time, the waves of nomads would deposit
as new tribal divisions, and when this settlement would be transferring into a
city-state, it would have not only well-defined tribal but also class divisions.
The presence of a class-society means the presence of a bureaucracy, which
supposedly should live on tax and keep the lower classes in harmony and happy.
Naturally, the use of various ways of measuring the taxes led the bureaucrats to
record keeping; and for this, some form of writing was necessary. All the
earliest urban societies seem to have used hieroglyphs (writing with pictures
that represent both sounds and objects to the reader). The best known of the
ancient writing systems is Egyptian hieroglyphics (the term meant "sacred
carvings" since many of the earliest writings were inscribed on stone and their
contents were the gods’ commandments and their executions by the kings and other
bureaucrats).
When the city-states would devise the new technology of production (farming on
large lots, instead of growing crops in small gardens), then the surplus would
be enough to support the national bureaucracy, which would unite several cities
under its command into a nation with one language. When the nations, through the
selective process, would develop plants and animals that are more productive and
would build faster roads, canals, and other means of transportation and
communication, then, and only then, these nations could afford an imperialistic
bureaucracy. The latter would unite several nations (class societies) with
different languages into one federation of nations (empire).
All of the major ancient urban cultures (in Mesopotamia, Egypt, India, and
China) emerged in the 4th -2nd millennia BC. Historians
still debate over which one emerged first. More evidence points in the direction
of Mesopotamia, which probably had been the primal instigator of other urban
cultures for a couple of centuries at the end of the 4th millennium
BC.
Mesopotamia lies between the Tigris and Euphrates rivers, a region that is part
of modern Iraq. As the Tigris and Euphrates rivers flow south out of Asia Minor
(modern Turkey), they are about 400 km apart; the Euphrates runs south and east
for 1300 km and the Tigris flows south for 885 km before they join, reaching the
Persian Gulf as the Shatt al-Arab. The river valleys and plains of Mesopotamia
are open to attack from the rivers, the northern and eastern hills, and the
Arabian and Syrian deserts to the west. Rainfall is sparse in most of the
region, but, when irrigated, the fertile soil yields heavy crops. In the south,
date palms grow, supplying rich food, useful fiber, wood, and fodder. Both
rivers have fish, and the southern marshes contain wildfowl. Mesopotamia’s
richness always attracted its poorer neighbors, and its history is a pattern of
invasion of nomads, which conquer a territory, become the upper class, prosper
for a while, decay, and lose their power to a new wave of northern Aryan or
southern Arab pastoralists.
a. Early Mesopotamian city-states
By about the 5th millennium BC, small tribes of
gardeners had made their way to the river valleys of Mesopotamia. During the 5th
millennium BC, these tribes known as the Ubaidians established settlements in
the region known later as Sumer; these settlements gradually developed into the
main Sumerian cities: Adab, Eridu, Isin, Kish, Kullab, Lagash, Larsa, Nippur,
and Ur. On the floodplains, the Ubaidians raised wheat, barley, and peas. They
cut through the riverbanks so that water for their crops could flow to lower
lying soil. Several centuries later, as the Ubaidian settlers prospered, the
nomads from Syrian and Arabian deserts and from the Caucasus and Zagros
Mountains began to invade. At first, their invasions were peaceful -- they were
the merchants and individual immigrants. Then, the nomads turned to violence,
becoming the raiders in quest of booty and the migrating entire tribes in quest
of more fertile pastures. The need for self-defense and irrigation led the
Ubaidians to intensify the organization and building of the walled settlements
and canals. The Sumerians, who conquered the Ubaidians, continued the work that
was started by the latter on these irrigation systems; they drained marshes and
dug canals, dikes, and ditches. The oldest settlement in the area is probably
Eridu, but Uruk (biblical Erech) has more preserved artifacts; here mud-brick
temples were decorated with fine metalwork and stonework. The Sumerians were
probably responsible for this early urban culture, which spread north up the
Euphrates.
b. Sumerians
The lower parts of the Mesopotamia, with its fertile plains, was called Sumer
(biblical Shinar). The history of Sumer has been reconstructed solely from
fragmentary writings on clay tablets and from other evidence that was uncovered
and interpreted by modern archaeologists. Use of the name Sumer dates probably
from about the beginning of the 3rd millennium BC. Their origins are
shrouded in the past.
The ancient inhabitants of Sumer had frequently faced the attacks of external
invaders and wild beasts, extremes in temperature, droughts, violent rainstorms,
and floods. The art of the pre-literate Sumerians (Ubaidians) reflected both
their love and fear of these natural powers, as well as own military prowess.
The soil of Mesopotamia yielded the major building material of the urban culture
– the mud brick. The Ubaidians also used clay for their pottery and terra-cotta
sculpture; later, the Sumerians also used it for writing tablets. Few wooden
artifacts have been preserved. The Suzerains (the inhabitants of Susa) used
basalt, sandstone, diorite, and alabaster for their sculptures. Stone was rare
and certain types had to be imported. The Sumerians used metals (such as bronze,
copper, gold, and silver), shells, and precious stones for the finest sculptures
and inlays. They used stones (such as lapis lazuli, jasper, carnelian,
alabaster, hematite, serpentine, and steatite) for cylinder seals.
The art of the Ubaidians and Sumerians reveals the four-millennium-long
tradition that, on first glance, appears homogeneous in style and iconography.
However, it was created (if not, then sustained) by waves of invading nomads who
differed ethnically (linguistically) from the horticultural inhabitants of the
plains, whom they conquered and made their serfs and slaves (the base of the
later lower class of the city-states). Each of these invaders made their own
contribution to the urban culture (particularly, art) of this region. The first
dominant people (who became the upper class of the city-states, controlled the
region, and shaped its culture) were the Sumerians followed by the Akkadians,
Babylonians, Assyrians, Persians, and Greeks. The Sumerians created the
horticultural city-states; the following waves of the nomads created
agricultural nations (the upper class of several united cities speaks one
language), and empires (the ruling bureaucracy of many united cities
speaks several languages).
The earliest architectural and artistic remains known to date come from northern
Mesopotamia from the proto-Neolithic site of Qermez Dere in the foothills of the
Jebel Sinjar. Levels, dating to the 9th millennium BC, have revealed
round sunken huts outfitted with one or two plastered pillars with stone cores.
When the humans abandoned these buildings, they left the human skulls on the
floors, indicating that their owners departed from this world involuntarily.
The scholars designated the Mesopotamian art of the Neolithic and Chalcolithic
periods (before written history, about 70-35 centuries BC) by the names of
archaeological sites. The northern sites are at Hassuna, Samarra, and Tell
Halaf. Archeologists excavated houses and painted pottery at Hassuna. They found
pottery with figurative and abstract designs at Samarra. This pottery might have
had religious significance. They found seated female figures (presumed to be
mother goddesses) and painted pottery at Tell Halaf. In the southern sites, the
early ages are called Ubaid (about 55-40 centuries BC) and early and middle Uruk
(about 40-35 centuries BC). Archeologists found dark-painted light pottery first
at Ubaid. Later, they found such kind of pottery at Ur, Uruk, Eridu, and Uqair,
but they named the period as the Ubaid culture.
In the first level (about 55 centuries BC) of a long sequence of archaeological
levels excavated at Eridu, a small square sanctuary was uncovered. The
pre-Sumerians had built it as a niche with a platform, which could have
supported a cult statue, and an offering table nearby. Subsequent temple
structures that were built on top of it are more complex, with central sacred
chamber (cella) surrounded by small rooms with doorways. The pre-Sumerians
decorated the exterior with elaborate niches and buttresses, typical features of
later Mesopotamian temples. Clay figures of the Ubaid period include a man (from
Eridu) and a woman holding a child (from Ur).
Archeologists have found artifacts from the late Uruk (the
Proto-literate period – about 35-29 centuries BC) at several of the sites, but
the major site was the city of Uruk (modern Warka or the biblical Erech). The
major building from level five (about 35 centuries BC) at Uruk is the Limestone
Temple. The superstructure of the temple is not preserved, but limestone slabs
on a layer of stamped earth show that it was niched and monumental in size (76 x
30 m). The pre-Sumerians decorated some buildings at late Uruk with colorful
cones, inserted into the walls to form geometric patterns. After the Sumerians
captured Uruk, the new technique came into use – whitewashing, as in the White
Temple, which gets its name from its long, narrow, whitewashed inner shrine. It
was built in the area of Uruk dedicated to the Sumerian sky god (Anu).
The White Temple stood about 12 m above the plain, on a high platform, prototype
of the ziggurat – a stepped tower.
The ziggurat became a typical Mesopotamian
religious structure that was intended to bring the priest or king nearer to a
particular god, to provide a platform where the god could descend to visit the
worshipers, and to remind the upper class people about their nomadic mountainous
ancestors. A temple, which was both a commercial and a religious center
dominated each city, but gradually the palace took over as the more important
structure, reflecting the gradual process of the military and civil bureaucracy
taking over the clerical bureaucracy.
Archeologists unearthed only a few stone sculptures of the Proto-literate period
at Uruk. The most beautiful is a white limestone head of a woman with large open
eyes, eyebrows, and a central part in her hair, all intended for inlay. A tall
alabaster vase with horizontal registers (or bands) depicts a procession at the
top, with a chieftain presenting a basket of fruit to the goddess of love and
fertility (Inanna). In the central register – nude priests are bringing
offerings, and at the bottom register – a row of animals over a row of plants.
Archeologists excavated a cylinder seal in the
earlier Sumerian period at Uruk, which associates with the first use of clay
tablets. The cylinder remained the standard Mesopotamian seal shape for the
following three millennia. These small-engraved stones of personal
identification were rolled along clay to create a continuous pattern or a ritual
scene in miniature. The earliest seals display decorative motifs – bulls,
priests (or chieftains) bringing offerings, shepherds, hunters, boats,
buildings, serpent-headed lions and other grotesque figures. Mythical (combining
the parts of different species into a species) and real animals are depicted
with great realism.
The first historical epoch of Sumerian dominance lasted from about the 33rd
century BC until 2340 BC. While pre-Sumerian architectural traditions continued,
the Sumerians introduced a new type of building, the temple oval – an enclosure
with a central platform that supports a shrine. Horticultural city-states,
centered at such cities as Ur, Umma, Lagash (modern Al-Hiba), Kish, and Eshnunna
(modern Tell Asmar), were headed by chieftains, whom the relatives did not
consider as divine.
Much of the artifacts of this period are
commemorative in nature – plaques depict banquet scenes, celebration of
victories, or the completion of a temple. These plaques were often made on the
boundary stones, as was the limestone stele of Chieftain Eannatum of Lagash, who
ruled at about 2425 BC. In two registers on one side of the stele, the king is
depicted leading his army into battle; on the other side the god Ningirsu,
symbolically represented as much larger than a human, holds the net containing
the defeated enemy.
The Standard of Ur, a wooden plaque inlaid with shell, schist, lapis lazuli, and
pinkish stone, has three registers of processions and religious scenes.
Mythological figures are the subjects of finely carved cylinder seals and metal
sculptures. In a large copper relief from the temple at Ubaid, a lion-headed
eagle with spread wings hovers over two heraldic stags. Half-man, half-bull
images were popular, as were male heroes who battle with lions. Not all of the
mythological beings can be identified.
Elegantly crafted objects, such as crowns, daggers, vases, and decorative
objects, also have been excavated. Many were found at the Royal Cemetery of Ur
(of about 27th century BC). The Sumerian sculpture (usually of gypsum
alabaster) displays a variety of styles and geometric forms that are very
picturesque; it comprises figures of worshipers, either priests or rulers.
Twelve such sculptures were found at the Temple of Abu at Tell Asmar. These
stone sculptures (of about 27th century BC) have huge, round staring
eyes made of shell and black limestone. An alabaster figure of a seated male (of
about 24th century BC) from Mari is slightly more realistic.
A lyre sound-box from Ur reflects not only what kind of
music the upper class Sumerians were enjoying, but also the superb craftsmanship
of their middle and lower classes. The image of the bull's head is known from
the 7th millennium BC, when it probably embodied the male power at
Çatal Hùyùk. At Ur, the bull's head was combined with a stylized human male
beard. From this combining of the male powers of different species in a
particular image came to us through the Greeks' mythological figures, like
Pegasus (the winged horse) and Griffins (the eagle-lions).
The Sumerian data shows that about the 33rd century BC, a nomadic
people migrated from their homeland, located northeast of Mesopotamia (modern
Iran-Afghanistan), invaded Sumer, and began to intermarry with the native
population. The new mixed language became known as the Sumerian non-inflectional
language. The root words of the Sumerian language are not subject to inflective
change, such as one of the Indo-European or Semitic languages. The basic
grammatical units consist of word complexes rather than the individual words;
and usually these grammatical units retain their independent structures. The
grammatical structure of the Sumerian language resembles that of other
non-inflectional (Ural-Altaic) languages, such as the Turkish, Finnish,
Hungarian, Mongolian, and some Caucasian languages, but with a few Indo-European
elements.
The Sumerian language had six vowels: three open vowels, a, e, o; and three
corresponding closed vowels, a, e, u. The vowels were not sharply articulated
and often were modified in accordance with a law of vowel harmony. This law
applied especially to vowels in short, unaccented grammatical particles. At the
end of a word, or between two consonants, the vowels were often suppressed.
Sumerian had 15 consonants: b, p, t, d, hard g, k, z, s, sh, ch (as in Scottish
loch), r, l, m, n, and ng (as in lung). The consonants were not
pronounced at the end of a word unless the word was followed by a grammatical
particle that began with a vowel.
Most Sumerian roots were monosyllabic and might be joined with other roots to
form polysyllabic words. Nouns frequently consisted of compound words, such as
lu-gal, ‘king’ (literally meant ‘big man’); dub-sar, ‘scribe’ (‘tablet writer’);
and di-ku, ‘judge’ (‘judgment determiner’). Abstract terms were formed with the
use of prefix 'nam'; thus, nam-lu-gal meant ‘kingship’. Plurals were formed by
repetition of the roots. Sumerian had no grammatical gender, but nouns were
divided into the two categories, animate and inanimate; grammatically, animals
belong to the inanimate category.
The Sumerian sentence consisted of a predicate and a series of substantive
complexes related to the predicate as subject, direct object, indirect object,
or dimensional object, which established location. The predicate consisted of
the verbal root and a series of grammatical elements (infixes) inserted into the
body of a word. These infixes served to corroborate the relationship between the
predicate and the complexes that had already been established by the grammatical
particles. The substantive complex might consist of a noun, or of a noun and its
modifiers, such as adjectives, genitives, possessive pronouns, and relative
clauses. The relationship particles (postpositions) are always at the end of the
substantive complex.
The Sumerian language was relatively poor with adjectives because genitives were
often used instead. Copulas and conjunctions were rare; their functions were
being assumed by the use of parallel arrangements of clauses and complexes. No
relative pronoun existed in the language. Instead, relative clauses were
indicated by a nominalizing particle at the end, as in some Indo-European
languages. Relative clauses, however, were used only to a limited extent;
frequently a passive particle, which was identical in form to the infinitive,
was substituted for the relative clause. The main Sumerian dialect was the one
known as Emegir, religious or the ‘princely tongue’ of the upper class. Several
other dialects were used; the lower class had its own, and women and eunuchs
used their own.
The stable surplus of production and the need for cooperation on the large
irrigation projects led to the development of bureaucracy and law. Thus, the
Sumerians are credited with forming the earliest of the ancient urban centers.
The cities differed from primitive gardening settlements. A priest organized
work groups of farmers to tend the large lots of land and provide barley, beans,
wheat, olives, grapes, and flax for the community.
These early cities, which existed by the 3rd millennium BC, were
called temple towns because they were built around the temple of the local god.
The temples were eventually built up on towers called ziggurats (holy
mountains), which had ramps or staircases winding up around the exterior. Public
buildings and marketplaces were built around these shrines. The ziggurat in Ur
was measured 66´ 46 m at
the base and about 21 m high. Later, the Egyptians would build their first
pyramids that looked remarkably like the ziggurats. The ziggurats were
surrounded by low walls, which enclosed houses and offices of the priests, and
the shops of potters, carpenters, weavers, tanners, and other middle-class
people. Many priests, priestesses, singers, musicians, prostitutes, and eunuchs
conducted the temple rites. People offered their sacrifices as a daily routine.
The temple towns grew into city-states, which are considered the basis of the
first true cities. At a time when only the most rudimentary forms of
transportation and communication were available, the city-state was the most
governable type of human settlement. Leaders (called ensis), who were
authorized by the council of elders, ruled city-states and controlled the local
irrigation systems. The food surplus provided by the farmers supported these
leaders, as well as priests, artists, artisans, and others. The Sumerians
contributed to the development of metalworking, wheeled carts, potter’s wheels,
and writing.
Most scholars now accept that writing began with
accountancy. It was developed as a direct consequence of the necessities of an
expanding economy. Some time in the late 4th millennium BC, the
complexity of trade and administration in the early Mesopotamian city-states
reached a point at which it became a burden to the memory of the ruling upper
class. To record transactions of the merchants in the comprehensive, verifiable,
and permanent form, became indispensable to the bureaucrats, to justify their
taxes. The first written symbols are generally thought to have been the
pictorial representations of concrete objects.
A few scholars believe that an unknown citizen of Uruk invented writing, some
time in the 33rd century BC. Some scholars believe that it was
invented by a group of the clever bureaucrats of the same city. Some believe
that it was accidental discovery. However, the majority of the scholars believe
that it was the result of the long evolution. This same majority support the
theory, which stated that writing grew out of a long-developing counting system
of clay "tokens" that have been found in many Middle Eastern archeological
sites. According to this theory, the first step toward writing was made when the
Sumerians substituted the 3D tokens with the 2D signs that resembled the shapes
of the tokens.
In the Middle East, the archeologists excavated large numbers of small,
nondescript clay objects, which date from 8000 BC to 1500 BC. The earliest
objects are undecorated spheres, discs, and cones, while the later ones are
incised and more complex in shape. Probably these objects were used as the
counting units, some kind of the ancient abacus. Different shapes and incisions
specified not only the quantity but also the quality of the exchanged products
(the bushels of barley, the baskets of dates, the number of black and white
sheep and cows, etc.). This token system was an embryonic pictographic writing;
hence, the decline in use of tokens and the growth in use of the clay-tablets at
the beginning of the 3rd millennium BC.
With the development of trade, the tokens began to be enclosed in a clay
envelope, probably to guarantee the accuracy and authenticity of stored tokens,
which could be tampered with if stored on a string or in a bag. The clay
envelope (the "bulla") was usually shaped as a ball, the outer surface of which
had been sealed, and impressions (corresponding to the content) had been made on
its surface. These exterior marks on bullae were a step toward the marking of
clay tablets with more complex signs, which would lead to the invention of
writing. This theory answers on the question -- how the writing was invented,
but not on the question -- why it was invented.
I believe that wring was invented after the nomads capture the horticulturists
and organized the Sumerian class society in the 33rd century BC. It
might be a coincidence when the earliest Sumerian records came from the 33rd
century BC and, exactly in the same century, the Sumerian nomads captured the
Ubaidians (the Lower Mesopotamian horticulturists) and organized the Sumerian
class society. It still might be another coincidence that the earliest Egyptian
writing dates from the 31st century BC and, precisely in the same
century, the Semitic nomads captured the Lower Egyptian horticulturists and
organized the Egyptian class society. However, it is hardly a coincidence that
the earliest Hindu writing dates from the 25th century BC and,
"coincidentally," in this same century, the Aryan nomads captured the Indus
Valley horticulturists and organized the Hindu class society. "Coincidentally,"
the first Chinese writing dates from the 12th century BC, when the
Manchurian nomads captured the Yellow River Valley horticulturists and organized
the Chinese class society. "Coincidentally," the first Meso-American writing
dates from the 6th century BC, when the Mayan nomads captured the
Olmec horticulturists and organized the Mayan class society. When coincidences
become too numerous, they become the rule.
The growing needs of the bureaucracy and middle-class stimulated the invention
of a form of writing. The Sumerians had probably invented the first form of
writing. They engraved pictures on clay tablets in a form of writing known as
cuneiform (wedge-shaped). Clay was abundant and relatively easy to mark with a
stylus and to erase if the mistake was made. When such a clay-tablet had been
fired, it became the more durable record.
The Sumerians wrote their earliest records from
about the 33rd century BC, and they used the clay-tablets to keep the
accounts of the temple food storehouses. The earliest tablets have signs, which
are the pictographic or quasi-pictographic numerals and symbols (such as barley,
bushel of barley, jar of beer, etc.). By about 25th century BC these
picture-signs were being refined into an alphabet. After about the 20th
century BC, Sumerian was no longer spoken, but it continued to be in use as a
literary language until cuneiform writing died out near the 1st
century BC. The Sumerian culture was adopted by many other new nations (class
societies) in some degree, but the existence of Sumerian was subsequently
forgotten until cuneiform was deciphered in the 19th century.
The Sumerians developed the first calendar, which they adjusted to the phases of
the moon. Later, the Egyptians, Phoenicians, Hittites, and Greeks adopted the
lunar calendar. An increase in trade among Sumerian cities, and between Sumeria
and distant regions of Mesopotamia, led to the growth of the middle class of
merchants and farmers.
The Sumerians believed that the universe was ruled by a group of living beings
(human by form, but immortal by content, who possessed super-human powers). The
Sumerians believed that these gods were invisible to mortal eyes; they guided
and controlled the universe in accordance with well-laid plans and duly
prescribed laws. The Sumerians had four creating gods: An—the god of heaven,
Ki—the goddess of earth, Enlil—the god of air, and Enki—the god of water.
Heaven, earth, air, and water were regarded as the four major components of the
universe.
In the 6th century BC, the Greeks revolutionized this thought by
omitting the living beings with spontaneous desires and actions from the
creators and engines of the universe and began to consider them as the
non-animated powers of nature. Thus, Thales of Miletus (c.624-548 BC) considered
water as the basic element of nature and believed that through processes,
similar to the formation of ice or steam, water gave rise to everything in the
world. Thales also broke with the long held belief that earthquakes were caused
by the god of the sea, and offered an explanation that the earth floated on
water. When the water experienced turbulent waves, earthquakes rocked the earth.
Another Ionian Greek, Anaximander (c.611-547 BC) rejected any specific matter as
the basis of the universe. He suggested that an indefinite matter, which he
called the Boundless, was the source of all things. He believed that from the
primary matter (which contained the powers of heat and cold) gradually emerged a
nucleus (the seed of the world). He thought that the cold and wet condensed to
form the earth and its clouds, while the hot and dry formed the rings of fire,
which appear to us as the moon, sun, and stars. The heat from the cosmic fire
dried the earth and shrank the seas. From the warm slime on the earth arose
life, and from the first sea-creatures evolved land animals, including human
beings.
Another Ionic, Anaximenes (died c. 525 BC) asserted that a primary matter was
air, which accounted for the order of nature. The rarefied air became fire,
while wind and clouds were formed from the condensed air. Further condensation
of air produced water, soil, and stones. He insisted that the cause of a rainbow
was not a goddess, but the rays of the sun that felt on the dense air.
Parmenides (c.515-450 BC) of Elea (a Greek city in southern Italy) rejected the
materialistic view of the Ionians that all things emerged from one primary
matter. He asserted that reality is one, eternal, and unchanging, and that an
argument must be without contradictions and be consistent with our reason. We
know reality not through our senses and experience, which are frequently
misleading, but through our mind (reason). He stated that truth could be reached
only through abstract thought. Parmenides’ concept of an unchanging reality that
could be understood only through thinking process, later became the foundation
of Plato’s theory of Ideas.
Democritus (c.460-370 BC) reaffirmed the Greeks’ confidence in knowledge derived
from the sensual perceptions, but also insisted to regard reason. He put two
concepts in the foundation of his model of the universe – empty space and an
infinite number of atoms. Eternal, indivisible, and imperceptible, these atoms
moved in the empty space. All things consisted of colliding atoms, and their
combinations accounted for all changes in the world, in which everything behaved
according to mechanical principles. Later, Newton put these two concepts of
Democritus into the foundation of his theory of the universe. Although Einstein
reconsidered Newton’s concept of time and took it as a characteristic of a
moving particle, he left the concept of empty space without change.
The Sumerians held that the act of creation was accomplished through utterance
of the divine word; the creating gods merely had to make plans and pronounce the
name of the thing for it to be created. To keep the cosmos in continuous and
harmonious operation and to avoid confusion and conflict, the gods devised the
set of universal and unchangeable rules and laws that all beings were obliged to
obey. Later, Moses renovated slightly these two concepts and put them into the
foundation of his story.
Next in importance to the creating deities were the three sky deities, the moon
god; the sun god; and the queen of heaven. The latter was also the goddess of
love, procreation, and war. The moon god was the father of the sun god and the
goddess of love. Sumerian poets composed numerous myths about the exploits of
the goddess of love. Another god of great importance was the deity in charge of
the violent and destructive south wind. One of the most beloved deities was the
shepherd god Dumuzi (biblical Tammuz). The shepherd god was originally a mortal
ruler whose marriage to the goddess of love ensured the fertility of the land
and the fecundity of the womb. However, this marriage ended in tragedy when the
goddess (offended by her husband’s apathy toward her) decreed that he be carried
off to the netherworld for six months of each year – hence derived the sterile
months of the hot summer. At the autumnal equinox, which marked the beginning of
the Sumerian New Year, the shepherd god returned to the earth. His reunion with
his wife caused all animals and plants to be revitalized and made fertile again.
Each New Year, the Sumerians celebrated the marriage between the shepherd god
and the goddess of love. The high point of the celebration was a ritual, wherein
the king impersonated the shepherd god; the goddess of love was impersonated by
one of her leading priestesses.
Other Sumerian gods included those in charge of rivers, mountains, and plains;
of the cities, fields, and farms; and of tools such as pickaxes, brick molds,
and plows. These gods were worshiped not only in the great temples but also in
small shrines in family homes. Each of the important deities was the patron of
one or more Sumerian cities. The cities were sacred communities dedicated to
serve the divine masters. The citizens hoped that appeasing the gods would bring
security and prosperity to their cities.
Large temples were erected in the name of the deity, who was worshiped as the
divine ruler and protector of the city. A patron god was the real owner and
ruler of the city and its land, and the temple was his abode where the god was
offered food, clothing, and the homage of his servants. Thus, the temple became
the economic and cultural heart of a Sumerian city. Most middle-class citizens
worked for the temple priests as tenant farmers and artisans who managed the
lower class of serfs and slaves. Priests coordinated the city’s economic and
political activities – supervising the distribution of land, water, and food
supply; collecting rents; operating businesses; and receiving contributions for
festivals. The wealthy citizens often bequeathed their lands onto the temple,
which, in time, became a major owner of the city-state’s land. The temple
priests and clerical bureaucracy not only cooperated with, but also competed
with the king and the army and civil bureaucracy in wealth and power.
When the clerical bureaucracy would take over the army and civil bureaucracy,
then the decline of a dynasty would begin. It would happen because the clerical
bureaucracy would rather engage into small but frequent warfare with neighbors
over boundaries and water supply than to engage into a building of a nation.
Thus, the clergy would completely exhaust and drain the state bureaucracy. Soon,
a new wave of nomads would take control over the weak State. Some priests would
survive the invasion, and would collaborate with the invaders. They would
gradually take control over the new State bureaucracy again, thus repeating the
vicious circle of history, until the day will come when the middle-class will be
strong enough to take power and to supervise the government.
When an army of the nomadic tribes, under the command of their chieftain,
captured a Sumerian city, the chieftain became the new king and the founder of a
dynasty. His main duty was to wage offensive or defensive war. Warfare between
cities eventually consolidated the governmental power around the kings (lugals),
whose authority replaced that of city-state rulers. By 2375 BC, the king
Lugalzaggisi of Umma united most of Sumer, which became a more unified State,
with a common culture and a centralized government (established army and civil
bureaucracy).
The Sumerian kings did not consider themselves as gods but as great men, who
were chosen by the gods as their representatives on the earth. Gods bestowed on
the kings the land and other possessions. The kings were the gods’ tenants who
must faithfully, and in accord with the god given laws, execute, manage, and
report to the gods through the priests about conditions of that property.
The Sumerians considered the earthly governments as replicas of the heavenly
government, wherein no god was all-powerful; usually the assembly of gods made
the essential decisions. Unlike Egypt, which was protected from nomadic
invasions by vast deserts, Sumer had no natural barriers to such invasions.
Feeling themselves surrounded by enemies, the Sumerians lived in constant
anxiety that permeated their urban culture. Therefore, neither their gods were
all-powerful nor their kings. Thus, the Sumerian upper class usually lacked the
surety and self-confidence of the Egyptian upper class. Therefore, the State
bureaucracy, in its essential decisions, leaned often on the clerical
bureaucracy.
The king administered the laws, which came to him from the gods and through the
priests. Like every Sumerian, the king had to obey the divine laws, which
provided people with some degree of surety, thus quenching some of their
anxieties. Later, in typical Sumerian tradition, first Hammurabi, then Moses
claimed that their codes of laws rested on the divine authority, violating which
meant the opposition to the divine order.
The Sumerians believed that human beings were fashioned of clay and were created
for supplying the gods with food, drink, and shelter, so that the gods might
have full leisure for their divine activities. The Sumerians emphasized that the
main four gods created planned and harmonious order in the universe, but the
minor gods were responsible for its disorder. Later, Moses embraced
wholeheartedly this concept of human origin, but he emphasized that God created
a harmonious order and (in the story of Creation) he blamed people for a
disorder in the universe. Moses tried, but without success, to reconcile his
fundamental contradiction that the creatures could go astray against the will of
their all-powerful and just Creator. This contradiction implies
that either God is not all-powerful and just or the people are not
responsible for their deeds.
Later, the Greeks tried to escape this contradiction by conceiving their gods as
an expression of the worldly disorder. Although the gods were the subjects of a
single powerful god, Zeus’ authority over them was based only on his superior
strength. Zeus had finally accomplished his will in the matter of Achilles’
wrath, but he knew the limits of his power. He could not save the life of his
son, Sarpedon, because behind all the Greek gods stood the mysterious
all-averaging power of Fate, to which even Zeus should bow. Fate was the source
of the Greeks’ orderly universe.
The Sumerian minor gods, Moses’ human beings, and all Greek gods (except the
primordial order – Fate) represented the blind and chaotic powers of the
universe. These disorderly powers, according to Sumerians and Moses, could not
be controlled at all by the people, because not only the common Sumerians and
Hebrews, but also their kings had to obey the divine laws, which were devised by
gods and bestowed onto the people through the priests.
According to the Hindus and Greeks, the chaotic powers could be controlled in
some degree by gods and by people, because people have minds, through which each
individual could know the divine laws and choose to follow them or not.
According to the Christians and Muslims, only the people can control the
disorderly powers, because God bears absolute love for every human being. Why
should you love not only your friends but also your enemies, and pray for those
who persecute you? "So that you may be children of your Father in heaven; for He
makes His sun rise on the evil and on the good, and sends rain on the righteous
and the unrighteous.... Be perfect, therefore, as your heavenly Father is
perfect. (Matthew 5:45, 48)" This law is from a moral code of a
perfectionist-Platonist (in other words, it is grossly unrealistic). Therefore,
the Sumerians and Hebrews were excessive pessimists, the Hindus and Greco-Romans
were moderate realists and the Christians and Muslims would become excessive
optimists.
The Sumerians considered the present life as the humanity’s most precious
possession, although it was beset with uncertainty and haunted by insecurity.
For when human beings die, their spirits descend to the netherworld, where life
is more wretched than on.
In the centuries that followed the conquest of the Sumerians, the country grew
rich and powerful. Art and architecture, crafts, and religious and ethical
thought flourished. The Sumerian language became the prevailing speech of the
land, and their cuneiform script was to become the basic means of written
communication throughout the Middle East for about two millennia.
The first Sumerian ruler of historical record, Etana, king of Kish (c. 2800 BC),
was described in a document written centuries later as the "man who stabilized
all the lands". Shortly after his reign ended, a king named Meskiaggasher
founded a rival dynasty at Uruk, far to the south of Kish. Meskiaggasher, who
won control of the region extending from the Mediterranean Sea to the Zagros
Mountains, was succeeded by his son Enmerkar (c. 2750 BC). The latter’s reign
was notable for an expedition against Aratta, a city-state far to the northeast
of Mesopotamia. Lugalbanda (the name means "the king’s guardian"), one of his
military leaders, succeeded Enmerkar. The exploits and conquests of Enmerkar and
Lugalbanda form the subject of a cycle of epic tales constituting the most
important source of information on early Sumerian history. At the end of
Lugalbanda’s reign, Enmebaragesi (c.2700 BC), a king of the Etana dynasty at
Kish, became the leading ruler of Sumer. His outstanding achievements included a
victory over the country of Elam and the construction at Nippur of the Temple of
Enlil, the god of air. Nippur gradually became the spiritual and cultural center
of Sumer. Enmebaragesi’s son Agga (c. 2680 BC), the last ruler of the Etana
dynasty, was defeated by Mesanepada, king of Ur, who founded the 1st
Dynasty of Ur and made Ur the capital of Sumer. Soon after the death of
Mesanepada, the city of Uruk achieved a position of political prominence under
the leadership of Gilgamesh (c. 2700-2650 BC), whose deeds are celebrated in
stories and legends.
Legend of Gilgamesh
Gilgamesh epic, an important Middle Eastern literary work, was written in
cuneiform on 12 clay tablets about 20th century BC. However, the
prologue suggests that Gilgamesh himself wrote this account and left the tablets
in the foundation of the city wall of Uruk for all to read. This heroic poem is
named for its hero, Gilgamesh, a tyrannical ruler of the city of Uruk (biblical
Erech, now Warka, Iraq). The people of Uruk complained to the gods of Gilgamesh’
oppression and the gods responded to their prayers and created a counter-weight
to Gilgamesh. They sent a wild, brutish man, Enkidu (the name means ‘a son of
the god of water’), to challenge Gilgamesh in a wrestling match.
Enkidu was a mixture of human and divine, human and wild animal at the
beginning. He was brought up by wild beasts, ate only uncooked food, and
embodied the conflict between animal and human natures (between conscious and
subconscious). When Enkidu became a protector of the animals by breaking the
hunters’ traps and filling in their pits, then he became a threat to the human
society. The people decided to neutralize this threat through socializing
Enkidu. First, a prostitute seduced and educated him in the pleasures of human
society. Then, shepherds taught him to eat cooked food, wear clothing, and
anoint self as humans do. He was weakened through this transformation, but, at
the same time, he acquired the taste of fame and glory. The prostitute leads him
to Uruk – to fulfill his destiny, to confront Gilgamesh.
When the contest ends with neither as a clear victor, Gilgamesh and Enkidu
become close friends. Each finds in the other the true companion he has sought.
Because of this union, their prodigious energies are directed outward, and
Gilgamesh proposes their first adventure, aiming to gain them glory and to
refresh the spirit of Enkidu, which was confused and weakened by social life.
They journey together to the great Cedar Forest in the country of the Living and
slay the terrible giant Humbaba, who possessed the seven splendors of the world.
However, the latter was no threat to the people of Uruk, and before own death,
he curses the victors. The god of air (Enlil) is enraged and curses the heroes,
and gives to others Humbaba’s seven splendors.
When the two heroes return to Uruk, Ishtar (guardian goddess of the city)
proclaims her love for the heroic Gilgamesh. When he rejects her, she sends the
Bull of Heaven to destroy the city. Gilgamesh and Enkidu kill the bull.
Punishing Enkidu for participating in this killing, the gods convict him for
death.
Enkidu’s death reveals to Gilgamesh the hollowness of mortal fame and compels
him to undertake a solitary journey. He tries to find out the wise man
Utnapishtim and to learn from him the secret of immortality. His journey begins
with a challenge of the fierce lions, which guard the mountain passes. The next
challenge is the dark tunnel that brings him to a prototypical garden of
paradise. Gilgamesh is discouraged and tested at every step, but he at last
finds Utnapishtim. The sage recounts to Gilgamesh a story of a great flood
(identical to that, which later, Moses refrained in his story of Noah and the
Great Flood).
After much hesitation, Utnapishtim reveals to Gilgamesh that a plant bestowing
eternal youth is in the sea. Gilgamesh dives into the water and finds the plant;
however, he fails a simple test of his potential for immortality when he cannot
remain awake for sixth days and seven nights. In addition, he fails a second
test and, in a moment of carelessness, he loses the rejuvenating plant to a
serpent. Defeated and empty-handed, Gilgamesh returns at last to Uruk. He
consoles himself with a hope that his worldly accomplishments will endure beyond
his own lifetime.
Tablets containing portions of Gilgamesh story have been found throughout
the Middle East and in all the languages written in cuneiform characters. The
late biblical writers have modeled their account of the friendship of David and
Jonathan on the relationship between Gilgamesh and Enkidu. Numerous Greek
writers also incorporated elements found in the Gilgamesh epic into their
dragon-slaying epics and into stories concerning the close bond between Achilles
and Patroclus.
The story of Gilgamesh and Enkidu depicts the bond of friendship, personal
loyalty and valor (the moral code of the upper class). It also reflected the
quest of the Sumerian upper class people for worldly fame, and their vain
attempt to escape the unknown that is called ‘death’. This saga was widely known
in ancient times and played the same role for the Mesopotamians as Homer and
Vergil’s poems for the Greeks and Romans – the role of the cement of the upper
class.
Sometime before the 25th century BC, the Sumerian Empire, under the
leadership of Lugalanemundu (the knowledgeable king) of Adab (ruled 2525-2500
BC), was extended from the Zagros to the Taurus Mountains and from the Persian
Gulf to the Mediterranean Sea. Subsequently, the empire was ruled by Mesilim,
king of Kish, who flourished about 2500 BC. By the end of his reign, the clergy
took control over the civil bureaucracy and the Sumerian State had begun to
decline and disintegrated into the city-states again. The latter engaged in
constant internecine struggle over the borders and water supply, thus exhausting
own economic and military resources. Eannatum, the ruler of Lagash, who
flourished about 2425 BC, succeeded in extending his rule throughout Sumer and
some of the neighboring lands. However, his success was short-lived. The last of
his successors, Uruinimgina (who flourished about 2365 BC and instituted many
social reforms) was defeated by Lugalzagesi (c. 2370-2347 BC), the ruler of the
neighboring city-state of Umma. For about 20 years, Lugalzagesi was the most
powerful ruler in the Middle East.
By the 23rd century BC, the power of the
Sumerians had declined to such a degree that they could no longer defend
themselves against the nomadic invasions. The Akkadian (Semitic) tribes under
the leadership of Sargon I the Great (c. 2335-2279 BC), succeeded in conquering
the entire country. Sargon founded a new capital, Agade, in the far north of
Sumer and made it the richest and most powerful city in the region. At this
time, the Akkadian language began to replace Sumerian; the people of northern
Sumer and the conquering invaders, fusing gradually, became known ethnically and
linguistically as the Sumero-Akkadians. The land of Sumer acquired the composite
name Sumer and Akkad, and their language became a new dialect of the Semitic
family languages. The Akkadian dynasty lasted about a century.
During the reign of Sargon’s grandson NaramSin (ruled 2255-2218 BC), the Guties,
an Aryan nomads from the Zagros Mountains, sacked the city of Agade. They then
subjugated the Sumero-Akkadians. After several generations, the Sumerians
regained their independence from the Guties and Akkadians. The city of Lagash
flourished once more and it achieved prominence during the reign of Gudea (c.
2144-2124 BC), numerous statues of whom have been recovered. Gudea was an
extraordinarily pious and capable ruler, and he has become the best known
Sumerian to the modern world. The Sumerians achieved complete independence from
the Guties and Akkadians when Utuhegal, king of Uruk (ruled 2120-2112 BC), won a
decisive victory, which had been later celebrated in the Sumerian literature.
One of Utuhegal’s generals, Ur-Nammu (ruled 2113-2095 BC), founded the 3rd
Dynasty of Ur. In addition to being a successful military leader, he was also a
social reformer and the originator of a law code that antedates that of the
Babylonian king Hammurabi by about three centuries. Ur-Nammu’s son Shulgi (c.
2095-2047 BC) was a successful general, a skillful diplomat, and a patron of
literature. During his reign, the system of education flourished.
Before the beginning of the 2nd millennium BC, the Amorites (Semitic
nomads, relatives of the Akkadians) from the Lebanon Mountains and Syrian
Steppes that were situated to the west of Sumer and Akkad, invaded the kingdom.
They gradually became masters of such important cities as Isin and Larsa. The
Amorites’ invasion threw into confusion the Sumerians, and there was a
widespread political disorder – rebellions and riots in most of the Sumerian
cities. This situation encouraged the Elamites (relatives of the Hurrians and
Armenians, nomads from the southern Zagros Mountains that were situated to the
east of Sumer) to attack Ur in 2004 BC, and to take into captivity the last
ruler of Sumer, Ibbi-Sin. The Elamites took control over the ancient cities and,
mingling with the local people, became the new upper class.
During the centuries following the fall of Ur, bitter, internecine, inter-city
struggle for the control of Sumer and Akkad was going on. First, Isin and Larsa
were fighting between each other, and later, Larsa and Babylon. Hammurabi (c.
1823-1763 BC) of Babylon defeated Rim-Sin of Larsa and became the sole ruler of
Sumer and Akkad. This victory marks the death of the Sumerian State and the
birth of Babylonian State. Under the leadership of Hammurabi, Babylon adopted
the Sumerian urban culture almost entirely.
c. The Babylonians
The first (by importance) condition of the transition to agriculture from
horticulture was the unification of large horticultural population and territory
by a group of the nomadic tribes. The second condition of such a transition was
the creation of large irrigation systems, which could provide considerable
surplus that was necessary for maintenance of the large bureaucracy, the
effectiveness of which would largely depend on the well-adjust laws, in accord
with which this bureaucracy would operate. To predict and quickly cope with the
consequences of the annual floods of the Euphrates and Tigris rivers were
necessary the knowledgeable bureaucrats, who could manage the ever changing
situation on a day-to-day basis. The high tides and winds that came from the
Persian Gulf could aggravate the dangerous floods. Probably that is how the
biblical myth of the great flood was created by the Sumerians. Therefore, the
second (after the physical force) feature of the city-state bureaucracy was its
intelligence, its knowledge of the drainage systems and ability to organize
large masses of population for the productive end.
The physical force was prevalent feature of the military bureaucrats, and the
intelligence (as a mixture of fiction and science) was the prevalent feature of
the clerical bureaucrats. The process of separation of the fiction and science
was the reflection of the process of separation of the clerical and civil
bureaucracies. The commander-in-chief became the high priest -- the head of the
city-state (ensi -- the chieftain-king). He managed defense of his State,
controlled taxes, and organized the public jobs and feast ceremonies around the
temple.
Each Sumerian city-state had the main temple and the local shrines, which were
dedicated to the main god and his offspring. Usually the chieftain-king divided
his territory in three parts. The first part consisted of those lands that
provided the maintenance of the military bureaucracy; usually these lands were
cultivated by the serfs (first, as the war-prisoners, and later, as the
property-less people). The second part consisted of those lands that were given
as a lifetime property (it could not be inherited) to the lower upper class
priests and the upper middle class artisans and merchants. The third part
consisted of the lands that were leased to the middle and lower middle-class
farmers for a fee-tax, which usually was not more than 20% of the crop.
When the 3rd dynasty of Ur managed to unite (to conquer) the Sumerian
city-states into the State of Sumer at the end of the 22nd century
BC, the complexity of social life increased and required the separation of the
civil bureaucracy from the clerical one. The economic archives of that time show
the qualitative leap in the accounting of the labor force, lands, and other
means of production, which was reflected in the systematic census of the above
mentioned means of production. Thus, the land census accounted not only for the
quantity of allotments, but also for their quality (in short, their location,
location, and location -- to the water, to the city, etc.). The labor force also
was estimated from the quantitative and qualitative points of view. Thus, the
Nippur archives show that serfs were divided as having 1, 2/3, 1/2, 1/3, and 1/6
of a labor force.
The continuous maintenance of allotments by the descendants (up to the 3rd
- 6th generations) of those bureaucrats and farmers who received
those allotments only as the lifetime property led those descendants to believe
that these allotments were their private property. Thus, gradually, more and
more state property was transferred into the sphere of the private property; and
correspondingly, more and more property was transferred from the sphere of the
direct exchange of commodities into the sphere of the indirect (money) exchange
of products and means of production. More and more people became involved into
the money exchange; some of them went bankrupt, felt into the net of the loan
sharks, and became the lower class of serfs and slaves. Such development led to
the increased tensions inside the society. The hidden and open resistance of the
middle class necessitated the regulation of the property rights, which required
further development of the civil bureaucracy, and particularly its branch -- the
administration of justice. Thus, the first codexes of laws were created.
Although the Semitic and Aryan nomads conquered the Sumerians, their urban
culture was carried on by their successors – the Akkadians, Amorites, Guties,
and Elamites. However, this struggle for control of Mesopotamia between the
Semitic-speaking and Aryan-speaking nomads, buttressed by the certain ideology,
would spawn hatred through millennia. Later, we will see how this physical
struggle transferred into ideology, and vice versa.
The Babylonians made distinct cultural and technological contributions to the
growth of ancient urbanism. They added to the knowledge of astronomy, advanced
the knowledge of mathematics, and built the first great capital city, Babylon.
The Babylonian king Ham-Mu-rabi compiled the Code of laws in the 18th
century BC. This was the most complete collection of laws and edicts, and the
earliest legal code known in its entirety. A copy of the code, engraved on a
block of black diorite nearly 2.4-m high, was unearthed by a team of French
archaeologists at Susa, the Elamites’ capital-city (modern southwestern Iran).
The three pieces of the block have been restored, and ever since it is an
exhibit of Le Louvre Museum in Paris.
1) The Code of Ham-Mu-rabi (Hammurabi)
A bas-relief (in which the king is depicted receiving the code from the sun god,
Shamash) emphasizes the divine origin of the written law. Justice was the most
important quality of this god. The code is set down in horizontal columns of
cuneiform writing: 16 columns of text on the facial side and 28 on the backside.
The text begins with a prologue that explains the extensive restoration of the
temples and religious cults of Babylonia and Assyria. The code is composed of
282 articles, which begin with directions for legal procedure and a statement of
penalties for unjust accusations, false testimony, and injustice done by judges.
Then follow laws concerning property rights, loans, deposits, debts, domestic
property, and family rights. Then follow sections that relate to personal
injuries through the malpractice of physicians. Then follow property damages
that are caused by neglect in various trades. Rates for various forms of service
in most branches of trade and commerce were fixed in the code. Punishments for
crimes were generally severe – death penalty for false witnessing,
housebreaking, kidnapping, aiding the escape of slaves, and receiving stolen
goods.
The basis of criminal law in the Code of Ham-Mu-rabi was equal retaliation that
would later be expressed in the Mosaic laws as "an eye for an eye and a tooth
for a tooth". The laws offered protection to all three classes of Babylonian
society: the upper class of the land-owning aristocracy; the lower class of the
serfs and slaves; and the middle-class of farmers, merchants, and artisans. Each
class had its own crimes and punishments. For the same kind of crime the poor
and the rich would be punished differently; for example, an individual would
receive more severe punishment for harming an aristocrat than for harming a
commoner. However, on the first glance, the code appears as if its creator
sought to protect the weak and the poor, including women, children, and slaves,
against injustice at the hands of the rich and powerful.
The code appealed to the law and justice of Ham-Mu-rabi’s rule. The code ended
with an epilogue that glorified the mighty works of peace executed by
Ham-Mu-rabi. The code explicitly stated that Ham-Mu-rabi had been summoned by
the gods "to cause justice to prevail in the land, to destroy the wicked and the
evil". Ham-Mu-rabi described the laws, which he had compiled, as enabling "the
land to enjoy stable government and good rule". Ham-Mu-rabi stated that he had
inscribed his words on a pillar in order "that the strong may not oppress the
weak, that justice may be dealt the orphan and the widow". Ham-Mu-rabi
proclaimed: "Let any oppressed man, who has a cause, come into the presence of
my statue as king of justice, have the inscription on my stele read out, and
hear my precious words. So that my stele may make the case clear to him, may he
understand his cause, and may his heart be set at ease!"
Moses made only some minor adjustments in the code of Ham-Mu-rabi, to
accommodate it to the needs of his semi-nomadic people. Ham-Mu-rabi emphasized
the laws against perjurers as the most severe transgression against the law and
society itself. This system of the laws gives the prevalence to the rights of
society over the rights of individual. However, at the same time, Ham-Mu-rabi
makes the laws more bearable to the lower class, because the interests of the
poor lie rather in the sphere of truth than in the sphere of property. Moses
only reemphasized the prevalence of the rights of the society over the rights of
the individual. However, he reflected the shift of interests and he gave the
prevalence to the interests of the upper class, which rather preferred to
protect life and property than to say the truth. In short, Ham-Mu-rabi
emphasized the ‘don’t lie’ over the ‘don’t kill and don’t steal’. Moses, on the
contrary, emphasized the ‘don’t kill and don’t steal’ over the ‘don’t lie’.
However, in general, both of these systems are the same; and the contemporary
inquisitorial system of criminal procedures is derived from both of them. As
I pointed out earlier (see p.7), only the Greeks and Romans, who developed the
controlling middle-class, managed to come up with a new system of laws. From
this new system of laws derived the contemporary adversarial system of
criminal procedures that gives the prevalence to the rights of individual over
the rights of society.
Many provisions of Ham-Mu-rabi’s code relate to business transactions and show
the importance of trade to the Babylonians. The economy of the Babylonians
depended heavily on foreign and domestic trade because it developed from the
economy of the Sumerian city-states. The latter had relatively strong
middle-classes because their upper classes were divided between the clerical
bureaucracy on one side, and the army and civil bureaucracy on the other side.
This division of the Sumerian upper class was derived from the frequent changes
of the army and civil bureaucracy that would change with every new wave of the
nomadic invasions. In such circumstances, it was hard for the clerical
bureaucrats to believe and to advise other people to believe that the kings are
the gods. Therefore, neither the Sumerian clergy nor the Sumerian army and civil
bureaucrats (unlike the Egyptian upper class) considered own kings as the gods.
Therefore, the Sumerian, and then, the Babylonian kings, did not consider
themselves to be gods, but the great men (heroes, supermen) who were selected by
the gods to represent them on earth. The gods ruled the earth through the kings,
who reported to the former about the conditions of their lands and peoples and
asked for their advice on how to improve those conditions. Therefore, the
Sumerian and Babylonian economies were more often managed not by the state
bureaucrats (as in Egypt) but the clergy and the middle class entrepreneurs.
The temple priests were engaged in trades because they possessed surplus product
that was collected as rents from farmers who used the temple land. At the
beginning of Sumerian history, the middle-class of merchants, farmers, and
artisans was subservient to the clergy and the army bureaucrats. However, over
the centuries, the cynical merchants (who saw many lands and peoples) had become
more entrepreneurial and had acted less and less as the simple agents of the
temple or palace. However, for the upper class of the Sumerians and Babylonians,
the domestic, and particularly foreign, trade had become very important because
it provided aristocrats with the new and fresh kinds of pleasure. Thus,
governments instituted regulations to prevent fraud that would spoil their
pleasures. Severe punishments were imposed for dishonesty in business
transactions, which now had to be recorded in writing. Consequently, a system of
weights and measures was devised to facilitate the trade. The different kinds of
services were regulated through the laws, to prevent excessive interest rates
that would make the middle-class more wealthy and powerful than the upper class.
The main goal of Ham-Mu-rabi was -- to make his society surviving; and it meant
that his bureaucracy should be effective, well adjust, and resistant to the
internal and external corruption. In that end, the function of each individual
of the Babylonian society should be defined, and his/her property (rights and
responsibilities) would be firmly fixed in the written form, that "the strong
may not oppress the weak". Therefore, Ham-Mu-rabi started from the rights and
responsibilities society, its property; that is, from the property of the State
itself, which are the laws themselves ('the death to those who lie in the court
of law'). Then (in the articles 26-41), he considers the property of the upper
class (the bureaucrats, the officers of the State) and prohibits the sale of
their property for silver. The articles 48-113 were directed against the usurers
of the middle class, who were prohibited to take property of a debtor in order
to cover his debt. The norm of percent was fixed, as 20% in money and 33% in
natural form.
Property is the rights and responsibilities of an individual toward
others in a society, in a relation between those individuals about the use or
abuse of a thing or service. In order to be "fair and just," the State (its
bureaucracy) should be effective, and the Babylonians saw their just State as
expressed in the social inequality; however, the middle and lower classes also
had their rights and responsibilities. Particularly, the commoners (farmers,
artisans, and merchants) could have their own husbandry and slaves. The serfs
and slaves could have their own family; the marriages between the lower and
middle class people were legal, and children of such kind of marriages would
consider as belonging to the middle class. This kind of children could be the
heirs of the real estates and could have their own husbandry and own slaves.
The Sumerians and Babylonians imported the goods that were difficult to find at
home – timber of cedar and cypress, oils and fragrances from the Mediterranean
coastal lands; precious metals and stones from Afghanistan and India; ivory from
the east coast of Africa; and copper from the Persian Gulf. In exchange, they
exported textiles, fine metal-works and jewelry, wheat and barley, and the dry
dates. The Sumerian and Babylonian entrepreneurs were the pioneers of the
international trade, and they set up the trading outposts in the distant
Mediterranean and Indian lands where they were the source of cultural
dissemination (diffusion).
In the 17th century BC, the Babylonians struggled with the Semitic
tribes of the Amorites, who took power in Ashur to the north. However, soon
after, all northern cities fell to newcomers. A raid, launched (c. 1595 BC) by
Hittites X, who led the Aryan tribes from the Taurus Mountain (now in Turkey),
brought Babylon down. Later, for nearly four centuries, the Kassites controlled
Babylon. Ashur fell to the Mitanni State, set up by the Hurrians from Caucasus,
who were presumably relatives of the Armenians. The Hurrians had been in
Mesopotamia for centuries, but after the 17th century BC, they spread
in large numbers across the whole of the north and into Asia Minor (present-day
Turkey).
Kassite Babylon flourished for three centuries, but then the clergy took control
over the State bureaucracy and Babylon had become the easy prey for the Semitic
Assyrians.
d. The Assyrians (Ashurians) and Chaldeans (Neo-Babylonians)
Assyria was a State, the territory of which lay in what is present-day northern
Iraq. Assyria was roughly triangular in shape and about the size of the state of
Idaho. Assyria included a part of the Tigris River valley. The western part of
the country consisted of steppe land suitable only for the nomadic tribes. The
eastern section, however, was fit for horticulture, with wooded hills and
fertile valleys watered by potent streams. To the east of Assyria lay the Zagros
Mountains; to the north, several terraces led up to the Caucasus Mountains. To
the west, the Mesopotamian plain stretched toward the Taurus Mountains and the
Mediterranean Sea. To the south was the state of Sumer (later, Sumer and Akkad,
and still later, Babylonia). It can be said that Assyria lay inside the Aryan
triangle. The best-known cities of Assyria, all situated in the northern
territory of present-day Iraq, were Ashur (now Sharqat), Nineveh (now the
excavated mound Kuyunjik), Calah (now Nimrud), and Dur Sharrukin (now
Khorsabad).
Settled agricultural life began in this area in the middle of the 7th
millennium BC. The horticulturists cultivated wheat and barley and pastured
cattle, sheep, goats, and pigs. They built their houses (some of which contained
up to four rooms) of compact clay; they also used round ovens (adobe) for baking
their ground flour, and stored their grain in large, bitumen-covered clay jars.
These gardening people wove textiles from thread spun with the help of spindle
whorls and made knives of obsidian and other flint-stones. They used celts
(stone-chisels) and other ax-shaped stone tools, such as adzes and hoes. Their
pottery was made of skillfully fired clay and was painted in attractive
patterns. Vases, beads, amulets, and stamp seals were produced from obsidian and
other hard stones. Clay was used for the production of ritual and religious
female figurines.
The tribal composition of the horticulturists of northern Mesopotamia may have
been a people known in later days as Subarians, who spoke an agglutinative
language. The Subarians buried their dead in between the own houses rather than
in a cemetery. Often the Subarians positioned a corpse with the knees drawn up
to the chin. The Subarians built first towns at the turn of the 3rd
millennium BC, and among their towns was Ashur. Later, in the 26th
century BC, the Aryan nomads conquered Ashur, rebuilt it into the capital city,
and their ideology and language dominated the area for about three centuries.
The Ashurians worshipped for their own national god Ashur (the god of truth and
light). In the 23rd century BC, the Semitic nomads conquered the
region and their customs and inflected tongue (from which later Babylonian
derived) became dominant in the region. The Assyrian script was a slightly
modified version of the Sumerian cuneiform.
The late Assyrian culture resembles that of the Babylonian. The Assyrian
religious practices and beliefs were almost identical with those of the
Babylonians. The Assyrians substituted only the name of the main Babylonian god
Marduk for the name of the Aryan traditional god Ashur, though the content of
this god became of that of the Semitic Marduk.
The Assyrian literature was a virtual copy of its Babylonian counterpart. The
more intellectual Assyrian kings, such as Ashur-Banipal, boasted of stocking
their libraries with the copies of Babylonian literature. Social or family life,
marriage customs, and property laws all resembled those of Babylonian. The three
Assyrian law codexes (by in large, the family laws that have been found thus
far) have a marked similarity to the Sumerian and Babylonian law collections.
However, the penalties were often more severe and brutal.
Because Assyria was at the cross-road of the major caravan-ways of the ancient
Middle East, its middle class played active role in the development of the civil
bureaucracy; and the 'Trade Charter' of the merchant guild of the city of Kanesh
witnesses about it. Notably, the Assyrian laws of the 15th-14th
centuries BC were not claiming the divine authority and were not delivered
through the priests and kings but were expressing the will of the people of the
city of Ashur. Those articles of laws that were preserved to us characterize the
property rights and particularly a quite complicated procedure of sale of the
tribal and family lands. These articles reflected the development of the money
exchange and the growth of the lower class of slaves and serfs not only of the
prisoners of wars but also of the impoverished members of the Assyrian upper and
middle classes. The common practice of transferring the members of the upper and
middle classes into the lower class people was through so-called "adoption" of a
debtor when the latter, although a grown up, could be adopted and legally would
be considered as an adolescent. The other methods of creation and perpetuation
of the three-partied class-society was through the sale of the children of a
debtor to his creditor. A girl or a boy would function as a slave until she or
he would be ransomed.
In the middle of the 3rd millennium BC, the Assyrians, like most of
the Middle East nations, came under the influence of the Sumerians. A temple of
this period, excavated in the city of Ashur, contained statues remarkably
similar in style and appearance to those found in the temples of Sumer. From
about 2300 BC, the Semitic nomads under the leadership of Sargon I conquered
Ashur and Ashuria became a province of the empire of Sumer and Akkad.
Thereafter, it became known as Assyria. About 2000 BC, another Semitic nomads
from the Arabian Desert, the Amorites, conquered much of Mesopotamia, including
Assyria. By 1850 BC, the Assyrian merchants had colonized parts of central
Anatolia (Asia Minor). They had prospered for awhile on a trade in copper,
silver, gold, tin, and textiles, thus rousing jealousy of the Aryan nomads, the
Hittites, who conquered the Asia Minor in the 17th century BC and
dominated in this area until the 12th century BC.
About 1810 BC, Shamshi-Adad I, who ruled the Assyrians in the years 1813-1780
BC, succeeded in extending his domain from the Zagros Mountains to the
Mediterranean Sea. Shamshi-Adad may have been the first emperor on the earth,
because he established the first empire in the ancient Middle East, the
bureaucracy of which spoke in different languages. He divided his empire into
provinces headed by specially appointed administrators and councils. He also
instituted the regular censuses of the population and the empire-wide postal
system. However, this first Assyrian Empire did not last for long and ceased to
exist when Shamshi-Adad's son, Ishme-Dagan I was defeated in the year 1760 BC by
the Babylonian king Ham-Mu-rabi. Thereafter Assyria became a part of the
Babylonian Empire, which was also short-lived. The Kassites, the Aryan nomads
from the Zagros Mountains, invaded Babylonia in the early 16th
century BC and seized it. Another group of the Aryan nomads, the Hurrians,
infiltrated all northern Mesopotamia and Phoenicia in the mid-16th
century BC.
About 1500 BC, Assyria became a province of Mitanni, another Aryan State that
had extended its control over all northern Mesopotamia. Assyria remained a
province until early in the 14th century BC, when the Mitanni
military bureaucrats suffered a serious defeat from the Aryan Hittites, whose
militarism was on a rise. Taking advantage of being in the middle of two
extremists, an Assyrian leader, Ashur-Uballit I, led the Assyrians to
independence and even annexed some of the territory of the Hittites and Mitanni.
Thereafter, he ruled the Assyrians in the years 1364-1328 BC.
Ashur-Uballit I was succeeded by a series of energetic and able rulers, who were
effective and succeeded in extending the Assyrian boundaries and in keeping at
bay their powerful neighbors, the Urartians, the Hittites, the Mitanni, the
Babylonians, and the Lullubi. The Assyrian armies defeated Mitanni and conquered
Babylon at about 1225 BC.
Beginning about 1200 BC, a new wave of migrations changed the face of
practically all western Asia. From the Balkan Peninsula, Ionic islands, and Asia
Minor came a conglomeration of peoples, known as the Sea Peoples (the
proto-Greeks), who put an end to the Hittite Empire in Asia Minor. The Aryan
nomads, called Mushki, who settled in eastern Anatolia, became a constant threat
to Assyria on the northwest. To the west of Assyria, a group of Semitic nomadic
tribes, known as Aramaeans, was multiplying excessively, and therefore, was on a
move. Assyria resisted the pressures and attacks of its new neighbors fiercely
and, generally, with success. During their bitter struggle for survival, the
Assirian upper class developed their military bureaucracy that would be
notoriously famous through centuries for its cruelty and terror that they
inflicted on many Middle East nations.
At the brink of the 11th century BC, the Assyrian campaigns took the
form of raids in search of booty and tribute. For instance, Tiglath-Pileser I,
who ruled the Assyrians in the years 1115-1076 BC, defended his domain against
the Aramaeans and the Mushki by conducting sporadic raids into far north
territories (up to the Lake Van in Urartu) and into far west (up to Palmyra).
Generally, the foreigners fled at the approach of the Assyrian army; those who
fell behind were either massacred or enslaved and carried off to Assyria; their
villages and cities were ransacked and demolished; however, the Assyrians were
not trying to annex their territories yet. Although the Assyrians reached the
Mediterranean shores at about 1100 BC, the Aramaean tribes from the Syrian
steppe halted their expansion for the next two centuries and, with related
Chaldean tribes, overran the Assyrian Babylon.
Only toward the end of the 10th century BC, the pattern of conquest
changed, and the Assyrians began to annex the conquered population and
territory. That is, they began to occupy the territory and to force own
bureaucracy on the conquered population, thus making Assyria the center of a new
empire, which would incorporate the conquered lands and population as provinces
and provincials into the Assyrian domain. Thus, Adad-Nirari II, who ruled the
Assyrians in the years 912-891 BC, annexed the territory of the Aramaean tribes
that centered east of the Habur River. His son, Tukulti-Ninurta I, annexed
several more Aramaean territories around the city of Harran and the central
Euphrates Valley.
The major Assyrian cultural artifacts of that era are
represented in the field of art and architecture, which considerably deviated
from the previous traditions. If the early history of the art of the Assyrians
is largely the same as that of the Babylonians, then the Middle Assyrian art
(1350-1000 BC), although showing some dependence on the established Babylonian
stylistic traditions, is already deviating from them. Although the temple
architecture and the ziggurats were still popular and the religious subjects
were still rigidly depicted in this period, the civil and military themes were
already depicted more realistically. At this time, the technique of polychrome
glazing of bricks became popular in Mesopotamia. Later this technique resulted
in the typical Neo-Babylonian architectural decoration of the entire structures
with glazed bricks.
Motifs of the sacred tree and crested griffins was used in cylinder seals and
palace wall paintings and may have come from the art of the Mitanni (an Aryan
State to the northeast of Assyria). The plant ornamentation of that period
became highly stylized and artificial, in comparison with the earlier
representations. The development of the Assyrian ideology (which became
increasingly abstract) went hand by hand with the replacement of the statues of
gods with their symbolic substitutes. Much of the artifacts came from the times
of Tukulti-Ninurta I, who ruled the Assyrians in the years 1244-1207 BC. The
Assyrian artists of that period emphasized the distance between the gods and
humans. The narrative frieze, which derived from the scenes on the earlier
steles and seals, became the most important aspect of the Assyrian art.
In 1000-612 BC, in the Neo-Assyrian period, in the time of the great political
leaders, the Assyrian middle class flourished. The first great leader of this
period was Ashur-Nasirpal II, the son of Tukulti-Ninurta II, who ruled the
Assyrians from 883 to 859 BC and organized the construction of the city of
Nimrud (the biblical Calah). The walls of Nimrud were encompassing an area of
about 3.6 sq. km, which included the citadel (with the main royal buildings like
his Northwest Palace, which was decorated with relief sculptures).
During the leadership of Ashur-Nasirpal II, the Assyrian bureaucrats extended
their control to the north and east. The Assyrian militarists were hard on their
close neighbors and deliberately cruel; however, they inclined more to
deliberate with their powerful and distant neighbors, such as the Urartians to
the north and the Babylonians to the south. Gradually, the Assyrians advanced
toward the Mediterranean Sea. After one successful campaign, Ashur-Nasirpal
ordered to plant the Lebanese cedars on the slopes of the Amanus Mountains to
provide wood for the restoration of the city of Calah, which he made his
capital, in order to improve the effectiveness of his bureaucracy. Numerous
inscribed monuments of Ashur-Nasirpal have been unearthed in the ruins of Calah,
making him one of the best-known Assyrian leaders.
Shalma-Neser III, the son of Ashur-Nasirpal, organized more than 30 campaigns in
the years 859-824 BC against the Arameans, to the west of the Euphrates.
Although the Assyrians had some success and even received considerable tribute
from the allies of the Arameans, such as the Israelites, the Assyrians failed to
control the conquered territories for long. One of Shalma-Neser's monuments is
now in the British Museum -- the Black Obelisk, on which the king Jehu, who
ruled the Israelites in the years 842-815 BC, is depicted kissing Shalma-Neser's
feet.
Toward the end of Shalma-Neser's rule a revolt broke out and Assyria for several
years submerged into a civil war. Consequently, the Assyrian military power was
diminished, and the Assyrians began to rebuilt their military bureaucracy only
when Tiglath-Pileser III came to power in 745 BC. He ruled the Assyrians
effectively until 727 BC and managed to create a world empire. His reforms
started from reestablishing the supremacy of the military bureaucracy over the
civil and clerical bureaucrats. The system of civil justice was reduced to the
court-martial. He established a standing (permanent) army, consisting largely of
foreign mercenaries, and planned his campaigns with the objective of annexing
enemy territory. The conquered peoples were deported from their traditional
lands and resettled within the Assyrian domains in order to break their
nationalism; that is their subconscious loyalty to their ex-upper class. The
Assyrian military, bureaucrats under Tiglath's command, pacified the Aramaean
tribes that were harassing the Assyrians in the central Tigris valley, expelled
the Urartians from Syria, annexed the Aramaean territories of Arpad and
Damascus, and subjugated the cities of Palestine and Babylonia.
The successors of Tiglath-Pileser, Shalma-Neser V (727- 722 BC) and Sargon II
(722-705 BC), followed the Tiflath's legalistic policies and managed to extend
the Assyrian dominion in all directions, from southern Anatolia to the Persian
Gulf and from Egypt to the Zagros Mountains. Conquered regions of Armenia,
Syria, Palestine, and Egypt were left under client-kings or were annexed, in
cases when their upper classes refused to collaborate. Following ancient
practice, rebellious subjects were deported, resulting in a mixture of ethnic
groups across the empire. Thus, at the beginning of Sargon's reign, the
Assyrians deported the population of ex-Israel, which had been conquered during
Shalma-Neser's leadership.
During his reign, Sargon led campaigns against the Urartians and the Medes,
annexed numerous territories in Syria and southern Anatolia, and defeated the
Aramaeans in the central Tigris Valley and the Chaldeans in the lower Euphrates
Valley. In order to ensure effective control of this vast empire, which extended
from the Taurus Mountains to the Persian Gulf and from the Zagros Mountains to
Egypt, Sargon divided it into some 70 provinces. Governors of those provinces
were directly responsible to Sargon, whose capital-city was Calah. Toward the
end of his reign Sargon delegated some of his military power to his son
Senna-Cherib (705-681 BC), while leaving for himself the authority over the
civil bureaucracy and building a new city, Dur Sharrukin (now Khorsabad). Under
his management, there were erected the city walls and a royal palace with
impressive bas-reliefs.
During the rule of Sargon's administration, his capital city of Dur-Sharrukin
covered 2.6 sq. km (1 sq. mi.) and was surrounded by a wall with seven gates.
Three of those gates were decorated with reliefs and glazed bricks. In the city
was his palace of more than 200 rooms and courts, an imperial temple, some
smaller temples, and residences of the upper and middle class people. He also
established a library in Nineveh. At the brink of the 7th century BC,
the civil administration and middle class bloomed; industry, trade, and
agriculture were encouraged throughout the empire; the infrastructure was
improved and the taxes were lowered.
Royal chronicles recounted the king's bravery in battles and
in hunting; they were often carved on both the exterior and interior walls of
the palace in horizontal bands with cuneiform texts, in order to impress
visitors. The viewer was greeted by huge guardian sculptures at the gate; the
guardians were hybrid genii, winged human-headed lions or bulls with five legs
(for viewing both front and side). Sometimes the mythological figures were
portrayed in the form of a Gilgamesh-like figure with the lion cub or a
worshiper bringing a sacrifice, as is a portrait of Sargon II with an ibex (c.
710 BC, Le Louvre).
The construction of Dur-Sharrukin was completed only after Sargon's death by his
son and successor, Senna-Cherib, who ruled in between the years 705-681 BC.
Later Senna-Cherib moved the Assyrian capital to Nineveh where the Assyrians
built for him the Southwest Palace. The North Palace at Nineveh was built for
Ashur-Banipal, who ruled the Assyrians in between the years 668-627 BC. The
Assyrian artists decorated these palaces with magnificent reliefs, using gypsum
alabaster, native to the Assyrian region of the upper Tigris River. This kind of
stone is easier for carving than the hard stones used by the Sumero-Akkadian
artists.
The subject matter of these alabaster reliefs is mostly military -- the king is
hunting lions, or other animals, or he has a triumph over his human enemies and
is feasting in his garden, like that relief that preserved in the British
Museum. This relief depicts a harpist and birds in the trees that are pacifying
the royal couple with music. The reclining king is sipping wine under a vine,
his attendants with feather fans are keeping him and his queen cool, while the
severed head of the king of Elam (an Aryan State to the east of Nineveh) is
hanging from a nearby tree.
During the 9th - 7th centuries BC, stylistic changes took
place; thus, the late Nineveh reliefs are considerably different from the early
Nimrud reliefs. In the latter, scenes that depicted army-life are surrealistic;
that is, the Nimrud reliefs represent symbolically an army by a few soldiers,
whose size does not correlate with the size of the surrounding objects. Figures
are in bands, one above the other, as if the observer has to suggest the 3D
space, but it does not feel that way. However, in the Nineveh scenes, the
figures are already carved in lower relief, occupy the entire picture surface,
and have the greater quantity of details; moreover, some figures even overlap,
thus creating a sense of the 3D space.
At the site of Tell Ahmar in northern Syria, a palace decorated with Assyrian
wall paintings was uncovered. Some of the paintings are attributed to the mid-8th
century BC; others were painted in the 7th century BC, by order of
Ashur-Banipal. Scenes from the earlier paintings depict the winged genii, the
defeat of the enemy, their merciless execution, the following ceremonial
receptions of the bureaucrats, and their recording of delivered booty from
subjugated nations. The paintings in Khorsabad were more formal and repetitious,
and were arranged in bands that are topped by two figures paying homage to a
deity.
The Assyrian sculptors excelled at hunting scenes; their finest reflections on
the animal forms are the dying lion and lioness and details of a hunt from
Ashur-Banipal's palace at Nineveh (the late 7th century BC, British
Museum). Other reliefs from this monument depict real events: everyday life in
the army camp, battles, the siege and conquest of cities, and the brutal
treatment of captives. Although landscapes and seascapes were not rendered with
the photographic realism, the observer is still able to reconstruct the forms of
fortifications, buildings, ships, chariots, horse trappings, hunting equipment,
weapons, ritual libations, and costumes. The various ethnicity peoples that
inhabited Mesopotamia and Syria in the 1st millennium BC are depicted
with great realism and can be identified by their facial features, dress, and
hairstyles.
Under Sargon II, the Assyrian Empire was the most powerful and extensive empire
in the Middle East. The upper and middle class Assyrians became more cohesive
culturally (in language, in ideology, in the production and distribution of the
material and intellectual goods and services). However, the internal defect of
the monarchical bureaucracy led it to cling for the unable heirs of the ex-able
and ex-alive ruler. Thus, Sargon's successors set as their main goal the
extensive development of their empire (instead of ordering and intensifying what
was already in their domain). Thus, they embarked on the conquest of Egypt,
Elam, and Babylonia. To ensure victory over these external foes, they weakened
their armies in the northern and northeastern frontier regions, and overburdened
the middle class by additional taxes. In the northern regions, the Medes and the
newly arrived migrants (the Cimmerians and the Scythians) were harassing the
Assyrians without retribution.
Although Senna-Cherib controlled the lands, conquered by his father (Sargon II),
the effectiveness of his bureaucracy started to deteriorate. Senna moved his
capital from Dur Sharrukin to Nineveh. He was the first Assyrian leader, who
used the navy against his own citizens. Thus, in 694 BC, when the Chaldeans
rebelled against his greedy bureaucrats, his navy pursued and defeated them. In
689 BC, when the Babylonians revolted once more against the Assyrian
over-taxing, Senna ordered to demolish and to flood the entire city of Babylon.
Such a ruthless toward own middle class does not dispose the commoners to
peaceful and productive life.
Although Esar-Haddon, who ruled in the years 681-669 BC, favored more the middle
class than his father, Senna-Cherib, and helped the Babylonians to rebuild their
city, he favored even more the expansionistic policy. Thus, his military
bureaucracy bloomed and multiplied and, during his rule, the Assyrian roster
contained for nearly 150 bureaucratic positions. Under Esar's command, the
Assyrians crossed the frontier of Egypt and captured the capital-city of Lower
Egypt, Memphis.
Esar's son Ashur-Banipal, who ruled in the years 669-627 BC, continued the
Egyptian campaign. His army penetrated the Upper Egypt and captured Thebes.
Later, his army sacked Susa (now Shush, Iran), the capital-city of the Elamites
(an Aryan State to the southeast of Babylon). Ashur-Banipal is also famous for
his vast library at Nineveh, where he collected (but did not use) the knowledge
of the conquered people.
Trying to be effective, the Assyrian bureaucracy engaged in large-scale
projects, such as improving roads, establishing postal service, and building
irrigation systems. The Assyrian upper class tried to maintain and spread the
ancient Sumerian culture. They copied and edited the Sumerian and Babylonian
literature adopted the old Sumerian gods, but the Sumerian culture did not match
with a new form of ruling – with absolute monarchy. Therefore, a period of civil
wars and revolts by oppressed subjects had followed, and soon, the Assyrian
upper class was weakened enough to allow nomads to sack the Assyrian capital of
Nineveh in 612 BC.
Frequent revolts demanded a strong military machine, but it had crumbled under
the pressure of inner disorganization. Internal pressures and attacks from the
Aryan Medes and the Semitic Chaldeans caused the Assyrian Empire to collapse. On
the remnants of the Assyrian Empire arose the Chaldean Empire, which included
Babylonia, Assyria, Syria, and Palestine. The Medes took the Iranian hill
country, leaving Mesopotamia to the Chaldeans.
A full-scale revolution followed the death of Ashur-Banipal, and little is known
about this Assyrian Dark Age (that is why it is called the Dark Age). The Medes
sacked the city of Ashur in 614 BC, and, aided by the Babylonians, captured and
ruined Nineveh in 612. The Assyrian army, led by the last Assyrian king,
Ashur-Uballit II, retreated to Harran (to the northwest of the Assyrian
ex-capital), where Ashur-Uballit died in 609 BC. This defeat marked the end of
the Assyrian Empire.
Although the Chaldeans (in coalition with the Medes and Scythians) defeated the
Assyrians in 612 BC, sacked Nimrud and Nineveh, and established own sovereignty,
they did not establish a new cultural patterns or iconography. Their boundary
stones still depicted in old manner the scenes and images of kings with the old
symbols of the gods. The Neo-Babylonians embodied their creativity in the
architecture of Babylon, which was destroyed in 689 BC by the Assyrian
Senna-Cherib and was restored by the Chaldean Nabo-Polassar (r. 626-605 BC) and
his son Nebuchad-Nezzar II. It took nearly a century for the Babylonians to
rebuild outer and inner walls of their city. The central feature of the
rebuild-city became the temple of Marduk, which was erected on the top of the
seven-story and 91-m high ziggurat Etemenanki (from the biblical studies known
as the Tower of Babel).
The ziggurat had been built of sun-dried bricks and faced
with baked bricks; northward from it passed the processional way, walls of which
were decorated with the enameled reliefs of lions. Passing through the Ishtar
Gate, this passage led to a small temple outside the city, where ceremonies for
the New Year Festival were held. Two palace complexes were to the west of the
Ishtar Gate; since the times of Ham-Mu-rabi, a residential area lay to the east
of the processional way.
Ham-Mu-rabi (Hammurabi) was actually the biblical Ham, from whom the biblical
authors derived the Hamites. It is notable how these authors conceived their
"table of nations".
"This is the account of Shem, Ham and
Japheth, Noah's sons, who themselves had sons after the flood.
The Japhethites. The sons [the descendants, VS] of Japheth: Gomer [Homer, VS],
Magog, Madai, Javan, Tubal, Meshech and Tiras. The sons of Gomer: Ashkenaz,
Riphath and Togormah. The sons of Javan: Elishah, Tarshish, the Kittim and the
Rodanim. (From these the maritime peoples [the Greeks, VS] spread out into their
territories by their clans within their nations, each with its own language.)
The Hamites. The sons of Ham: Cush, Mizraim, Put and Canaan. The sons of Cush:
Seba, Havilah, Sabtah, Raamah and Sabtecah. The sons of Raamah: Sheba and Dedan.
Cush was the father of Nimrod, who grew to be a mighty warrior on the earth. He
was a mighty hunter before the LORD; that is why it is said, 'Like Nimrod, a
mighty hunter before the LORD.' The first centers of his kingdom were Babylon,
Erech, Akkad and Calneh, in Chinar. From that land he went to Assyria, where he
built Nineveh, Rehoboth, Ir, Calah and Resen, which is between Nineveh and
Calah; that is the great city. Mizraim was the father of the Ludites, Anamites,
Lehabites, Naphtuhites, Pathrusites, Casluhites (from whom the Philistines came)
and Caphtorites. Canaan was the father of Sidon, his firstborn, and of the
Hittites, Jebusites, Amorites, Girgashites, Hivites, Arkites, Sinites,
Arvadites, Zemarites and Hamathites. Later the Canaanite clans scattered and the
borders of Canaan reached from Sidon toward Gerar as far as Gaza, and then
toward Sodom, Gomorrah, Admah and Zeboim, as far as Lasha. These are the
descendants of Ham by their clans and languages, in their territories and
nations.
The Semites. Sons were also born to Shem, whose older brother was Japheth; Shem
was the ancestor of all the sons of Eber. The sons of Shem: Elam, Asshur,
Arphaxad, Lud and Aram. The sons of Aram: Uz, Hul, Gether and Meshech. Arphaxad
was the father of Shelah, and Shelah the father of Eber. Two sons were born to
Eber: one was named Peleg, because in his time the earth was divided; his
brother brother was named Joktan. Joktan was the father of Almodad, Sheleph,
Hazarmaveth, Jerah, Hadoram, Uzal, Diklah, Obal, Abimael, Sheba, Ophir, Havilah
and Jobab. All these were sons of Joltan. The region where they lived streached
from Mesh toward Sephar, in the eastern hill country. These are the sons of Shem
by their clans and languages, in their territories and nations.
These are the clans of Noah's sons, according to their lines of descent, whithin
their nations. From these the nations spread out over the earth after the
flood." (Genesis 10).
Now we can see how the authors of the Old Testament used the known to them names
of the famous people, tribes, cities and localities; and later, we will see for
what reason they did thus.
Now we have to return to the Ishtar Gate, which was erected about 575 BC and is
one of the few surviving Neo-Babylonian structures. Its facade and the
processional way that led up to it were of glazed bricks and were excavated by
German archaeologists and taken to Berlin, where the monument was reconstructed.
The complex (about 30-m long) is on display in the Asian Museum of Berlin.
Restoration of an earlier version of the Ishtar Gate, the processional way, and
the palace complex, which were built of unglazed brick, has been undertaken by
the Iraqi.
Little of that epoch was preserved, as little or nothing remains of the famous
palace of Nebuchad-Nezzar II, the Hanging Gardens, one of the Seven Wonders of
the ancient world. The talented general and brilliant administrator,
Nebuchad-Nezzar II ruled the Chaldean Empire from 604 to 562 BC. Under his
command, the Chaldeans rebuilt Babylon and embellished it with magnificent
temples and palaces, among which was the famous palace of the Hanging Gardens
that was built for his Median wife, who bored of the plane view of the
river-valley. The 110-m high building was modeled on a ziggurat and consisted of
a series of vaulted terraces, which were surrounded by a trench of flowing
water. Trees, shrubs, and flowers decorated each terrace. After the death of
Nebuchad-Nezzar II, the Chaldean Empire was torn apart by civil war and by the
Persians, Aryan nomads who had settled in southern Iran.
The Babylonians, under the rule of their last king, Nabo-Nidus (556-539 BC),
rebuilt the old Sumerian capital of Ur, including the ziggurat of Nanna, which
rivaled with the ziggurat Etemenanki at Babylon and survived well; its facing
bricks have recently been restored.
In 539 BC the Neo-Babylonian kingdom fell to the Persians under the leadership
of Cyrus the Great, who founded the Achaemenid Dynasty. Thereafter, Mesopotamia
became part of the Persian Empire. At first, Cyrus declared that his
capital-city would be Babylon, and he ordered to build a royal palace there.
Later, Darius transferred the Persian capital into Persepolis.
Throughout their history, the Assyrian and Neo-Babylonian upper classes relied
almost entirely on the organization and power of their military bureaucracy. The
main force of the army was the infantry (heavy and light). Both kind of infantry
were equipped with pikes, bows, and short swords; but only the heavy infantry
was protected by armor. Cavalrymen rode without saddles and were equipped in the
same manner as the light infantrymen. Three-man crews drove heavy chariots.
Siege towers and battering rams were used for attacking and breaking down the
walls of fortifications.
The king was the commander in chief of the military bureaucracy, the president
of the civil bureaucracy and the high priest of the clerical bureaucracy;
therefore he was an embodiment of an absolute monarch. However, with the growth
of either empire, the chain of command had been constantly increasing, and
ambitions and intrigues of the military bureaucrats of the highest ranks became
a constant threat to the life of the Assyrian or Chaldean monarch. Only in brief
periods of the 9th century BC (during the rule of Ashur-Nasirpal II
and his son Shalma-Neser III) and at the brink of the 7th century BC
(during the rule of Sargon II), the Assyrian upper class relied heavily on the
civil bureaucrats. And only during the end of Nebuchad-Nezzar's rule, the
Neo-Babylonian middle-class and civil bureaucrats could act on equal terms with
the military bureaucrats. Thus, toward the end of the reign of the Assyrian and
Chaldean dynasties, when the selection of a successor (by blood or by abilities)
became a crucial issue not only among bureaucrats but also among commoners,
palace revolts and revolutions became common place. This central weakness in the
organization of the Assyrian and Chaldean bureaucracies was greatly responsible
for the disintegration and collapse of their empires.
e. The Persians
Under the Persians, Mesopotamia became divided
into the provinces (satrapies) of northern Ashur and southern Babylon. Although
Babylon was no longer a capital city, it continued to play a role of the main
economic center of the Persian Empire. During 25 years (550-525 BC), under the
leadership of Cyrus the Great and his son, Cambyses, the Persians conquered all
lands between the Indus and Nile rivers, between the Black and Arabian seas.
Following the Assyrian example, the Persians employed the Egyptian model of
absolute monarchy. They developed an effective bureaucracy, which stabilized and
to some degree unified their vast territories. The Persian Empire was divided
into 20 provinces with a corresponding number of governors. The central
bureaucracy allowed the provincial bureaucracies a large measure of
self-governing. The Persian bureaucrats respected local cultural traditions, as
long as the locals paid their taxes, served in the Persian army, and abstained
from rebellion.
The Persian bureaucracy chose Aramaic language, widely used by merchants
earlier, as the official language of the Empire. Aramaic language of the
Arameans of Syria was written in letters based on the Phoenician alphabet. By
making Aramaic the universal language of the Empire, the Persian bureaucracy
simplified the oral and written communication among large number of its ethnic
groups (ex-nations). The Empire was also unified through an elaborate network of
roads, through a regular postal service, through a common system of weights and
measures, and a common monetary system. Despite the appearance of political and
cultural unity, the Persians were the eclectics – their palaces had the
Babylonian terraces, the Egyptian colonnades with the Assyrian decorated winged
bulls.
Their blooming material eclecticism was based on their spiritual eclecticism
that produced its own marvelous fruit – the ideology of Zoroaster (pronounced in
ancient Persia as Zarathustra, which meant 'one, who has goldy camels'). This
ideology would rival with Christianity for the minds and hearts of the Europeans
for nearly a millennium. Even St. Augustine (a major Christian theologian) had
been for nine years a Manichean (a Zoroastrian sect) until he was converted to
Christianity.
1) Zoroaster
Zoroaster (c. 630-550 BC), the founder of this ideology, taught his disciples to
believe in a Lord of Light (Ahura Mazda – the Wise Lord of goodness, justice,
and life) and in a Lord of Darkness (Ahriman – the Lord of evil, destruction,
and death). The Lords of Light and Darkness were in constant conflict with each
other. People were free to choose between these two powers to follow. By
choosing, to follow the Lord of Light, they would prefer good over evil; and by
choosing to follow the way of the Lord of Darkness, they would prefer evil over
good. To serve the Lord of Light, the individual must speak only the truth and
do only good and justice to others. A just and wise individual would be rewarded
for such his behavior with eternal life in paradise – a realm of the pure light,
goodness, and pleasure. The followers of the Lord of Darkness would be cast into
a realm of pure darkness and eternal torment. The Orthodox (‘strait opinion’)
Zoroastrians rejected temples, blood sacrifices, and all kinds of magic.
Instead, the Zoroastrians insisted on developing the conscious part of the human
mind (the reason) through ethics, common to Hinduism and the ideology of the
Knowledgeable One.
Zoroaster was born in the eastern Persian mountainous province of Airyana
Vaejah. Being still a young man, he received revelations from the Lord of Light.
Zoroaster’s difficulties of preaching and his conversations with the godhead are
recorded in the Old Avesta. After years of struggle with the priests of the
established ideologies, he converted a chieftain of the Turkmen, Vishtaspa, who
helped him to establish Zoroastrianism as a religion. After that, Zoroaster
devoted his time to raising cattle (which he considered as sacred animals) and
to preaching his ideology, through which, he had hoped to unite the settled
Aryan cattle-herders against those folks, who continued to practice nomadic
paramilitary life-style. "Glorifying the Lord of Light and giving forage to the
cattle, these are the best," thus spoke Zoroaster. He preached to nomads "to
stop violence, stealing of cattle, and ruining settlements that peace and
Goodness can come". Zoroastrianism reflected the longings of those ex-nomads,
who achieved prominence in captured lands, who became the upper class in a newly
organized class society, and who now wanted peacefully exploit the newly
"acquired" slaves and lands. The long-run interests of the Aryan nomadic tribes
were reflected in their craving for such a place on the earth, "where many
cooking is going on and all get big chunks of food, where horses snort and
wheels creak, where lash whips and many chewing is going on, where vaults have
all kinds of stuff that is necessary for good life".
The doctrine, that was expressed in the Old Avesta (Gathas), consists of
worship to the Lord of Light, as the One who embodies Truth (Asha), and
who opposes the embodiment of Lie, the Lord of Darkness. All that is good
derives from, and is supported by the emanations of the Lord of Light –
the Holy Spirit (the Spenta Mainyu, a creative power), a Good Mind
(Wisdom), Truth, Energy, Activity, Health, and Life. The emanation
differs from the transformation in the sense that, when a subject
transforms into an object, the subject disappears completely and transfers into
the object, however, when a subject emanates into an object, they become
two. All evil is caused by the emanations of the Lord of Darkness – the Evil
Spirit (the Angra Mainyu, a destructive power), a Bad Mind, Lie, Force,
Passivity, Disease and Death. Having allied himself with Lie, the individual
chooses to follow the way of the dark forces; whereas, allying himself with
Truth, the individual chooses to follow the way of the light energies. Upon
death, the individual’s soul will be judged at the Bridge of Discrimination; the
followers of Truth will cross the bridge and be led to paradise; and the
adherents of Lie will fall into hell. All evil will eventually be eliminated on
the earth in an ordeal of fire and molten metal – sounds like the Armageddon,
does it not?
Structurally, the logical defect of the elimination of one side (the evil one)
in the dualistic system can be explained by eclecticism of the Zoroastrians, who
compiled their doctrine of two other ideologies – the ancient Aryan cosmology
and contemporary Hinduism.
The Old Avesta (that was based on the Hindu system and was probably outlined by
Zoroaster himself) promoted worship of the Holy Spirit and his emanations
(including Truth). The New Avesta describes a cult of worshiping to the Lord (Ahura)
who is the custodian of Truth (Asha). This portion of the Scriptures was
composed after Zoroaster’s death by his disciples.
Zoroaster’s teaching is praised and revered in the New Avesta. However, its
systematic outlook, compiled with additions from the earlier Aryan beliefs that
were somewhat different from that of the contemporary Hinduism. In the New
Avesta, the emanations occur in the company of other sacred powers; a Lord has
the epithet of a "possessor of Truth"; however, the Evil Spirit and Lie are not
mentioned. Many natural objects, mythical creatures, and ancestral spirits were
worshiped. At last, the very figure of the Lord became to resemble not the
Zoroastrian Lord, but the truth god, Varuna (sometimes pronounced as
Asura) of the most ancient Hindu Scriptures (the Rig-Veda). This
transformation happened because it was the representatives of the entrenched
upper class of an agricultural society who compiled the later books (and
particularly the 3rd part of the New Avesta); and this class already gave
prevalence to the settled agricultural life. Thus the authors of the New Avesta
glorified the labor of a ploughman, not a shepherd, as the authors of the Old
Avesta did. The later teachers stressed that the essence of Zoroastrianism would
be clear there, "where wheat and barley are cultivated with diligence". However,
the authors of both Avestas concurred in their conviction of asceticism. They
preached that asceticism weakens a man in his struggle with the Dark forces; if
a man would leave his land, he would eternally stay "by the gate of others with
the begging bowl". "No one of those, who do not eat, is not able to be diligent
in husbandry and in procreation of sons, who multiply the wealth of a family and
assist in the victory of Good".
The depth of Zoroaster’s ideology had exerted a profound influence on the Greek
thought – Plato, Aristotle, and other thinkers showed a great interest in his
doctrine. Zoroaster’s ideas strongly affected Judaism, Christianity and Islam,
particularly their angelology, demonology, and eschatology (a discipline of the
death and resurrection). These influences have been traced to the Manual of
Discipline found among the Dead Sea Scrolls.
When the city-state of Ashur was established by the Aryan Hurrians under the
leadership of Kikia before the 25th century BC in northern
Mesopotamia, it was dedicated a masculine power of Truth (Asha). Later,
when the Semitic-speaking Amorites captured the city, they rededicated it to a
feminine power of Love (Ishtar, whom the Phoenicians called Ashtoreth, the
Greeks called Aphrodites, and the Romans called Astarte or Venus). Thus, the
Amorites launched the first ideological war that would go through millennia.
The common ancestors of the Persians, the Greeks, and the Hindus are the Aryans
– the nomadic groups of the Indo-European peoples, and it is probable that they
worshiped a number of similar deities. The Lord (Ahura) of the New Avesta
has wives (which are called Ahuranis) who, like the truth god’s (Varuna’s)
wives (which are called Varunanis) are Rain, Clouds, and Waters. The
Zoroastrian Lord is possessor of Truth, as the Aryan Varuna is custodian of Rta
(from Sanskrit arta or asha means ‘truth’ or ‘cosmic order’). That
is why the Greek word art means ‘bread’. However, the Latin word art
means an action through which the truth of an object is revealed. The sun is the
‘eye’ of both deities, and the name of the Lord (Ahura) is at times
joined to that of the sun god (Mithra). In the Hindu Scriptures, the
names of the sun god (Mithra) and the truth god (Varuna) are
similarly joined. The New Avesta also reveres Haoma (in the Hindu Vedas, it is
‘soma’; and from Greek soma means ‘a body’ and coma means
‘drowsiness’), a mystical plant, from which the Aryans yielded an intoxicating
juice. However, the Old Avesta warned against this ‘filth of intoxication’ as
impairing the Good Mind (reason). I believe that this so-called "mystical" plant
is the common hemp, a kind of which we know as marihuana, from
which some Canadian restaurateurs make not only drinks but also whole meals. The
worship of the ancestral and natural spirits (the fire god, Agni, for
instance) likewise have the Aryan parallels.
The Old and New Avestas were written in the same dialect; they are the main
parts of the Scriptures, but there are liturgical additions, called the Clear (Yasna).
The liturgical additions (which are hymns to individual deities) were written in
another dialect, and thus further entangled the web of the Zoroastrian doctrine.
The latest part of the Scriptures, the Worship (Vendidad) was composed in
the 3rd century BC (after the Greek conquest of Persia) and is mainly
a codification of the Zoroastrian rituals and laws. These customs included the
exposure of corpses, protection of dogs, and the joyful slaughter of sacrificial
animals. The last part of the Zoroastrian Scriptures permits some customs, which
the first part (the Old Avesta) had prohibited.
Thus, the weak internal design slowed the expansion of the Zoroastrian doctrine
and did not allow it to become the ideology of the lower class, because
universality is a necessary characteristic of such an ideology. Only when a
doctrine is based on a universal principle, such as the universal love, which
can be used by all major classes of a society to protect their particular
interests, only then, it can become the ideology of the lower class. The
ideology of the upper class (valor and loyalty) is too hot and too odd for the
lower class that needs compassion. Intelligence and reason (the ideology of the
middle class) is too cold to feel compassion. However, the valor, loyalty, and
intelligence can tolerate compassion. The Zoroastrians could satisfy the valor
and loyalty condition, and, in some degree, not insult intelligence; but they
could not give the feeling of compassion.
Indeed, the Persian upper class very soon employed the
Zoroastrian doctrine. Darius I (550-486 BC) was the first Persian king who
recognized the Zoroastrian ideology as the established religion. His
inscriptions are full of praises to the Lord of Light. Darius stressed
rationality of this doctrine and seemingly regarded Lie as a cosmic force. His
son, Xerxes I, was also a worshiper of the Wise Lord. Most impressive was his
conception that Truth (Arta) would be attained in the afterlife – this view
reflected the old Aryan idea that Truth or Cosmic Order (Rta) has a location
beyond the earth. He even named his son in the name of Truth (Arta-Xerxes I).
The latter was also a worshiper of the Wise Lord, but he also approved the old
Aryan cosmology, which would lead to the syncretism (union of things seemingly
repulsive to each other) of the last part of the Zoroastrian Scriptures.
Arta-Xerxes II (409-358 BC) venerated the Wise Lord and the sun god; in his
reign the first Persian temples were built. Under the rule of the Greek
Seleucids (312-64 BC) and the Parthian Arsacids (c. 250 BC – 226 AD), multiple
cults flourished along with Zoroastrianism. The new Persian dynasty of the
Sassanids (226-641) established the Zoroastrian ideology as the state religion
of Persia. In the Sassanid theology, the Lord of Darkness was opposing the Lord
of Light, but not to the one of the latter emanations – the Holy Spirit (Spenta
Mainyu). According to a Greek historian, Herodotus, this theology had already
appeared in the syncretic Magian system in the 4th century BC.
Certain Sassanid theologians taught that the Lords of Light and Darkness were
the twin sons of Infinite Time (Zervan), but this concept was eventually
rejected.
The Arabs gradually converted Persia to Islam after its conquest in the 7th
century. Zoroastrianism survived, however, in small, nomadic, semi-egalitarian
communities of ‘Gabars’ in the southeastern mountainous regions of Iran (Yezd
and Kerman) where about 20 thousands of them still live. "Gabars" is a
derogatory term that the Arabs coined to discriminate against the non-Muslims.
It is the same as the Greek term "barbarians" for the non-Greeks, the Jewish
term "Gentiles" for the non-Jews, the Christian term "pagans" for the
non-Christians and the Renaissance thinkers’ term "Goths" for the
non-intelligent people. The Zoroastrians (called Parsis) are numerous and
prosperous in India, mainly in the area of Bombay. They still recite the
Zoroastrian liturgy and tend the sacred fires, but today a few of them still
follow the Magian prescriptions of placing corpses on the raised edifices (the
so-called towers of silence) to be the prey of vultures.
As I already mentioned, every ideology would eventually be split, only to be
adjusted for the interests of the different classes and even factions. That was
exactly what happened with the Zoroastrian ideology, which was split by the
Manicheans.
2) Mani
Mani (c. 216-276), the founder of the Manichean ideology that (for nearly a
millennium) presented a major challenge to Christianity, was born into an
aristocratic Persian family in southern Babylonia. His father, a pious man,
brought him up in an austere sect of the Mandaeans (from Aramaic, manda means
‘knowledge’). The Aramaic name Mandaean is the equivalent of the Greek name
Gnostic (‘knowledgeable’). Therefore, I will call the members of the Mandean
sect and the Christian sect of Gnostics as the Searchers of Knowledge and their
sects as the Knowledge sects. A sect is different from an established religious
denomination in respect that the majority of the upper class does not support
the sectarian ideology.
The Searchers of Knowledge originated in Iranian region, where they appeared as
the 'heretics' Zoroastrians at the beginning of the new era. The word 'heretic'
derives from the Greek word 'hetero,' and means 'another kind', as opposed to
orthodoxy or 'strait opinion'. Their rituals and texts reflect Zoroastrian,
Judeo-Christian, and the Knowledgeable One influences.
The major teachings of the Persian Searchers of Knowledge derived from the
ideology of the Knowledgeable One. The Searchers of Knowledge believed that the
human soul (that imprisoned in the body and material universe) can be saved
through revealed knowledge (that might come in an instant, after a meditation),
a rigorous moral life, and ritual observances. They also believed in a redeemer,
the Knowledgeable One (Manda da Hayye), who knows life and death. This redeemer
once dwelled on earth, where he triumphed over the demons who are the rulers of
the earth and where they try to keep the soul imprisoned. He can thus assist the
soul in its ascent toward reunion with God, the Infinite Bliss. They regarded
Jesus as a false messiah, but they revere John the Baptist. They emphasized the
importance of frequent baptism as a ritual of purification. Unlike the other
Knowledge sects, the Persian Searchers of Knowledge have traditionally regarded
marriage and procreation as important moral obligations and their priests were
hierarchically organized and called Nasoreans, ‘observers of the rites’.
The Egyptian, Jewish, Syrian, and Greek Searchers of Knowledge flourished during
the 2nd and 3rd centuries and were a major challenge to
orthodox ("strait") Christianity. Most of the sects of the Searchers professed
Christianity, but their beliefs somewhat diverged from those of the Christian
majority in their early Church. These dissidents promised to their adherents a
secret knowledge of the divine realm, which is beyond this material world where
the sparks of the Divine Being fell from that divine realm. They taught that the
material universe (in which human bodies were imprisoned) is wholly evil and
through reawakening by knowledge, the divine element in the individual could be
returned to its own home – in the transcendent divine realm.
To explain the origin of the material universe, the Searchers of Knowledge
developed a complicated system. From the original unknowable God, a series of
lesser divinities (you know them as ‘angels and demons’) was emanated. The last
of those divinities, Sophia (‘wisdom’), conceived a desire to know the
unknowable Supreme Being. Out of this illegitimate desire was produced a
defective, evil god (demiurge or devil) who created the material universe. The
divine sparks (that dwell in every human being in this material universe) had
fell from or had been thrown by God in order to redeem humanity for that
ill-conceived desire. The Searchers of Knowledge identified the evil god with
the God of the Christian Old Testament. This first part of the Christian
Scriptures they interpreted as an account of this evil god’s efforts to keep
humanity immersed in the material world and in ignorance, and to punish their
attempts to acquire knowledge. From this point of view of the evil god’s deeds,
they understood the expulsion of Adam and Eve from Paradise for eating an apple
of knowledge, the Great Flood, and the destruction of Sodom and Gomorrah.
Although most Searchers of Knowledge considered themselves Christians, some
sects assimilated only minor Christian elements into an apocryphal body of
unorthodox Christian texts. The Christian Searchers of Knowledge refused to
identify the God of the New Testament (the Father of Jesus) with the God of the
Old Testament, and they developed an unorthodox interpretation of Jesus’
ministry. They wrote apocryphal Gospels (such as the Gospel of Thomas and the
Gospel of Mary) to substantiate their claim that the risen Jesus told his
disciples the truth about his origin. They asserted that Christ (the divine
spirit) inhabited the body of the man Jesus and did not die on the cross but
ascended to the divine realm, from which he had come. They rejected the
appeasing suffering and death of Christ and His bodily resurrection. They also
rejected other interpretations of the Gospels, made by the majority.
Some Knowledge sects rejected all sacraments; others observed baptism and the
Eucharist, interpreting them as signs of the awakening of knowledge. Other rites
were intended to facilitate the ascent of the divine element of the soul to the
divine realm. Hymns and magic formulas were recited to achieve a vision of God
or to distract the demons, which might capture the ascending spirit of a dead
individual and imprison it again into a body. The Valentinians (followers of
Valentinus, a teacher of a Knowledge sect, who taught in early 2nd
century) celebrated a special rite (called the bridal chamber) – the reunion of
the lost spirit with its heavenly counterpart.
The moral prescriptions of the Searchers of Knowledge ranged from asceticism to
libertinism. The concept that the body and the material world are evil led some
sects to renounce marriage and procreation. Other Knowledge sects held that
because their souls were completely alien to this world, it did not matter what
they did in it. The Searchers of Knowledge generally rejected Moses’ moral
commandments, which were the foundation of the Old Testament, regarding them as
part of the evil god’s effort to entrap humanity.
The question of whether the Knowledge sects first developed as a distinct
non-Christian ideology has not been resolved. Nevertheless, it is highly
probable that they had developed from the Zoroastrian communities in Mesopotamia
and had been influenced by the Jewish sectarians, who had fled Palestine after
the failure of their revolt against the Romans in the late 1st
century.
By the 2nd century, Christian teachers of the Knowledge sects (such
as Valentinus and his disciple Ptolemaeus, who were influential in the Roman
Church) had developed their doctrine with some elements of the Platonic
metaphysics and with some unorthodox Christian traditions. The Knowledge
sectarians, while continuing to participate in the larger Christian community,
also gathered in small groups to follow their secret teachings and rituals. They
created a state inside the State (I mean – a church inside the Church), and this
situation became intolerable for the Christian bureaucracy.
Moreover, during the 2nd century, a Knowledge sect had emerged in
eastern Syria, the members of which stressed an ascetic interpretation of Jesus’
teachings. Another ascetic sect appeared in Egypt. Partly as a reaction to the
Knowledge sectarians’ heresy, the clerical bureaucrats strengthened the
Christian organization by centralizing authority in the office of bishop. Using
their better organization and excommunicative technique, the orthodox
bureaucracy launched the ‘witch-hunt’ against the dissidents, who were poorly
organized. After that, as the orthodox Christian bureaucracy developed its
theology, philosophy, and propaganda machine, the primarily cosmological
teachings of the Knowledge sectarians had appeared (for the masses of the
Christians) as the bizarre or crude ideology of the upper class. The Christian
bureaucrats and some Neo-Platonic philosophers (such as Plotinus) attacked not
the basic concept of the Searchers of Knowledge (which states that the material
world is essentially evil) but some minor details of their doctrine. They could
not touch the basics because their own doctrine was essentially the same.
Plotinus (205-270 AD) was born in Egypt, studied at Alexandria for ten
years, and in his forties, went to Rome, where he established a Neo-Platonic
school. Plotinus impressed his students with his communistic ideas that people
should give their fortunes to the poor, set their slaves free, and should devote
themselves to lives of study and ascetic piety. Plotinus, being a sexagenarian,
with the permission of the Roman emperor Gallienus, designed to establish a
communistic commonwealth on the model of Plato’s Republic, but the
implementation of the project failed because of the opposition of the emperor’s
counselors.
Plotinus’s system was based mainly on Plato’s theory of Ideas. However, whereas
Plato assumed archetypal Ideas to be the link between the supreme God and the
material world, Plotinus accepted the Zoroastrian concept of emanation.
Zoroaster supposed the constant transmission of powers from God to His creations
through several agents, the first of which is the cosmic mind (nous) or pure
intelligence, whence flows the soul of the world. From the latter flow the souls
of humans and animals, and finally, the inanimate matter. Human beings thus
belong to two worlds, that of the senses and that of pure intelligence (reason).
Because the (inanimate) matter is the cause of all evil, the goal of life should
be to escape the material world of the senses. Hence, people should abandon all
earthly interests for those of intellectual meditation. Through purification and
exercising their intellect, people can gradually lift themselves to an intuition
of the cosmic mind and ultimately to a complete and ecstatic union with the
Infinite Bliss, Ultimate Good, One, or God -- the source of all existence.
For Plotinus this reality was a sea of tears and sorrow from which the commoner
yearned to escape into the "higher" reality, which was not in this world but
beyond it. Therefore, the principal goal of life of a commoner should not be
comprehension of this reality and neither fulfillment of his human potential nor
betterment of his community, but knowledge of the "higher" reality. Plotinus
felt that the reason could neither describe nor understand the Infinite Bliss,
which is beyond all human knowledge. Therefore, joining with God requires a leap
of a soul (through its purification) that it could return to its eternal home.
When Plotinus talks about the matter, he usually drops its predicate
‘inanimate’, but that is the root of the problem. Do you really think that this
universe has something that is inanimate? Every material body has its attractive
force (gravity, darkness) and its repulsive energy (active force, light), has it
not? If so, then you cannot discern the fine line between the external light and
dark because they are in constant motion and because your senses are composed of
the same ever-moving matter. However, you can discern this line if you mentally
break its constant motion; that is, if you mentally substitute a dynamic process
with its static representation. Later, we will return to this matter, but for
now, we should proceed with the Christian Orthodoxy.
The Christian bureaucrats asserted their identification of the Christian God of
the New Testament with the Judaic God of the Old Testament and their belief that
the New Testament is the only true revealed knowledge. The total propaganda war
was completed in a temporal victory of Orthodoxy. By the 3rd century,
the Knowledge sects began to submit to the upper class Christians, after being
persecuted by them. By the end of the 3rd century, the Searchers of
Knowledge as a distinct movement had disappeared, but they fertilized the soil
for the teaching of Mani.
From the age of his puberty, Mani experienced visions, in which an angel
designated him to be the prophet of a new and ultimate revelation. Being on his
first missionary journey to India, Mani was influenced by the teachings of the
Knowledgeable One. Being under the protection of the new Persian emperor, Shapur
I (ruled 241-272), Mani preached throughout the Empire and even sent
missionaries to the Roman Empire.
He preached a "utopia," "the Earth of Light, the divine surface of which is of
diamond stuff [of carbon, who would argue with that? VS], which will never be
ruined. All the beautiful things are born by the Earth of Light: the hills,
entirely covered with flowers; the trees, the fruits of which do not fall down
or rot or wormy. The streams carry eternally the divine liquid that fills all
Kingdom of Light, where are the infinite number of houses and palaces, thrones
and beds, which exist from eternity. The precious Earth of Light is infinite,
and searching of her edge or shore is useless; truly, it is free from any kind
of suppression; there is no the needy and miserable; there everyone moves at own
will and lives by own free will." The rapid expansion of the Manichean
egalitarian ideology provoked the hostility of the leaders of the orthodox
Zoroastrians, who reasonably noted that the real earth is limited, and
therefore, we all depend on each other, and there is no such thing as the
absolutely free will. Thereafter, the Zoroastrian establishment accused Mani in
the communistic radicalism and preaching robbery of the property of others. When
Bahram I (ruled 274-277) succeeded to the throne, the Zoroastrians persuaded him
to have Mani arrested as a heretic, after which he either died in confinement or
was secretly executed.
The Manichean doctrine reflects the strong influence of the Searchers of
Knowledge. Mani proclaimed himself the last prophet in a succession that
included Zoroaster, the Knowledgeable One, and Jesus. Mani asserted that his
doctrine consummated and contained the partial revelations and doctrines of all
previous prophets. The fundamental concept of the Manichean doctrine is its
dualistic division of the universe into contending realms of good and evil – the
realm of Light (spirit), ruled by God, and the realm of Darkness (matter), ruled
by Satan. Originally, the two realms were entirely separate, but in a primal
catastrophe, the realm of Darkness invaded the realm of Light, and the two
became mixed and engaged in a constant struggle for world domination. The human
race is a result and a microcosm of that cosmic struggle. The human body is
material and, as such, is evil. The human soul is spiritual, a fragment of the
divine Light, and must be redeemed (for the individual’s bodily desires) from
its imprisonment in the body and the world. The way of redemption is through
knowledge of the realm of Light, which discloses through the succession of
divine messengers, who include the Knowledgeable One, Jesus, and the last one –
Mani himself. With this knowledge, the human soul can conquer the bodily desires
that perpetuate its imprisonment in this world, and thus, it can ascend to the
divine realm.
The Manichaeans divided themselves into two categories according to their degree
of spiritual perfection. Those, who were called the elect, practiced strict
celibacy and vegetarianism and abstained from wine; they were only supposed to
preach and do no manual labor. They were assured to ascend to the realm of Light
after death. The other category was called the auditors, who were much more
numerous, but with lower spirituality. They were permitted marriage (although
procreation was discouraged), observed weekly fasts, and served the elect. They
hoped to be reborn as the elect.
Mani believed that all fragments of divine Light would be redeemed, this
universe would be destroyed, and Light and Darkness would be eternally
separated. He also believed that the failure of previous prophets to record
their teachings led to their dilution and distortion by their disciples.
Subsequently, he wrote several books to serve as the Scriptures of his ideology.
Fragments of these scriptures, along with hymns, catechisms, and his cosmology,
had been found in Tibet and Egypt in the early 20th century. Other
sources for studying the Manichaean ideology include the writings of St.
Augustine (who once was a Manichaean and, after his converging into
Christianity, wrote polemics against the Manichean movement).
During the 4th century, the Manichean ideology spread throughout
China, Persia, and the Roman Empire, especially in North Africa. Although the
Manichean ideology as a distinct ideology had failed to become the lower-class
ideology, its continuing influence can be traced in the medieval dualistic
heresies of the Albigenses, Bogomils, and Paulicians. This influence can also be
traced in Gothic architecture, in the medieval Jewish mystical doctrine, known
as Cabala, in the metaphysical speculation that surrounded the alchemy of the
Renaissance, in the paintings of Caravaggio and Rembrand, in the theosophy and
anthroposophy of the 19th century philosopher Steiner. The 20th
century nihilism, existentialism, and the writings of a psychologist Carl Jung
can also be traced to the Manichean ideology.
Having said that, I should give a concrete example of its
influence; so, I choose to show the implementation of the Manichean idea of the
active and counteractive forces of light and dark in the Gothic architecture and
art.
Architecture was the dominant form of expression of the Gothic Age in art.
Emerging from Romanesque antecedents, Gothic architecture continued long after
the other arts had embraced the Renaissance. Although a vast number of secular
monuments were built in the Gothic style, mostly the West-Christian Church
employed the new architecture to attain the realization of its own medieval
interests.
One of the two distinguishing features of the
Gothic architecture is a type of vault that consists of thin intersecting
arches, the ribs, which (in combination with pointed transverse arches) support
the light masonry cells of the vault. Although the earliest Gothic churches had
a variety of forms, the creation of a series of large cathedrals in northern
France, in the 12th and 13th centuries, took full
advantage of the new Gothic vault. The architects of the cathedrals found that
the outward thrusts of the vaults were concentrated in the small areas at the
springing of the ribs and were deflected downward by the pointed arches.
Therefore, the pressure could be counteracted readily by narrow buttresses and
by external arches (so-called flying buttresses).
Consequently, walls of glass (the second distinguishing feature of the Gothic
architecture) could largely replace the thick walls of Romanesque architecture,
and the interiors could reach unprecedented heights. Thus, a revolution in
building techniques had occurred, and it had been started by a remarkable man,
Abbot Suger of monastery at Saint-Denis, near Paris.
Suger was born in 1084 and educated in the monastery school
of Saint-Denis along with the future French king Louis VI. Later, Suger became a
close religious and political advisor to Louis VI and to Louis VII, and was a
successful go-between between the Roman church bureaucrats and the French
bureaucrats. While Louis VII was crusading in 1147, he appointed Suger as a
temporary ruler of France. From 1122 Suger was the Abbott of the monastery of
Saint-Denis, which had a special meaning for the French because Denis was the
first bishop of Paris and the patron saint of France.
Martyred by decapitation at Paris in 258 AD, in the persecutions of Emperor
Valerian, Denis was buried in the monastery. St. Denis is represented in art as
raising himself to carry his severed head. In popular medieval belief, St. Denis
was identified with Dionysius Areopagite, a 5th century Greek
theologian from Syria, who admired Pythagorean and Manichean ideas. Dionysius
wrote many mystical and speculative books (among which is The Celestial
Hierarchy) that were very influential in the Medieval times. The monastery was
also the place of Charlemagne’s coronation and the burial place of the members
of the French royal family.
Suger made extensive preparations while contemplating on his
burning question – how to rebuild and to make this place the spiritual center of
France. He searched for a new kind of architecture that would reinforce the
ruling authority of the clerical and state bureaucracies. Suger had read the
works of Dionysius, who stressed the mathematical harmony that should exist
between the parts of a building and on the mystical effects of light and dark.
Combining these concepts with the theory of musical ratios, Dionysius developed
a system that expressed complex symbolism based on mathematical ratios. The
thought that these theories about light and dark and the mathematical symbolism
of architecture could be attributed to St. Denis (as a medieval case of mistaken
identity) invigorated Abbott Suger in his research.
Because the orthodox Christians associated the formal qualities of light with
Christ, Abbott Suger rearranged the elements of medieval architecture as to
express the relationship between light and God in the most impressive manner.
Suger conceived the chevet (the East End of church, comprising the choir,
ambulatory, and apse) as to emphasize the integration of light with lightness.
The entire chevet area was covered with the ribbed Gothic vaults, which were
supported by the slender columns and pointed arches. None of the individual
architectural elements that Suger and his collaborators used was new. All of
these elements could be found in the previous local Romanesque and even more
ancient architectural styles, because people are subconsciously obsessed with
vaults (domes) and columns from prehistoric times.
Following in the riverbed of the Plato-Freudian theory, I
think that, on the subconscious level, columns represent for us the male sexual
organs that support the domes, which represent the pregnant female bellies or
breasts. The enclosed (by the domes) dark spaces, like the mother’s womb,
protect us from the bad weather, and give us the delightful feeling of security.
However it may be, Suger’s revolutionary synthesis consisted in rearranging the
well-known architectural elements to create the Gothic style.
The Gothic ribbed vault supersedes the earlier barrel vault because it requires
less buttressing. The barrel vault exerts weight-pressure along its entire
length, and therefore, needs strong buttressing. However, the weight of the
ribbed vault is concentrated only at the four corners of the rib bases. This
distribution of the structural weight is more efficient, because the entire
structure can be buttressed at intervals, which can free more space for
glass-windows and colored light. The ribs can be built before the intervening
space is filled in, and filled with lighter materials, because their
weight-bearing capacities are improved (relatively to the barrel vault, of
course).
The light (that had so inspired Mani, Dionysius, and Suger) should not simply be
the natural daylight but it should be darkened; that is how we have colored
light. Suger’s architectural solution were stained glass windows, through
colored fragments of which, the daylight filters in and evokes the elevating
feelings of bliss and closeness to God.
In the evolution of Gothic architecture, the progressive enlargement of the
windows was not intended to shed more daylight into the interiors, but rather to
provide a luminous darkness, vibrant with radiance, which can still be
appreciated in the Sainte-Chapelle and in the cathedral of Chartres. The
dominant colors were a dark saturated blue and a brilliant ruby red. Small
stained-glass medallions (illustrating episodes from the Bible and from the
lives of the saints) were reserved for the windows of the chapels and the side
aisles. Their proximity to the observer made their details easily
distinguishable. Each of the lofty windows of the clerestory was occupied by
single monumental figures that (because of their colossal size) were also
readily visible from below.
However, from the 13th century the mystic
darkness had been gradually dispelled as the grisaille glass (the white glass
decorated with designs in gray) was more often employed in the predominantly
yellow colored panels, while the other colors grew progressively lighter in
tone.
Thus, the essence of the teachings of the Zoroastrians, Searchers of Knowledge,
and Manicheans has proved to be very durable. It is durable because it derived
from the ancient Aryan concept – the view that the inner spirit of the
individual must be liberated from the world that is deceptive, oppressive, and
evil.
f. Hellenistic and Roman Times
After the Macedonian Empire disintegrated in the 3rd century BC into
several kingdoms, the Greek dynasty of the Seleucids held Mesopotamia. A dozen
new cities were founded; Seleucia on the Tigris was the largest, bringing
Hellenistic culture, new trade, and prosperity. A major new canal system, the
Nahrawan, was initiated. About 250 BC the Parthians took Mesopotamia from the
Seleucids. The Parthian rulers (the Arsacids) organized their bureaucracy on the
Old Persian manner, so that several autonomous vassal-state bureaucracies (with
different cultures) developed. After rebuffing Roman attacks, the Parthians fell
to the Persian Sassanids in 226 AD. The Parthian domain extended from the
Euphrates to present-day Afghanistan. Effective bureaucratic system and improved
irrigation canals and drainage brought prosperity. Intermittent conflicts with
the Eastern Roman (after 395, Byzantine) Empire in the northwest, where it had
common borders with the Roman province of Syria, and with Arabs (with whom the
Persians had the common desert border) led to disaster. Uncontrollable growth of
population among the Semitic nomadic tribes led them to an explosion and
expansion, which destroyed Sassanid Persia in 635. On their spears and under the
green flag, the Arabs brought to the Persians a new religion, Islam.
g. Medieval and Modern Times
For the next century, the Semitic dynasties ruled Mesopotamia. Hordes of Semitic
nomads settled in the land, and the Arabic language displaced Greek and Persian.
After becoming a State ideology, Islam had been used by each class for
protection of own particular interests. Thus, conflicts had burst and divisions
had been deepen. In this respect, the Muslims were not better or worse than
others. Baghdad became the center of the Muslim Empire under the Abbasid caliphs
(750-1258), who introduced Turkish bodyguards. The latter gradually took
control, establishing own dynasties in the area. After the Mongol sack of
Baghdad (1258), administrative decay, class conflicts, and further attacks by
Bedouins and Mongols led to the deterioration of the canal system, restricting
agriculture and souring the soil.
The Ottoman Turks and Safavid Persian rulers waged intermitting wars for control
of Mesopotamia from the 16th to the 18th century, when
family dynasties controlled Baghdad and other Mesopotamian cities. The Turks
eventually prevailed. During World War I, the British Empire took over
Mesopotamia. Iraq became a British colony and France captured Syria. Iraq and
Syria became independent in 1932 and in 1945, respectively.
egyptians
Victor J. Serge created this page and revised it on
04/13/03